Resolution of the Board of the National Bank of the Kyrgyz Republic No. 40/3 of 28 September 2016 on Amending and Supplementing the Resolution of the Board of the National Bank of the Kyrgyz Republic of 30 March 2011 No. 20/4

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Date of creation: 2016-10-06

Resolution of the Board of the National Bank of the Kyrgyz Republic of 28 September 2016 No. 40/3

On Amending and Supplementing the Resolution of the Board of the National Bank of the Kyrgyz Republic "On Approval of the Regulation 'On Periodic Regulatory Reporting of Banks Operating in Accordance with Islamic Principles of Banking and Financing'" of 30 March 2011 No. 20/4

In accordance with Articles 7 and 43 of the Law "On the National Bank of the Kyrgyz Republic", the Board of the National Bank of the Kyrgyz Republic resolves:

1. To amend and supplement the Resolution of the Board of the National Bank of the Kyrgyz Republic "On Approval of the Regulation 'On Periodic Regulatory Reporting of Banks Operating in Accordance with Islamic Principles of Banking and Financing'" of 30 March 2011 No. 20/4 (attached).

2. This resolution enters into force upon expiry of thirty days from the day of official publication.

3. To the Legal Department:

• publish this resolution on the official website of the National Bank of the Kyrgyz Republic;

• after official publication, send this resolution to the Ministry of Justice of the Kyrgyz Republic for inclusion in the State Register of Normative Legal Acts of the Kyrgyz Republic.

4. To the Supervision Methodology and Licensing Department: bring this resolution to the attention of commercial banks, the Legal Entity Association "Union of Banks of Kyrgyzstan", the State Development Bank of the Kyrgyz Republic, regional departments and the representative office of the National Bank of the Kyrgyz Republic in Batken Oblast.

5. To assign control over the execution of this resolution to the member of the Board of the National Bank of the Kyrgyz Republic T.Dzh. Dzhusupov.

Chairman T. Abdygulov

Annex

to the Resolution of the Board of the National Bank of the Kyrgyz Republic of 28 September 2016 No. 40/3

Amendments and Supplements to the Resolution

of the Board of the National Bank of the Kyrgyz Republic

"On Approval of the Regulation 'On Periodic Regulatory Reporting of Banks Operating in Accordance with Islamic Principles of Banking and Financing'" of 30 March 2011 No. 20/4

To introduce the following amendments and supplements to the Resolution of the Board of the National Bank of the Kyrgyz Republic "On Approval of the Regulation 'On Periodic Regulatory Reporting of Banks Operating in Accordance with Islamic Principles of Banking and Financing'" of 30 March 2011 No. 20/4:

in the Regulation "On Periodic Regulatory Reporting of Banks Operating in Accordance with Islamic Principles of Banking and Financing", approved by the above-mentioned resolution:

• paragraph 11 shall be restated as follows:

"11. Reports on paper shall be submitted to the National Bank within the established deadlines. Reports must be submitted in separate sealed envelopes containing sections 1-18 and 26-27, respectively. The envelopes must indicate the section numbers of the PRBO.";

• in paragraph 12, in the first sentence, the words "UFSR" shall be replaced by the words "National Bank";

• in paragraph 15:

in the first sentence, the words "head bank" shall be replaced by the words "head office of the bank";

in the second sentence, the words "Supervision Methodology and Licensing Department" shall be replaced by the words "relevant structural subdivision of the National Bank";

• paragraph 17 shall be restated as follows:

"17. A copy of the published financial statements with the conclusion of an independent audit company, after approval by the general meeting of shareholders, shall be submitted to the National Bank within two working days.";

• in Annex 1:

in section 9:

in subsections G, D and E, after the word "corporate" in the corresponding case forms, supplement with the words "and state" in the corresponding case forms;

• the title of section 10 shall be restated as follows:

"Information on Affiliated Persons";

• the title of section 11 shall be restated as follows:

"Information on Insiders";

• the title of section 12 shall be supplemented with the words "and maturity dates of assets/liabilities";

• in Annex 2:

• Supplement the Annex with section 9.A-1 as follows:

"Section 9.A-1. Information on the 15 largest funding sources, including FKUs and state institutions (Social Fund of the KR, etc.)

(in thousands of soms)

No.

Name of depositor*/creditor

Amount of funding/deposit

Markup

Date of contract conclusion

Date of contract completion*

Note (encumbrance, etc.)

Funding

settlement account

term deposit

demand deposit

Total

Total amount of liabilities on the 15 largest funding sources

–

*deposits serving as collateral for funding are not included in this table

indicates the balance on funding or deposit (for deposits - broken down into demand, settlement and term) as of the reporting date

• for demand deposits and settlement accounts, the cell is left empty

Executor:______ signature: ______

";

• Supplement the Annex with section 9.B-1 as follows:

"Section 9.B-1. Information on cash balances on correspondent accounts as of *

(thousands of soms)

No.

Name of bank

Country of affiliation

Total (in soms)

Currency

including

RPPU

in nominal

in soms

in nominal

in soms

Total

*The report must show balances by currency in nominal and in soms

Executor: ______ signature:______

";

• supplement section 18 with subsections E., Zh. and Z. as follows:

"E. Information on other property (real estate) accepted by commercial banks on the balance sheet in repayment of debt on problem loans

No.

Full name of client/partner

Date of funding issuance

Date of repayment

Markup

Amount of funding issued

Name, location of collateral and name of owner

Appraised value of collateral at the time of funding issuance

Information on repayments of debt made at the expense of the collateral item accepted into the bank's other property

Total repaid portion of funding

On principal amount of funding

On accrued markup

On accrued fines

On debt recovery expenses

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

Total

Balance of debt on funding after acceptance of property on the bank's balance sheet/sale at public auction

Date of acceptance by the bank of the collateral item into ownership

Acceptance of real estate on the bank's balance sheet out of court / voluntarily

Acceptance of real estate on the bank's balance sheet by court decision

Condition of other property accepted in repayment of debt

Recorded on the bank's balance sheet (net of RPPU)

RPPU on other property

Note (e.g., measures taken by the bank)

Value at which the collateral item was accepted on the bank's balance sheet

Decision on principal amount of debt (thousands of soms)

Decision on markup, fines, penalties (thousands of soms)

Balance of loan debt of the client/partner that transferred the collateral (thousands of soms)

Sale after acceptance of real estate on the bank's balance sheet

Lease with subsequent purchase

in nominal (thousands)

(thousands of soms)

in nominal (thousands)

(thousands of soms)

Date

Full name of new owner

Amount from sale in nominal (thousands)

Amount from sale (thousands of soms)

Full name of lessee

Lease term

Amount received from lease in nominal (thousands)

Amount received from lease (thousands of soms)

Book value (thousands of soms)

Executor: ______

signature: ______

Zh. Information on cash balances on accounts of state enterprises, business entities with a state share of participation, state authorities

No.

Name of client/partner

State share in authorized capital (%)

Date of contract conclusion

Date of contract completion

Number of accounts opened by client/partner

Currency

Cash balances on accounts of clients/partners (thousands of soms)

Settlement account

Demand deposits

Term deposit

Total (8+9+10)

Total:

Executor: ______ signature: ______

Reference:

Number of accounts

Number of clients

Amount (thousands of soms)

1. State enterprises, including:

1.1. Settlement accounts

1.2. Demand deposits

1.3. Term deposit

2. Business entities with a state share of participation (2.1+2.2+2.3+2.4)

2.1. Open joint-stock companies, including:

1. Settlement accounts

2. Demand deposits

3. Term deposit

2.2. Closed joint-stock companies, including:

1. Settlement accounts

2. Demand deposits

3. Term deposit

2.3. Limited liability companies, including

1. Settlement accounts

2. Demand deposits

3. Term deposit

2.4. Other business entities with a state share of participation, including

1. Settlement accounts

2. Demand deposits

3. Term deposit

3. State authorities, including:

3.1. Settlement accounts

3.2. Demand deposits

3.3. Term deposit

4. Others, including:

4.1. Settlement accounts

4.2. Demand deposits

4.3. Term deposit

I. Settlement accounts (1+2+3+4)

II. Demand deposits (1+2+3+4)

III. Term deposit (1+2+3+4)

Total (1+2+3+4)

Z. Information on maximum and minimum markup on existing funding and deposits

On funding

On deposits

Maximum markup

Minimum markup

Maximum markup

Minimum markup

Maximum remuneration (markup)

Minimum remuneration (markup)

Maximum remuneration (markup)

Minimum remuneration (markup)

in national currency

in national currency

in foreign currency

in foreign currency

in national currency

in national currency

in foreign currency

in foreign currency

Executor: ______ signature: ______

";

• section 22.B "Report on Cash Foreign Currency Transactions" shall be restated as follows:

"

B. Report on Cash Foreign Currency Transactions

Indicators

US Dollars

Euro

Russian rubles

Kazakh tenge

Chinese yuan

Balance at beginning of day, total

Currency inflow, total

including:

• Receipt of funds to client accounts

• Repayment of funding provided to clients

• Receipt of funds to settlement (loro) and other accounts of banks and other FKUs

• Withdrawal of funds from accounts in other banks

• Receipt of funds via money transfers, plastic cards, checks, etc. (without opening an account)

• Purchased, total

(weighted average rate)

of which:

• from resident clients of which:

• from exchange bureaus

• from non-resident clients

• Cash withdrawal

• Conversion

• Other inflow

Currency outflow, total

including:

• Withdrawal of funds from client accounts

• Funding of clients

• Placement of funds in accounts in other banks

• Withdrawal of funds from settlement (loro) and other accounts of banks and other FKUs

• Payment of funds via money transfers, plastic cards, checks, etc. (without opening an account)

• Sold, total

(weighted average rate)

of which:

• to resident clients of which:

• to exchange bureaus

• to non-resident clients

• Cash deposit

• Conversion

• Other outflow

Balance at end of day, total

Reference:

• Receipt of funds on cash foreign currency transactions of the head office with branches and savings offices

• Expenditure of funds on cash foreign currency transactions of the head office with branches and savings offices

Note: the report reflects transactions with all foreign currencies

";

• supplement section 22 "Report on Foreign Currency Transactions" with the following reporting forms:

"G. Report on internal transactions of CBs with non-cash foreign currency

G. 1.1 Report on internal transactions of CBs with non-cash foreign currency

G. 1.1 Report on internal transactions of CBs with non-cash foreign currency

(units)

purchase of currency

sale of currency

USD

EUR

RUB

KZT

USD

EUR

RUB

KZT

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Total, including:

Individuals

Legal entities

G. 1.2 Report on internal transactions of CBs with non-cash foreign currency exceeding 100,000 dollars in equivalent

(units)

Purchase

Sale

Volume

Name of client

TIN

resident /non-resident

Volume

Name of client

TIN

resident /non-resident

Country of payment destination

D. Report on internal transactions of CBs with cash foreign currency

D. 1.1 Report on internal transactions of CBs with cash foreign currency

(units)

purchase of currency

sale of currency

USD

EUR

RUB

KZT

USD

EUR

RUB

KZT

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Volume

weighted average rate

Total, including:

Individuals

Legal entities

D. 1.2 Report on internal transactions of CBs with cash foreign currency exceeding 100,000 dollars in equivalent

(units)

Purchase

Sale

Volume

Name of client

TIN

resident /non-resident

Volume

Name of client

TIN

resident /non-resident

Country of payment destination

".

Contacts

Public reception

+996 (312) 61-04-86 +996 (312) 66-90-15 +1257, +1256

Consumer Protection Department

+996 (312) 66-90-15 +1671, +1666

Report corruption

+996 (312) 66-90-15 +2120 +996 (312) 61-04-00

Auto-informant of official exchange rates

+996 (312) 61-07-11

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