Regulatory Alerts2026-02-13
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Resolution of the Adjunct Superintendency of Prudential Supervision No. 011-2026-SMV/10
Mifondo Empresa Administradora de Fondos Colectivos S.A.C. is sanctioned with a single admonition for failing to remit payment receipts to an associate as required by their collective fund administration contract. The sanction addresses the failure to send electronic sales receipts for payments made on December 21 and 24, 2024, which constituted a serious infringement under Annex XIII, numeral 2, item 2.16 of the Sanctions Regulation. The regulator rejected the administrator's defense of a material error in email address registration, ruling that the obligation to provide payment documentation is mandatory and cannot be substituted by payment schedules.
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