Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2022 No. 120 "On Amendments and Additions to Resolution No. 112"

Astana City

On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112 "On Approval of the List, Forms, Deadlines and Rules for Submission of Reporting by a Collection Agency"

The Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Make the following amendments and additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112 "On Approval of the List, Forms, Deadlines and Rules for Submission of Reporting by a Collection Agency" (registered in the Register of State Registration of Normative Legal Acts under No. 15481):

rephrase paragraph 1 as follows:

"1. Approve:

1) the list of reporting by a collection agency according to Appendix 1 to this Resolution;

2) the form of the report on the number of borrowers and contracts accepted for work according to Appendix 2 to this Resolution;

3) the form of the report on the volumes of debt accepted for work according to Appendix 3 to this Resolution;

4) the form of the report on accepted loans (microloans) with overdue debt at the end of the reporting period according to Appendix 4 to this Resolution;

5) the form of the report on accepted loans (microloans) at the end of the reporting period by creditors according to Appendix 5 to this Resolution;

6) the form of the report on contracts and the number of borrowers for acquired debt according to Appendix 6 to this Resolution;

7) the form of the report on the volumes of acquired debt according to Appendix 7 to this Resolution;

8) the form of the report on acquired rights to claim with overdue debt at the end of the reporting period according to Appendix 8 to this Resolution;

9) the form of the report on acquired rights to claim for loans (microloans) at the end of the reporting period by creditors according to Appendix 9 to this Resolution;

10) the form of the report on the main sources of attracted funds according to Appendix 10 to this Resolution;

11) the form of the report on the authorized capital of a collection agency according to Appendix 11 to this Resolution;

12) the Rules for submission of reporting by a collection agency according to Appendix 12 to this Resolution.";

rephrase Appendix 1 in the edition according to Appendix 1 to this Resolution;

rephrase Appendix 2 in the edition according to Appendix 2 to this Resolution;

rephrase Appendix 3 in the edition according to Appendix 3 to this Resolution;

rephrase Appendix 4 in the edition according to Appendix 4 to this Resolution;

rephrase Appendix 5 in the edition according to Appendix 5 to this Resolution;

rephrase Appendix 6 in the edition according to Appendix 6 to this Resolution;

rephrase Appendix 7 in the edition according to Appendix 7 to this Resolution;

complete with Appendix 8 according to Appendix 8 to this Resolution;

complete with Appendix 9 according to Appendix 9 to this Resolution;

complete with Appendix 10 according to Appendix 10 to this Resolution;

complete with Appendix 11 according to Appendix 11 to this Resolution;

complete with Appendix 12 according to Appendix 12 to this Resolution.

3. The Department of Financial Market Statistics (A.M. Buranbaeva) shall ensure, in the manner established by the legislation of the Republic of Kazakhstan:

1) jointly with the Legal Department (S.A. Kassenov) the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this Resolution, submission to the Legal Department of information on the execution of the measure provided for in subparagraph 2) of this paragraph.

4. Control over the implementation of this Resolution is entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan A.M. Baimagambetov.

5. This Resolution enters into force upon the expiration of ten calendar days after the day of its first official publication.

Chairman of the Board of the National Bank of the Republic of Kazakhstan		G.O. Pirmatov

"AGREED"

Bureau of National Statistics
Agency for Strategic Planning and Reforms of the Republic of Kazakhstan

"AGREED"

Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market

Appendix 1

to the Resolution

Appendix 1

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

List of Reporting by a Collection Agency

Reporting by a collection agency includes:

1) report on the number of borrowers and contracts accepted for work;

2) report on the volumes of debt accepted for work;

3) report on accepted loans (microloans) with overdue debt at the end of the reporting period;

4) report on accepted loans (microloans) at the end of the reporting period by creditors;

5) report on contracts and the number of borrowers for acquired debt;

6) report on the volumes of acquired debt;

7) report on acquired rights to claim with overdue debt at the end of the reporting period;

8) report on acquired rights to claim for loans (microloans) at the end of the reporting period by creditors;

9) report on the main sources of attracted funds;

10) report on the authorized capital of a collection agency.

Appendix 2

to the Resolution

Appendix 2

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for the collection of administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the Number of Borrowers and Contracts Accepted for Work

Administrative data form index: KA_2.1

Frequency: quarterly

Reporting period: as of ______ 20__ year

Persons submitting information: collection agency

Deadline for submission of administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on the Number of Borrowers and Contracts Accepted for Work

quantity (units)

No	Name	Level 2 Banks	Microfinance Organizations	Pawnshops	Credit Unions
1	2	3	4	5	6
1	Contracts whose subject matter is providing services to the creditor for extrajudicial recovery and settlement of debt, as well as for collection of information related to debt (hereinafter – contracts for extrajudicial recovery of debt) at the beginning of the reporting period
2	Contracts for extrajudicial recovery of debt concluded during the reporting period
3	Contracts for extrajudicial recovery of debt terminated during the reporting period
4	Contracts for extrajudicial recovery of debt for which work was completed during the reporting period
5	Contracts for extrajudicial recovery of debt active at the end of the reporting period
6	Loan (microloan) contracts accepted for work at the beginning of the reporting period
7	Loan (microloan) contracts accepted for work during the reporting period
8	Loan (microloan) contracts returned, withdrawn by the creditor from the work of the collection agency during the reporting period
9	Loan (microloan) contracts repaid during the reporting period
10	Loan (microloan) contracts accepted for work at the end of the reporting period
11	Number of borrowers, loans (microloans) of which were accepted for work at the beginning of the reporting period, including:
11.1	legal entities
11.2	individual entrepreneurs
11.3	individuals
12	Number of borrowers, loans (microloans) of which were accepted for work during the reporting period, including:
12.1	legal entities
12.2	individual entrepreneurs
12.3	individuals
13	Number of borrowers, loans (microloans) of which were returned to the creditor, withdrawn by the creditor from the work of the collection agency during the reporting period, including:
13.1	legal entities
13.2	individual entrepreneurs
13.3	individuals
14	Number of borrowers, loans (microloans) of which were repaid during the reporting period, including:
14.1	legal entities
14.2	individual entrepreneurs
14.3	individuals
15	Number of borrowers, loans (microloans) of which are in work at the end of the reporting period, including:
15.1	legal entities
15.2	individual entrepreneurs
15.3	individuals

continuation of the table:

Organizations carrying out certain types of banking operations	Other organizations
7	8

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on

the number of borrowers and

contracts accepted for work

Explanation for filling out the administrative data form

"Report on the Number of Borrowers and Contracts Accepted for Work" (index – KA_2.1, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for the collection of administrative data "Report on the Number of Borrowers and Contracts Accepted for Work" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of Part Two Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan "On Collection Activity".

3. The Form is filled out by the collection agency quarterly. Data in the Form is indicated in quantity.

4. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

1. In line 1 of the table, the number of contracts active at the beginning of the reporting period, the subject matter of which is providing services to the creditor for extrajudicial recovery and settlement of debt, as well as for collection of information related to debt (hereinafter – contract for extrajudicial recovery of debt), concluded by the collection agency with creditors is indicated.
2. In line 2 of the table, the number of contracts for extrajudicial recovery of debt concluded by the collection agency with creditors during the reporting period is indicated.
3. In line 3 of the table, the number of contracts for extrajudicial recovery of debt terminated during the reporting period is indicated.
4. In line 4 of the table, the number of contracts for extrajudicial recovery of debt for which work was completed during the reporting period is indicated.
5. In line 5 of the table, the number of contracts for extrajudicial recovery of debt concluded by the collection agency with creditors, for which work on extrajudicial recovery of debt has not been completed by the end of the reporting period, is indicated.
6. In line 6 of the table, the number of loan (microloan) contracts, the debt on which was accepted for work at the beginning of the reporting period within the framework of contracts for extrajudicial recovery of debt concluded by the collection agency with creditors, is indicated.
7. In line 7 of the table, the number of loan (microloan) contracts, the debt on which was accepted for work during the reporting period within the framework of contracts for extrajudicial recovery of debt concluded by the collection agency with creditors, is indicated.
8. In line 8 of the table, the number of loan (microloan) contracts returned to the creditor, withdrawn by the creditor during the reporting period from the work of the collection agency, is indicated.
9. In line 9 of the table, the number of loan (microloan) contracts, the debt on which was repaid by borrowers during the reporting period, is indicated.
10. In line 10 of the table, the number of loan (microloan) contracts, the debt on which was accepted for work within the framework of contracts for extrajudicial recovery of debt concluded by the collection agency with creditors as of the end of the reporting period, is indicated.
11. In line 11 of the table, the number of borrowers, loans (microloans) of which were accepted for work at the beginning of the reporting period under contracts for extrajudicial recovery of debt, is indicated.
12. In line 12 of the table, the number of borrowers, loans (microloans) of which were accepted for work during the reporting period under contracts for extrajudicial recovery of debt, is indicated.
13. In line 13 of the table, the number of borrowers, loans (microloans) of which were returned to the creditor or withdrawn by the creditor from the work of the collection agency during the reporting period under contracts for extrajudicial recovery of debt, is indicated.
14. In line 14 of the table, the number of borrowers, loans (microloans) of which were repaid during the reporting period under contracts for extrajudicial recovery of debt, is indicated.
15. In line 15 of the table, the number of borrowers, loans (microloans) of which are in work under contracts for extrajudicial recovery of debt, at the end of the reporting period, is indicated.
16. In lines 11.3, 12.3, 13.3, 14.3, 15.3 of the table, the number of borrowers who are individuals without taking into account individual entrepreneurs is indicated.
17. In case if debt is accepted for extrajudicial recovery from another collection agency or an organization specializing in improving the quality of credit portfolios of level 2 banks, then the acquired rights to claim under bank loan contracts are indicated in the corresponding columns "level 2 banks", "organizations carrying out certain types of banking operations", rights to claim for microloans – respectively in the columns "microfinance organizations", "pawnshops", "credit unions", rights to claim for other loans – in the column "other organizations".
18. Loan (microloan) contracts include bank loan contracts, contracts for the provision of microloans and other loans if present.

Appendix 3

to the Resolution

Appendix 3

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for the collection of administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the Volumes of Debt Accepted for Work

Administrative data form index: KA_2.2

Frequency: quarterly

Reporting period: as of ______ 20__ year

Persons submitting information: collection agency

Deadline for submission of administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on the Volumes of Debt Accepted for Work

(in thousands of tenge)

No	Name	Level 2 Banks	Microfinance Organizations	Pawnshops	Credit Unions
1	2	3	4	5	6
1	Balance of debt accepted for work at the beginning of the reporting period, including:
1.1	principal debt
1.2	remuneration
1.3	penalty (fine, interest)
1.4	commissions and other payments
2	Amount of debt accepted for work during the reporting period, including:
2.1	principal debt
2.2	remuneration
2.3	penalty (fine, interest)
2.4	commissions and other payments
3	Amount of debt repaid during the reporting period, including:
3.1	principal debt
3.2	remuneration
3.3	penalty (fine, interest)
3.4	commissions and other payments
4	Amount of debt that was returned back to the creditor (withdrawn by the creditor), including:
4.1	principal debt
4.2	remuneration
4.3	penalty (fine, interest)
4.4	commissions and other payments
5	Amount of debt in work at the end of the reporting period, including:
5.1	principal debt
5.2	remuneration
5.3	penalty (fine, interest)
5.4	commissions and other payments

continuation of the table:

Organizations carrying out certain types of banking operations	Other organizations
7	8

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date "____" ______ 20__ year

Appendix

to the report form on

volumes of debt accepted

for work

Explanation for filling out the administrative data form

"Report on the Volumes of Debt Accepted for Work" (index – KA_2.2, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for the collection of administrative data "Report on the Volumes of Debt Accepted for Work" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of Part Two Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan "On Collection Activity".

3. The Form is filled out by the collection agency quarterly. Data in the Form is indicated in thousands of tenge.

4. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

1. In line 1 of the table, the amount of debt accepted for work at the beginning of the reporting period under contracts, the subject matter of which is providing services to the creditor for extrajudicial recovery and settlement of debt, as well as for collection of information related to debt (hereinafter – contract for extrajudicial recovery of debt), including the amount of principal debt and/or accrued remuneration, penalty (fine, interest), commission and other payments, is indicated.
2. In line 2 of the table, the amount of debt accepted for work during the reporting period under contracts for extrajudicial recovery of debt, including the amount of principal debt and/or accrued remuneration, penalty (fine, interest), commission and other payments, is indicated.
3. In line 3 of the table, the amount of debt repaid by borrowers during the reporting period under contracts for extrajudicial recovery of debt, including the amount of principal debt and/or accrued remuneration, penalty (fine, interest), commission and other payments, is indicated.
4. In line 4 of the table, the amount of debt that was returned back to the creditor or withdrawn by the creditor during the reporting period, including the amount of principal debt and/or accrued remuneration, penalty (fine, interest), commission and other payments, is indicated.
5. In line 5 of the table, the balance of debt accepted for work at the end of the reporting period under contracts for extrajudicial recovery of debt, including the amount of principal debt and/or accrued remuneration, penalty (fine, interest), commission and other payments, is indicated.

10. In case if debt is accepted for extrajudicial recovery from
another collection agency or an organization specializing in improving the quality of credit portfolios of level 2 banks, then the acquired rights to claim under bank loan contracts are indicated in the corresponding columns "level 2 banks", "organizations carrying out certain types of banking operations", rights to claim for microloans – respectively in the columns "microfinance organizations", "pawnshops", "credit unions", rights to claim for other loans – in the column "other organizations".

Appendix 4

to the Resolution

Appendix 4

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for the collection of administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on Accepted Loans (Microloans) with Overdue Debt at the End of the Reporting Period

Administrative data form index: KA_2.3

Frequency: quarterly

Reporting period: as of ______ 20__ year

Persons submitting information: collection agency

Deadline for submission of administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on Accepted Loans (Microloans) with Overdue Debt at the End of the Reporting Period

(in thousands of tenge)

No	Name	Level 2 Banks
Principal Debt	Accrued Remuneration	Penalty (Fine, Interest)	Commissions and Other Payments
1	2	3	4	5	6
1	Accepted for work loans (microloans) issued by the creditor to legal entities, for which the overdue debt is:
1.1	from 1 to 90 days
1.2	from 91 to 180 days
1.3	more than 181 days
2	Accepted for work loans (microloans) issued by the creditor to individual entrepreneurs, for which the overdue debt is
2.1	from 1 to 90 days
2.2	from 91 to 180 days
2.3	more than 181 days
3	Accepted for work loans (microloans) issued by the creditor to individuals, for which the overdue debt is:
3.1	from 1 to 90 days
3.2	from 91 to 180 days
3.3	more than 181 days
4	Total

continuation of the table:

Microfinance Organizations
Principal Debt	Accrued Remuneration	Penalty (Fine, Interest)	Commissions and Other Payments
7	8	9	10

continuation of the table:

Pawnshops
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions and other payments
11	12	13	14

continuation of the table:

Credit Unions
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions and other payments
15	16	17	18

continuation of the table:

Organizations carrying out certain types of banking operations
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions and other payments
19	20	21	22

continuation of the table:

Other organizations
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions and other payments
23	24	25	26

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix
to the report form

on accepted loans
(microloans) with overdue debt at the end of the reporting period

Explanation for filling out the administrative data form

“Report on accepted loans (microloans) with overdue debt at the end of the reporting period”

(index – KA_2.3, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on accepted loans (microloans) with overdue debt at the end of the reporting period” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) part two Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) paragraph 3 Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 Article 17 of the Law of the Republic of Kazakhstan “On Collection Activity”.

3. The Form is filled out by a collection agency quarterly. Data in the Form are indicated in thousands of tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

1. The table indicates information on accepted loans (microloans) with overdue debt at the end of the reporting period.
2. In row 1 of the table, accepted loans (microloans) issued by the creditor to legal entities are indicated, for which there is overdue debt on the principal debt and/or accrued remuneration, penalty (fine, penalty), commission and other payments. At the same time, the amount of loans (microloans) is indicated in a breakdown by days of delay, counted from the first day of delay to the creditor who issued the loan (microloan).
3. In row 2 of the table, accepted loans (microloans) issued by the creditor to individual entrepreneurs are indicated, for which there is overdue debt on the principal debt and/or accrued remuneration, penalty (fine, penalty), commission and other payments. At the same time, the amount of loans (microloans) is indicated in a breakdown by days of delay, counted from the first day of delay to the creditor who issued the loan (microloan).
4. In row 3 of the table, accepted loans (microloans) issued by the creditor to individuals (excluding individual entrepreneurs) are indicated, for which there is overdue debt on the principal debt and/or accrued remuneration, penalty (fine, penalty), commission and other payments. At the same time, the amount of loans (microloans) is indicated in a breakdown by days of delay, counted from the first day of delay to the creditor who issued the loan (microloan).
5. By creditor is understood a second-level bank, an organization carrying out certain types of banking operations, a microfinance organization, a credit union, a pawnshop, other organizations or individuals who have concluded a loan (microloan) agreement with the borrower.
6. In case if the debt is accepted for extrajudicial recovery from another collection agency or an organization specializing in improving the quality of credit portfolios of second-level banks, then accepted rights to claim under loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claim for microloans – respectively in the columns “microfinance organizations”, “pawnshops”, “credit unions”, rights to claim for other loans – in the column “other organizations”.
7. Loan (microloan) agreements include bank loan agreements, microloan provision agreements and other loans if present.

Appendix 5
to the resolution

Appendix 5
to the resolution of the Board of the National Bank of the Republic of Kazakhstan of June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on accepted loans (microloans) at the end of the reporting period by creditors

Index of administrative data form: KA_2.4

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on accepted loans (microloans)
at the end of the reporting period by creditors

No.	Creditor Name	Number of agreements, the subject of which is providing services to the creditor for extrajudicial recovery and settlement of debt, as well as for collection of information related to debt, at the end of the reporting period	Number of loan (microloan) agreements accepted for work at the end of the reporting period	Number of borrowers, loans (microloans), of which are accepted for work, at the end of the reporting period, including:
legal entities	individual entrepreneurs	individuals
1	2	3	4	5	6	7
1	Second-level banks
2	Microfinance organizations
3	Pawnshops
4	Credit unions
5	Organizations carrying out certain types of banking operations
6	Other organizations
7	Total

continuation of the table:

Amount of accepted debt at the end of the reporting period, including (in thousands of tenge):
principal debt	remuneration	penalty (fine, penalty)	commissions and other payments
8	9	10	11

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix
to the report form

on accepted loans
(microloans) at the end of the reporting period in breakdown by creditors

Explanation for filling out the administrative data form

“Report on accepted loans (microloans) at the end of the reporting period in breakdown by creditors”

(index – KA_2.4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on accepted loans (microloans) at the end of the reporting period in breakdown by creditors” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) part two Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) paragraph 3 Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 Article 17 of the Law of the Republic of Kazakhstan “On Collection Activity”.

3. The Form is filled out by a collection agency quarterly. Data in the Form are indicated in quantity and in thousands of tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

1. In column 2 of the table, the name of the creditor with whom an agreement is concluded, the subject of which is providing services to the creditor for extrajudicial recovery and settlement of debt, as well as for collection of information related to debt (hereinafter – agreement on extrajudicial recovery of debt), is indicated at the end of the reporting period in breakdown by second-level banks, microfinance organizations, pawnshops, credit unions, organizations carrying out certain types of banking operations, and other organizations. If the creditor is an individual, surname, name and patronymic (if any) are indicated.
2. In column 3 of the table, information on the number of agreements on extrajudicial recovery of debt at the end of the reporting period in breakdown by second-level banks, microfinance organizations, pawnshops, credit unions, organizations carrying out certain types of banking operations, and other organizations is indicated.
3. In column 4 of the table, information on the number of loan (microloan) agreements accepted for work under agreements on extrajudicial recovery of debt at the end of the reporting period in breakdown by second-level banks, microfinance organizations, pawnshops, credit unions, organizations carrying out certain types of banking operations, and other organizations is indicated.
4. In columns 5, 6, 7 of the table, information on the number of borrowers, loans (microloans) of which are accepted for work, at the end of the reporting period, including: legal entities, individual entrepreneurs and individuals (excluding individual entrepreneurs), in breakdown by second-level banks, microfinance organizations, pawnshops, credit unions, organizations carrying out certain types of banking operations, and other organizations is indicated.
5. In columns 8, 9, 10, 11 of the table, information on the amount of accepted debt as of the end of the reporting period, including the amount of principal debt and/or accrued remuneration, penalty (fine, penalty), commission and other payments, in breakdown by second-level banks, microfinance organizations, pawnshops, credit unions, organizations carrying out certain types of banking operations, and other organizations is indicated.
6. In case if the debt is accepted for extrajudicial recovery from
another collection agency or an organization specializing in improving the quality of credit portfolios of second-level banks, then accepted rights to claim under loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claim for microloans – respectively in the columns “microfinance organizations”, “pawnshops”, “credit unions”, rights to claim for other loans – in the column “other organizations”.

1. Loan (microloan) agreements include bank loan agreements, microloan provision agreements and other loans if present.

Appendix 6
to the resolution

Appendix 6
to the resolution of the Board of the National Bank of the Republic of Kazakhstan of June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on agreements and number of borrowers on acquired debt

Index of administrative data form: KA_3.1

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on agreements and number of borrowers
on acquired debt

quantity (pieces)

No.	Name	Second-level banks	Microfinance organizations	Pawnshops	Credit unions
1	2	3	4	5	6
---	---	---	---	---	---
1	Assignment of rights agreements at the beginning of the reporting period
2	Assignment of rights agreements concluded during the reporting period
3	Assignment of rights agreements that were terminated and/or assigned to another person during the reporting period
4	Assignment of rights agreements fulfilled during the reporting period
5	Assignment of rights agreements at the end of the reporting period
6	Acquired rights to claim at the beginning of the reporting period
7	Acquired rights to claim during the reporting period
8	Rights to claim that were returned back and/or assigned to another person during the reporting period
9	Obligations on acquired rights to claim fulfilled and/or forgiven during the reporting period within assignment of rights agreements concluded by the collection agency with creditors
10	Acquired rights to claim at the end of the reporting period
11	Number of debtors, rights to claim on debt to which were acquired at the beginning of the reporting period, including:
11.1	legal entities
11.2	individual entrepreneurs
11.3	individuals
12	Number of debtors, rights to claim on debt to which were acquired during the reporting period, including:
12.1	legal entities
12.2	individual entrepreneurs
12.3	individuals
13	Number of debtors, rights to claim on debt to which were sold (returned back) during the reporting period, including:
13.1	legal entities
13.2	individual entrepreneurs
13.3	individuals
14	Number of debtors, debt of which was repaid during the reporting period, including:
14.1	legal entities
14.2	individual entrepreneurs
14.3	individuals
15	Number of debtors, rights to claim on debt to which were acquired at the end of the reporting period, including:
15.1	legal entities
15.2	individual entrepreneurs
15.3	individuals

continuation of the table:

Organizations carrying out certain types of banking operations	Other organizations	Individual entrepreneurs	Individuals
7	8	9	10

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, name and patronymic (if any) signature, phone

Head or person vested with the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix
to the report form on agreements and number of borrowers on acquired debt

Explanation for filling out the administrative data form

“Report on agreements and number of borrowers on acquired debt”

(index – KA_3.1, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on agreements and number of borrowers on acquired debt” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) part two Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) paragraph 3 Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 Article 17 of the Law of the Republic of Kazakhstan “On Collection Activity”.

3. The Form is filled out by a collection agency quarterly. Data in the Form are indicated in quantity.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

1. In row 1 of the table, the number of assignment of rights agreements at the beginning of the reporting period concluded by the collection agency with creditors is indicated.
2. In row 2 of the table, the number of assignment of rights agreements concluded by the collection agency with creditors during the reporting period is indicated.
3. In row 3 of the table, the number of assignment of rights agreements that were terminated and/or assigned to another person during the reporting period is indicated.
4. In row 4 of the table, the number of assignment of rights agreements fulfilled during the reporting period is indicated.
5. In row 5 of the table, the number of assignment of rights agreements at the end of the reporting period is indicated.
6. In row 6 of the table, the number of acquired rights to claim at the beginning of the reporting period within assignment of rights agreements concluded by the collection agency with creditors is indicated.
7. In row 7 of the table, the number of acquired rights to claim during the reporting period within assignment of rights agreements concluded by the collection agency with creditors is indicated.
8. In row 8 of the table, the number of rights to claim that were returned back and/or assigned to another person during the reporting period is indicated.
9. In row 9 of the table, the number of obligations on acquired rights to claim fulfilled and/or forgiven during the reporting period within assignment of rights agreements concluded by the collection agency with creditors is indicated.
10. In row 10 of the table, the number of valid assignment of rights agreements at the end of the reporting period within assignment of rights agreements concluded by the collection agency with creditors is indicated.
11. In row 11 of the table, the number of debtors, rights to claim on debt to which were acquired at the beginning of the reporting period within assignment of rights agreements is indicated.
12. In row 12 of the table, the number of debtors, rights to claim on debt to which were acquired during the reporting period within assignment of rights agreements is indicated.
13. In row 13 of the table, the number of debtors, rights to claim on debt to which were assigned (returned back) during the reporting period within assignment of rights agreements is indicated.
14. In row 14 of the table, the number of debtors, debt of which was repaid during the reporting period is indicated.
15. In row 15 of the table, the number of debtors, rights to claim on debt to which were acquired at the end of the reporting period within assignment of rights agreements is indicated.
16. In rows 11.3, 12.3, 13.3, 14.3, 15.3 of the table, the number of individual borrowers without accounting for individual entrepreneurs is indicated.
17. In case if an assignment of rights agreement is concluded with another collection agency, then accepted rights to claim under loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claim for microloans – in the corresponding columns “microfinance organizations”, “pawnshops”, “credit unions”, rights to claim for other loans – in the corresponding columns “other organizations”, “individual entrepreneurs”, “individuals”.

Appendix 7
to the resolution

Appendix 7
to the resolution of the Board of the National Bank of the Republic of Kazakhstan of June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the internet resource: www.nationalbank.kz

Report on volumes of acquired debt

Index of administrative data form: KA_3.2

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on volumes of acquired debt

(in thousands of tenge)

No.	Name	Second-level banks	Microfinance organizations	Pawnshops	Credit unions
1	2	3	4	5	6
---	---	---	---	---	---
1	Balance of acquired rights to claim at the beginning of the reporting period, including:
1.1	principal debt
1.2	remuneration
1.3	penalty (fine, penalty)
1.4	commissions and other payments
2	Amount of acquired rights to claim during the reporting period, including:
2.1	principal debt
2.2	remuneration
2.3	penalty (fine, penalty)
2.4	commissions and other payments
3	Amount of repaid debt during the reporting period, including:
3.1	principal debt
3.2	remuneration
3.3	penalty (fine, penalty)
3.4	commissions and other payments
4	Amount of debt that was returned back to the creditor and/or assigned to another person during the reporting period, including:
4.1	principal debt
4.2	remuneration
4.3	penalty (fine, penalty)
4.4	commissions and other payments
5	Balance of debt on acquired rights to claim at the end of the reporting period, including:
5.1	principal debt
5.2	remuneration
5.3	penalty (fine, penalty)
5.4	commissions and other payments

continuation of the table:

Organizations carrying out certain types of banking operations	Other organizations	Individual entrepreneurs	Individuals
7	8	9	10

Name ______ Address______

Phone ______

Email address ______

Executive ______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on

volumes of acquired debt

Explanation for filling out the administrative data form

“Report on volumes of acquired debt”

(index – KA_3.2, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on volumes of acquired debt” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collector Activity”.

3. The Form is filled out by the collection agency quarterly. Data in the Form are indicated in thousands of tenge.

4. The Form is signed by the head or person assigned the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

1. In line 1 of the table, the amount of acquired rights to claims at the beginning of the reporting period under assignment of rights agreements is indicated, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments.

2. In line 2 of the table, the amount of acquired during the reporting period rights to claims under assignment of rights agreements is indicated, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments.

3. In line 3 of the table, the amount of repaid debt during the reporting period is indicated, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments.

4. In line 4 of the table, the amount of debt that was returned back to the lender and/or assigned to another person during the reporting period is indicated, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments.

5. In line 5 of the table, the remaining debt on acquired rights to claims at the end of the reporting period is indicated, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments.

6. If an agreement on assignment of rights to claims is concluded with another collection agency or an organization specializing in improving the quality of credit portfolios of second-level banks, then accepted rights to claims under bank loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claims on microcredits – in the corresponding columns “microfinance organizations”, “pawnshops”, “credit cooperatives”, rights to claims on other loans – in the corresponding columns “other organizations”, “individual entrepreneurs”, “physical persons”.

Appendix 8

to the resolution

Appendix 8

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on acquired rights to claims with overdue debt at the end of the reporting period

Index of administrative data form: KA_3.3

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on acquired rights to claims with overdue debt at the end of the reporting period

(in thousands of tenge)

No.	Name	Second-level banks
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
1	2	3	4	5	6
1	Acquired rights to claims on loans (microcredits) issued by the lender to legal entities, for which the overdue debt is:
1.1	from 91 to 180 days
1.2	from 181 days to 1 year
1.3	from 1 year to 5 years
1.4	more than 5 years
2	Acquired rights to claims on loans (microcredits) issued by the lender to individual entrepreneurs, for which the overdue debt is
2.1	from 91 to 180 days
2.2	from 181 days to 1 year
2.3	from 1 year to 5 years
2.4	more than 5 years
3	Acquired rights to claims on loans (microcredits) issued by the lender to physical persons (excluding individual entrepreneurs), for which the overdue debt is:
3.1	from 91 to 180 days
3.2	from 181 days to 1 year
3.3	from 1 year to 5 years
3.4	more than 5 years
4	Total

continuation of the table:

Microfinance organizations
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
7	8	9	10

continuation of the table:

Pawnshops
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
11	12	13	14

continuation of the table:

Credit cooperatives
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
15	16	17	18

continuation of the table:

Organizations carrying out certain types of banking operations
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
19	20	21	22

continuation of the table:

Other organizations
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
23	24	25	26

continuation of the table:

Individual entrepreneurs
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
27	28	29	30

continuation of the table:

Physical persons
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions and other payments
31	32	33	34

Name ______ Address______

Phone ______

Email address ______

Executive ______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on

acquired rights to

claims with overdue debt at the end of

the reporting period

Explanation for filling out the administrative data form

“Report on acquired rights to claims with overdue debt at the end of the reporting period”

(index – KA_3.3, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on acquired rights to claims with overdue debt at the end of the reporting period” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collector Activity”.

3. The Form is filled out by the collection agency quarterly. Data in the Form are indicated in thousands of tenge.

4. The Form is signed by the head or person assigned the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

1. The table indicates information about acquired rights to claims with overdue debt at the end of the reporting period.

2. In line 1 of the table, the amount of acquired rights to claims on loans (microcredits) with payment delay, issued by the lender to legal entities, for which there is overdue debt on principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments is indicated. At the same time, the amount of loans (microcredits) is indicated in breakdown by days of delay, counted from the first day of delay to the lender who issued the loan (microcredit).

3. In line 2 of the table, the amount of acquired rights to claims on loans (microcredits) with payment delay, issued by the lender to individual entrepreneurs, for which there is overdue debt on principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments is indicated. At the same time, the amount of loans (microcredits) is indicated in breakdown by days of delay, counted from the first day of delay to the lender who issued the loan (microcredit).

4. In line 3 of the table, the amount of acquired rights to claims on loans (microcredits) with payment delay, issued by the lender to physical persons (excluding individual entrepreneurs), for which there is overdue debt on principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments is indicated. At the same time, the amount of loans (microcredits) is indicated in breakdown by days of delay, counted from the first day of delay to the lender who issued the loan (microcredit).

5. In line 4 of the table, the balance of acquired rights to claims at the end of the reporting period is indicated.

6. By lender is understood a second-level bank, microfinance organization, credit cooperative, pawnshop, organization carrying out certain types of banking operations, other organizations or physical persons who concluded a loan (microcredit) agreement with the borrower.

7. If an agreement on assignment of rights to claims is concluded with another collection agency or an organization specializing in improving the quality of credit portfolios of second-level banks, then accepted rights to claims under bank loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claims on microcredits – in the corresponding columns “microfinance organizations”, “pawnshops”, “credit cooperatives”, rights to claims on other loans – in the corresponding columns “other organizations”, “individual entrepreneurs”, “physical persons”.

8. Loan (microcredit) agreements include bank loan agreements, agreements on providing microcredits and other loans if available.

Appendix 9

to the resolution

Appendix 9

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on acquired rights to claims on loans (microcredits) at the end of the reporting period by creditors

Index of administrative data form: KA_3.4

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on acquired rights to claims on loans (microcredits) at the end of the reporting period by creditors

No.	Creditor Name	Number of assignment of rights agreements at the end of the reporting period	Number of bank loan (microcredit) agreements, rights to claims on which were acquired at the end of the reporting period	Number of borrowers, on whom assigned rights to claims on loan (microcredit) agreements were acquired at the end of the reporting period, including:
legal entities	individual entrepreneurs	physical persons
1	2	3	4	5	6	7
1	Second-level banks
2	Microfinance organizations
3	Pawnshops
4	Credit cooperatives
5	Organizations carrying out certain types of banking operations
6	Other organizations
7	Individual entrepreneurs
8	Physical persons
9	Total

continuation of the table:

Balance of debt on acquired rights to claims at the end of the reporting period, including (in thousands of tenge):
principal debt	remuneration	penalty (fine, late fee)	commissions and other payments
8	9	10	11

Name ______ Address______

Phone ______

Email address ______

Executive ______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form on

acquired rights to

claims on loans

(microcredits) at the end of

the reporting period in

breakdown by creditors

Explanation for filling out the administrative data form

“Report on acquired rights to claims on loans (microcredits) at the end of the reporting period in breakdown by creditors”

(index – KA_3.4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on acquired rights to claims on loans (microcredits) at the end of the reporting period in breakdown by creditors” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collector Activity”.

3. The Form is filled out by the collection agency quarterly. Data in the Form are indicated in quantity and in thousands of tenge.

4. The Form is signed by the head or person assigned the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

1. In column 2 of the table, the name of the creditor with whom an agreement on assignment of rights to claims on loan (microcredit) agreements is concluded in breakdown by second-level banks, microfinance organizations, pawnshops, credit cooperatives, organizations carrying out certain types of banking operations, other organizations, individual entrepreneurs and physical persons is indicated. If the creditor is a physical person, surname, name and patronymic (if any) are indicated.

2. In column 3 of the table, information on the number of assignment of rights agreements at the end of the reporting period in breakdown by second-level banks, microfinance organizations, pawnshops, credit cooperatives, organizations carrying out certain types of banking operations, other organizations, individual entrepreneurs and physical persons is indicated.

3. In column 4 of the table, information on the number of loan (microcredit) agreements, rights to claims on which were acquired at the end of the reporting period in breakdown by second-level banks, microfinance organizations, pawnshops, credit cooperatives, organizations carrying out certain types of banking operations, other organizations, individual entrepreneurs and physical persons is indicated.

4. In columns 5, 6, 7 of the table, the number of borrowers, on whom assigned rights to claims on loan (microcredit) agreements were acquired at the end of the reporting period, including: legal entities, individual entrepreneurs and physical persons (excluding individual entrepreneurs), in breakdown by second-level banks, microfinance organizations, pawnshops, credit cooperatives, organizations carrying out certain types of banking operations, other organizations, individual entrepreneurs and physical persons is indicated.

5. In columns 8, 9, 10, 11 of the table, information on the amount of debt on acquired rights to claims as of the end of the reporting period, including the amount of principal debt and/or accrued remuneration, penalty (fine, late fee), commission and other payments in breakdown by second-level banks, microfinance organizations, pawnshops, credit cooperatives, organizations carrying out certain types of banking operations, other organizations, individual entrepreneurs and physical persons is indicated.

6. If an agreement on assignment of rights to claims is concluded with another collection agency or an organization specializing in improving the quality of credit portfolios of second-level banks, then accepted rights to claims under bank loan agreements are indicated in the corresponding columns “second-level banks”, “organizations carrying out certain types of banking operations”, rights to claims on microcredits – in the corresponding columns “microfinance organizations”, “pawnshops”, “credit cooperatives”, rights to claims on other loans – in the corresponding columns “other organizations”, “individual entrepreneurs”, “physical persons”.

7. Loan (microcredit) agreements include bank loan agreements, agreements on providing microcredits and other loans if available.

Appendix 10

to the resolution

Appendix 10

to the resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated June 30, 2017 No. 112

Form intended for collecting administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

Administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on main sources of attracted funds

Index of administrative data form: KA_4

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons providing information: collection agency

Deadline for submitting the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on main sources of attracted funds

(in thousands of tenge)

No. p/p	Creditor Name	Business identification number or other identification number (for non-residents of the Republic of Kazakhstan)	Industry Code	Loans
short-term (up to 1 year)	long-term (more than 1 year)
1	2	3	4	5	6
1
1.1
...
2
2.1
...
3
3.1
...
4
4.1
...
5
5.1
...
6
6.1
...
7
7.1
...
8
8.1
...
9
9.1
...
10
10.1
...

continuation of the table:

Creditor debt		Other sources (specify which)		Total
short-term (up to 1 year)	long-term (more than 1 year)	amount	source type
7	8	9	10	11
…

Name ______ Address______

Phone ______

Email address ______

Executive ______ ______

surname, name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, name and patronymic (if any) signature, phone

Date “____” ______ 20__ year

Appendix

to the report form

on main sources

of attracted funds

Explanation for filling out the administrative data form

“Report on main sources of attracted funds”

(index – KA_4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for collecting administrative data “Report on main sources of attracted funds” (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collector Activity”.

3. The Form is filled out by the collection agency quarterly. Data in the Form are indicated in thousands of tenge.

4. The Form is signed by the head or person assigned the function of signing the report, and the executive.

Chapter 2. Explanation for filling out the Form

5. When filling out the Form, collection agencies disclose the ten largest creditors of the collection agency in breakdown by physical and legal persons (the largest creditors of the collection agency are organizations that provided the largest loan size compared to others, in descending order). At the same time, if the collection agency has obligations to a legal entity that is among the ten largest creditors of the collection agency, and obligations to major shareholders or subsidiary organizations of this entity, it is also necessary to indicate information on major shareholders or subsidiary organizations in the corresponding sub-points.

6. In the event that a collection agency has obligations to a legal entity and its major shareholders or subsidiaries, which together are among the ten largest creditors, the collection agency shall indicate information regarding such legal entity and its major shareholders or subsidiaries.

7. In the event that the creditor of the collection agency is a group of related persons including a legal entity, its major participants and/or subsidiaries, the aggregate amount of obligations of the collection agency to the said persons shall be considered. In this case, the group of related persons shall be indicated in the sub-items to the main creditor.

8. The Form shall indicate the book value of funds attracted by the collection agency, taking into account accrued remuneration, positive (negative) adjustments, discounts and premiums.

Appendix 11
to the resolution

Appendix 11
to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112

Form intended for the collection of administrative data

Submitted to: territorial branch of the National Bank of the Republic of Kazakhstan

The form of administrative data is posted on the Internet resource: www.nationalbank.kz

Report on the statutory capital of a collection agency

Index of the administrative data form: KA_6

Frequency: quarterly

Reporting period: as of ______ 20__ year

Circle of persons submitting information: collection agency

Deadline for submission of the administrative data form: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Form

Table. Report on the statutory capital of a collection agency

(in thousands of tenge)

Name of indicator	Book value
1	2
Statutory capital

Name ______ Address______

Phone ______

Email address ______

Executor______ ______

surname, first name and patronymic (if any), signature, phone

Head or person vested with the function of signing the report

---

surname, first name and patronymic (if any), signature, phone

Date “____” ______ 20__ year

Appendix
to the report form

on the statutory capital

of a collection agency

Explanation for filling out the administrative data form

“Report on the statutory capital of a collection agency”

(index – KA_6, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for the collection of administrative data “Report on the statutory capital of a collection agency” (hereinafter – the Form).

2. The Form is developed in accordance with subparagraph 65-2) of Part Two Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collection Activity”.

3. The Form is filled out by the collection agency quarterly as of the end of the reporting period. Data in the Form are indicated in thousands of tenge.

4. The Form is signed by the head or person vested with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. The Form indicates information on the statutory capital reflected in the accounting records of the collection agency.

Appendix 12
to the resolution

Appendix 12
to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112

Rules for submission of reporting by a collection agency

Chapter 1. General Provisions

1. These Rules for submission of reporting by a collection agency are developed in accordance with subparagraph 65-2) of Part Two Article 15 of the Law of the Republic of Kazakhstan “On the National Bank of the Republic of Kazakhstan”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and paragraph 3 of Article 17 of the Law of the Republic of Kazakhstan “On Collection Activity” and determine the procedure for submission of reporting by a collection agency.

Chapter 2. Procedure for submission of reporting

2. Reporting is submitted to the territorial branch of the National Bank of the Republic of Kazakhstan (by the location of the collection agency) in electronic format using the information system “Web Portal of the National Bank of the Republic of Kazakhstan”.

3. Data in the reporting are indicated in the national currency of the Republic of Kazakhstan – tenge.

4. For the purpose of forming reporting, assets and liabilities in foreign currency are indicated in conversion at the market exchange rate determined in the manner provided for by paragraph 2 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 “On the procedure for determining the market exchange rate of currency”, registered in the Registry of state registration of normative legal acts under No. 8378.

5. The unit of measurement used when preparing reporting is established in thousands of tenge. An amount less than 500 (five hundred) tenge in the report is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1,000 (one thousand) tenge.

6. Reporting on paper medium is signed by the head or person vested with the function of signing the report, and the executor, and is stored in the collection agency.

7. Identity of data submitted in electronic format to data on paper medium is ensured by the head (during his absence – by the person vested with the function of signing the report).