Regulatory Alerts2015-12-31 | DOF 5422010Added · Updated
Resolution modifying the General Provisions applicable to securities broker-dealers
The National Banking and Securities Commission amends Articles 159, 161, 201, 202, 204, 215, and 216, and replaces Annexes 9 and 10 of the General Provisions applicable to securities broker-dealers. The amendments establish a 2% credit risk weight for derivatives settled in authorized clearing houses, introduce new reporting requirements for employee benefits under NIF D-3, and adjust the submission deadlines for supervisory capital scenarios and related reports. These changes enter into force the day after publication, with the new reporting formats becoming mandatory in February 2016.
More like this from SHCP
SHCP published 20 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share