Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2019 No. 294 on Approval of the Rules for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan (as amended)

REPUBLICAN STATE INSTITUTION
"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"		RESOLUTION OF THE BOARD
November 29, 2019 Almaty city		No. 294 Almaty city

On Approval of the Rules for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan

(With amendments and additions:

1. NB RK Resolution No. 24 dated 19.03.2020

2. NB RK Resolution No. 42 dated 31.03.2020

3. NB RK Resolution No. 8 dated 27.02.2023

4. NB RK Resolution No. 48 dated 22.08.2024

5. NB RK Resolution No. 4 dated 20.02.2025)

In accordance with subparagraph 59-1) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", and part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Approve the attached Rules for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan (hereinafter – the Rules).

2. Recognize as invalid the regulatory legal acts of the Republic of Kazakhstan, as well as structural elements of certain regulatory legal acts of the Republic of Kazakhstan, according to the list attached to this Resolution.

3. The Department of Balance of Payments and Currency Regulation (Kuandykov A.A.) shall ensure, in the manner established by the legislation of the Republic of Kazakhstan:

1) jointly with the Legal Department (Sarsenova N.V.) the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this Resolution, its submission in Kazakh and Russian languages to the Republican State Enterprise on the right of economic management "Republican Center for Legal Information" for official publication and inclusion in the Reference Control Bank of Regulatory Legal Acts of the Republic of Kazakhstan;

3) publication of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after the state registration of this Resolution, submission to the Legal Department of information on the implementation of measures provided for in subparagraphs 2), 3) of this paragraph and paragraph 4 of this Resolution.

4. The Department for Protection of Financial Services and External Communications Rights (Terentyev A.L.) shall ensure, within ten calendar days after the state registration of this Resolution, the submission of its copy for official publication in periodical printed editions.

5. Control over the implementation of this Resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan Smolyakov O.A.

6. This Resolution shall be officially published and shall enter into force from July 1, 2019, except for subparagraph 6) of paragraph 6 of the Rules, which shall enter into force from January 1, 2020.

Chairman of the National Bank	D. Akishev

"AGREED"

Committee on Statistics
Ministry of National Economy
Republic of Kazakhstan
"___" ______ 2018

	Approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2018 No. 294

Rules
for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan

Chapter 1. General Provisions

1. These Rules for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan (hereinafter – the Rules) are developed in accordance with subparagraph 59-1) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", and part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control", and determine the procedure for monitoring sources of demand and supply in the domestic currency market of the Republic of Kazakhstan and the purposes of use of acquired foreign currency, as well as the forms and deadlines for submitting reports for its implementation.

2. Monitoring of sources of demand and supply in the domestic currency market of the Republic of Kazakhstan and the purposes of use of acquired foreign currency is carried out by collecting information about operations of second-level banks, the Joint Stock Company "Bank of Development of Kazakhstan", the Joint Stock Company "Kazpost" (hereinafter – banks), professional participants of the securities market having a license for foreign currency exchange operations, not being banks (hereinafter – professional participants), and their clients in the domestic currency market, the movement of funds in clients' bank accounts, and money transfers without opening and/or using a foreign currency bank account.

3. Reports on sources of demand and supply in the domestic currency market of the Republic of Kazakhstan and purposes of use of acquired foreign currency (hereinafter – reports) are submitted by banks and professional participants.

4. For the purposes of these Rules, bank clients include resident and non-resident individuals, including subjects carrying out entrepreneurial activity without forming a legal entity, as well as resident and non-resident legal entities, not being banks, including their branches and representative offices, for whom bank accounts are opened in this bank.

For the purposes of these Rules, professional participant clients include resident and non-resident individuals, including subjects carrying out entrepreneurial activity without forming a legal entity, as well as resident and non-resident legal entities, not being banks, including their branches and representative offices, with whom contracts for brokerage services are concluded by this professional participant.

5. When preparing reports, the classification of operations is carried out in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for Applying Codes of Economic Sectors and Payment Purpose", registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365, taking into account the detailing provided for in the report forms.

Chapter 2. Forms and Deadlines for Submitting Reports

6. Reports are submitted in electronic format to the central office of the National Bank of the Republic of Kazakhstan (hereinafter – National Bank) and include:

1) a summary report on the movement of funds in foreign currency in clients' bank accounts and transfers without opening and/or using a bank account according to the form intended for collecting administrative data, according to Appendix 1 to the Rules;

2) a report on the purchase (sale) of foreign currency by a bank and its clients according to the form intended for collecting administrative data, according to Appendix 2 to the Rules;

3) a report on the movement of funds in clients' bank accounts in foreign currency according to the form intended for collecting administrative data, according to Appendix 3 to the Rules;

4) a report on clients' operations with large volumes of foreign currency purchase according to the form intended for collecting administrative data, according to Appendix 4 to the Rules;

5) a report on the purchase (sale) of foreign currency by a professional participant of the securities market having a license for foreign currency exchange operations, not being a bank, according to the form intended for collecting administrative data, according to Appendix 5 to the Rules;

6) a report on the movement of cash foreign currency according to the form intended for collecting administrative data, according to Appendix 6 to the Rules.

7. Bank reports are submitted for the entire banking system based on information on all clients' bank accounts and money transfers without opening and/or using a foreign currency bank account, as well as information on operations between clients of one bank and money transfers in foreign currency bank accounts of one client.

A professional participant's report reflects the volumes of purchase and sale of foreign currency by the professional participant and the number of clients who carried out operations for the purchase and sale of foreign currency.

8. Banks submit to the National Bank reports provided for in subparagraphs 1), 2), 3), 4), and 6) of paragraph 6 of the Rules monthly, by the 10th (inclusive) day of the month following the reporting period.

Professional participants submit to the National Bank the report provided for in subparagraph 5) of paragraph 6 of the Rules monthly, by the 10th (inclusive) day of the month following the reporting period.

9. If the last day of the reporting period falls on a non-working day, the day following it is considered the last day for submitting reports.

Appendix 1

to the [Rules](jl:33833162.1.1006702298_1" \o "Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2018 No. 294 \«On Approval of the Rules for Monitoring Sources of Demand and Supply in the Domestic Currency Market of the Republic of Kazakhstan\» (with amendments and additions dated 07.04.2023)) for monitoring

sources of demand and supply

in the domestic currency market

Republic of Kazakhstan

Form,

intended for collecting

administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for collecting administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: summary report on the movement of funds in foreign currency in clients' bank accounts and transfers without opening and/or using a bank account

Index of the form intended for collecting administrative data on a gratuitous basis: 1-INV

Frequency: monthly

Reporting period: as of "____" ______20____year

Circle of persons submitting the form intended for collecting administrative data on a gratuitous basis: second-level banks, Joint Stock Company "Bank of Development of Kazakhstan", Joint Stock Company "Kazpost"

Deadline for submitting the form intended for collecting administrative data on a gratuitous basis: monthly by the 10th (inclusive) day of the month following the reporting period

BIN: ______

Collection method: in electronic form

in tenge

No.	Name of Indicator	Line Code	Total	residents		non-residents
in particular for operations: with		in particular for operations: with
residents	non-residents	residents	non-residents
A	B	C	1	2	3	4	5
Section 1. Inflow of foreign currency to clients
1	Total	10000
2	in particular:
3	payments and money transfers from counterparties to bank accounts:	11000
4	individuals	11100
5	legal entities	11200
6	in particular for operations:
7	sale of goods and intangible assets	11210
8	provision of services	11220
9	receipt of principal debt and income on loans issued	11230
10	borrowing	11240
11	operations with securities, bills, and contributions ensuring participation in capital:	11250
12	other money transfers	11260
13	transfers without opening and/or using a bank account	12000
14	transfers by clients of money from their bank accounts	13000			X	X
15	of which opened in:
16	banks-residents	13001			X	X
17	banks-non-residents	13002			X	X
18	purchase of foreign currency for tenge	14000
19	in particular:
20	by individuals	14100
21	by legal entities	14200
22	crediting cash foreign currency to bank accounts	15000
23	of which:
24	by individuals	15100
25	by legal entities	15200
Section 2. Withdrawal and/or transfer of foreign currency by clients
26	Total	20000
27	in particular:
28	payments and money transfers from counterparties to bank accounts:	21000
29	individuals	21100
30	legal entities	21200
31	in particular for operations:
32	purchase of goods and intangible assets	21210
33	receipt of services	21220
34	issuance of loans	21230
35	fulfillment of loan obligations	21240
36	operations with securities, bills, and contributions ensuring participation in capital:	21250
37	other money transfers	21260
38	transfers without opening and/or using a bank account	22000
39	transfers by clients of money to their bank accounts	23000			X	X
40	of which opened in:
41	banks-residents	23001			X	X
42	banks-non-residents	23002			X	X
43	sale of foreign currency for tenge	24000
44	in particular:
45	by individuals	24100
46	by legal entities	24200
47	withdrawal of cash foreign currency from their bank accounts	25000
48	of which:
49	by individuals	25100
50	by legal entities	25200

Name ______ Address______

Phone ______

Email address ______

Executor ______ ______

surname, name, and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report ______ ______

surname, name, and patronymic (if any) signature, phone

First Head or person authorized to sign the report ______ ______

surname, name, and patronymic (if any) signature

Date "__" ______ 20_ year

Note: the form is filled out in accordance with the instructions for filling out the form intended for collecting administrative data on a gratuitous basis "Summary Report on the Movement of Funds in Foreign Currency in Clients' Bank Accounts and Transfers Without Opening and/or Using a Bank Account."

Appendix
to the form intended for collecting administrative data on a gratuitous basis

"Summary Report on the Movement of Funds in Foreign Currency in Clients' Bank Accounts and Transfers Without Opening and/or Using a Bank Account"

Instructions

for filling out the form intended for collecting

administrative data on a gratuitous basis

Summary Report on the Movement of Funds in Foreign Currency in Clients' Bank Accounts and Transfers Without Opening and/or Using a Bank Account

(index – 1-INV, frequency – monthly)

Chapter 1. General Provisions

1. These instructions determine the unified requirements for filling out the form intended for collecting administrative data on a gratuitous basis, "Summary Report on the Movement of Funds in Foreign Currency in Clients' Bank Accounts and Transfers Without Opening and/or Using a Bank Account" (hereinafter – Form 1).

2. Form 1 is developed in accordance with part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control."

3. Form 1 is filled out by second-level banks, Joint Stock Company "Bank of Development of Kazakhstan", Joint Stock Company "Kazpost" (hereinafter – banks) in terms of sources of inflow and directions of use of foreign currency.

4. Form 1 consists of two sections:

Section 1 – Inflow of foreign currency to clients;

Section 2 – Withdrawal and/or transfer of foreign currency by clients.

5. Data in Form 1 are indicated in the national currency of the Republic of Kazakhstan – tenge.

6. For the purpose of forming the report, assets in foreign currency are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 8378), on the value date.

7. Form 1 is signed by the first head or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Instructions for Filling out Form 1

8. When filling out Form 1, the following conditions are ensured:

column 1 for all lines equals the sum of columns 2, 3, 4, 5;

line with code 10000 = line with code 11000 + line with code 12000 + line with code 13000 + line with code 14000 + line with code 15000;

line with code 11000 = line with code 11100 + line with code 11200;

line with code 11200 = line with code 11210 + line with code 11220 + line with code 11230 + line with code 11240 + line with code 11250 + line with code 11260;

in line with code 11240 loans also include loans borrowed by clients from the bank submitting the report;

in line with code 11260 other money transfers also include transfers using payment cards;

line with code 13000 = line with code 13001 + line with code 13002;

in line with code 13001 transfers by clients of money from their bank accounts opened in banks-residents also include transfers by clients of money from a bank account opened in the bank submitting the report (interbank transfers);

line with code 14000 = line with code 14100 + line with code 14200;

line with code 15000 = line with code 15100 + line with code 15200;

line with code 20000 = line with code 21000 + line with code 22000 + line with code 23000 + line with code 24000 + line with code 25000;

line with code 21000 = line with code 21100 + line with code 21200;

line with code 21200 = line with code 21210 + line with code 21220 + line with code 21230 + line with code 21240 + line with code 21250 + line with code 21260;

in line with code 21240 operations on fulfilling loan obligations also include operations on fulfilling obligations on loans borrowed by clients from the bank submitting the report;

in line with code 21260 other money transfers also include transfers using payment cards;

line with code 23000 = line with code 23001 + line with code 23002;

in line with code 23001 transfers by clients of money to their bank accounts opened in banks-residents also include transfers by clients of money to their bank accounts opened in the bank submitting the report (interbank transfers);

line with code 24000 = line with code 24100 + line with code 24200;

line with code 25000 = line with code 25100 + line with code 25200.

9. Corrections (changes, additions) to data in Form 1 are made by the 20th (inclusive) day of the month following the reporting month.

10. In the absence of information for the reporting period, Form 1 is submitted with zero values.

Appendix 2

to the Rules for monitoring

sources of demand and supply

in the domestic currency market

Republic of Kazakhstan

Form,

intended for collecting

administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for collecting administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the purchase (sale) of foreign currency by a bank and its clients

Index of the form intended for collecting administrative data on a gratuitous basis: 2-INV

Frequency: monthly

Reporting period: as of "____" ______20____year

Circle of persons submitting the form intended for collecting administrative data on a gratuitous basis: second-level banks, Joint Stock Company "Bank of Development of Kazakhstan", Joint Stock Company "Kazpost" (hereinafter – banks)

Deadline for submitting the form intended for collecting administrative data on a gratuitous basis: monthly by the 10th (inclusive) day of the month following the reporting period

BIN: ______

Collection method: in electronic form

Section 1. Bank Operations

No.	Name of Indicator	Line Code	Total					in particular for tenge
Total (tenge)	Of which by currency types (in currency units)				Total (tenge)	Of which by currency types (in currency units)
USD	EUR	RUB	CNY	USD	EUR	RUB	CNY
A	B	C	1	2	3	4	5	6	7	8	9	10
1	Purchase of foreign currency by bank	110000
2	in particular:
3	from bank clients	110001
4	at JSC "Kazakhstan Stock Exchange"	110002
5	in the interbank market	110003
6	Sale of foreign currency by bank	120000
7	in particular:
8	to bank clients	120001
9	at JSC "Kazakhstan Stock Exchange"	120002
10	in the interbank market	120003
11	Net position on purchase (sale) from (to) bank clients of foreign currency in clients' operations using payment cards and through money transfer systems	130000	X	X	X	X	X

Section 2. Bank Clients' Operations

in tenge

№	Name of Indicator	Line Code	Total	in that:
for tenge		for other foreign currency
by bank clients
residents	non-residents	residents	non-residents
A	B	C	1	2	3	4	5
1	Purchase of foreign currency by bank clients	210000
2	in that:
3	by individuals	211000
4	of which credited to clients' own bank accounts in foreign currency	211400
5	by legal entities	212000
6	of which credited to clients' own bank accounts in national currency	212400
7	in that for purposes:
8	conducting exchange operations with cash foreign currency (authorized organizations)	212410			X		X
9	making payments and money transfers	212420
10	in that for operations:
11	purchase of goods and intangible assets	212421
12	receipt of services	212422
13	payment of dividends and other income from equity participation	212423
14	provision (issuance) of loans	212424
15	fulfillment of loan obligations	212425
16	securities operations	212426
17	other	212427
18	placement in savings deposits in resident banks	212430
19	transfer of own funds to accounts in non-resident banks	212440
20	Sale of foreign currency by bank clients	220000
21	in that:
22	by individuals	221000
23	of which credited to clients' own bank accounts in national currency	221400				X	X
24	by legal entities	222000
25	of which credited to clients' own bank accounts in national currency	222400				X	X

Name ______ Address______

Phone ______

Email Address ______

Executor ______

surname, first name and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, phone

Head of the organization or person authorized to sign the report

---

surname, first name and patronymic (if any) signature

Date «__» ______ 20_ year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the purchase (sale) of foreign currency by a bank and its clients."

Appendix

to the form intended for the collection of administrative data on a gratuitous basis

"Report on the purchase (sale) of foreign currency

by a bank and its clients"

Instructions

on filling out the form intended for the collection

of administrative data on a gratuitous basis

Report on the purchase (sale) of foreign currency

by a bank and its clients

(index – 2-INV, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the purchase (sale) of foreign currency by a bank and its clients" (hereinafter – Form 2).

2. Form 2 is developed in accordance with part 3 of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control."

3. In Form 2, second-level banks, JSC "Bank of Kazakhstan Development", JSC "Kazpost" (hereinafter – banks) reflect the volumes of purchase and sale of foreign currency (Section 1. "Bank Operations") and bank clients (Section 2. "Bank Clients' Operations").

4. Form 2 reflects the volumes of purchase and sale of foreign currency, both for tenge and for other currency, with actual delivery of the basic asset on the value date.

Data in Form 2 are indicated in the national currency of the Republic of Kazakhstan - tenge.

For the purpose of forming the report, assets in foreign currency are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the value date.

5. Form 2 is signed by the head of the organization or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Instructions for Filling out Form 2

6. Column 1 of Section 1 and Section 2 reflects the total volumes of purchased or sold foreign currency in tenge. Columns 2, 3, 4, 5 of Section 1 reflect, respectively, the volumes of purchased and sold for tenge and for other foreign currency US dollars (USD), euros (EUR), Russian rubles (RUB) and Chinese yuan (CNY) in units of the corresponding currency. Column 6 of Section 1 reflects the volumes of purchased or sold foreign currency for tenge. Columns 7, 8, 9, 10 of Section 1 reflect, respectively, the volumes of purchased and sold for tenge US dollars (USD), euros (EUR), Russian rubles (RUB) and Chinese yuan (CNY) in units of the corresponding currency.

To fill out Form 2, data from the bank's journal of registration of transactions in cash and non-cash foreign currency (blotter) are used.

7. Lines with codes 110000 and 120000 of Section 1 include information on exchange operations with bank clients (excluding operations with individuals through bank exchange offices) and operations carried out at the Kazakhstan Stock Exchange and the interbank market.

8. In Section 2, data are reflected in the breakdown of operations for the purchase (sale) of foreign currency for tenge and for other foreign currency, as well as operations carried out by client-residents and client-non-residents.

Section 2 does not include operations of individuals on the purchase (sale) of foreign currency through bank exchange offices.

9. When filling out Form 2, the following conditions are ensured:

line with code 110000 >= lines with code 110001 + line with code 110002 + line with code 110003;

line with code 120000 >= lines with code 120001 + line with code 120002 + line with code 120003;

in Section 2, column 1 for all lines equals the sum of columns 2, 3, 4, 5;

line with code 210000 = line with code 211000 + line with code 212000;

line with code 211000 >= line with code 211400;

line with code 212000 >= line with code 212400;

line with code 212400 = line with code 212410 + line with code 212420 + line with code 212430 + line with code 212440;

line with code 212420 = line with code 212421 + line with code 212422 + line with code 212423 + line with code 212424 + line with code 212425 + line with code 212426 + line with code 212427;

line with code 220000 = line with code 221000 + line with code 222000;

line with code 221000 >= line with code 221400;

line with code 222000 >= line with code 222400.

When filling out Form 2, the following reconciliation of data between Form 2 and Form 1 is ensured:

line with code 211400 column 2 of Form 2 = line with code 14100 (column 2 + column 3) of Form 1;

line with code 211400 column 3 of Form 2 = line with code 14100 (column 4 + column 5) of Form 1;

line with code 212400 column 2 of Form 2 = line with code 14200 (column 2 + column 3) of Form 1;

line with code 212400 column 3 of Form 2 = line with code 14200 (column 4 + column 5) of Form 1;

line with code 221400 column 2 of Form 2 = line with code 24100 (column 2 + column 3) of Form 1;

line with code 221400 column 3 of Form 2 = line with code 24100 (column 4 + column 5) of Form 1;

line with code 222400 column 2 of Form 2 = line with code 24200 (column 2 + column 3) of Form 1;

line with code 222400 column 3 of Form 2 = line with code 24200 (column 4 + column 5) of Form 1.

10. Line with code 130000 of Section 1 includes the net position on the purchase (sale) from clients (client) of foreign currency for tenge, accompanying client operations using payment cards and through money transfer systems, in which the purchased currency is not credited to the client's bank account. Data are reflected on a net basis with a positive value for net purchase and a negative sign for net sale.

11. Adjustments (changes, additions) of data in Form 2 are made until the 20th (twentieth) day (inclusive) of the month following the reporting month.

12. In the absence of information for the reporting period, Form 2 is submitted with zero values.

Appendix 3 to Rules for monitoring

sources of demand and supply

in the domestic currency market

of the Republic of Kazakhstan

Form,

intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of administrative form: report on the movement of funds in clients' bank accounts in foreign currency

Index of the form intended for the collection of administrative data on a gratuitous basis: 3-INV

Frequency: monthly

Reporting period: as of «____» ______20____year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, JSC "Bank of Kazakhstan Development", JSC "Kazpost"

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly until the 10th (tenth) day (inclusive) of the month following the reporting period

BIN: ______

Collection method: in electronic form

in currency units

№	№		Total					1					…
Client Name	Line Code	Total (tenge)	by currency types (in currency units)				Total (tenge)	by currency types (in currency units)				Total (tenge)	by currency types (in currency units)
Business Identification Number (BIN) of the client
Indicator Name \Bank Account Currency	USD	EUR	RUB	CNY	USD	EUR	RUB	CNY	USD	EUR	RUB	CNY
A	B	C	1	2	3	4	5	6	7	8	9	10	11	12	13	14	15
1	Balance at the beginning of the period	100000
2	Receipt of funds into clients' bank accounts in foreign currency, total	210000
3	in that from:
4	residents	211000
5	in that for operations:
6	sale of goods and intangible assets	211110
7	provision of services	211120
8	receipt of principal and income on issued loans	211130
9	attraction of loans from resident banks	211140
10	securities operations, bills and contributions ensuring equity participation:	211150
11	other money transfers	211160
12	non-residents	212000
13	in that for operations:
14	sale of goods and intangible assets	212110
15	provision of services	212120
16	receipt of principal and income on issued loans	212130
17	attraction of loans	212140
18	securities operations, bills and contributions ensuring equity participation:	212150
19	other money transfers	212160
20	transfers of money by clients from their bank accounts	210300
21	of which opened in:
22	resident banks	210301
23	non-resident banks	210302
24	purchase of foreign currency for tenge	210400
25	crediting of cash foreign currency to own bank accounts	210500
26	Withdrawal of funds from clients' bank accounts in foreign currency, total	220000
27	in that in favor of:
28	residents	221000
29	in that for operations:
30	purchase of goods and intangible assets	221110
31	receipt of services	221120
32	issuance of loans	221130
33	fulfillment of loan obligations, attracted from resident banks	221140
34	securities operations, bills and contributions ensuring equity participation:	221150
35	other money transfers	221160
36	non-residents	222000
37	in that for operations:
38	purchase of goods and intangible assets	222110
39	receipt of services	222120
40	issuance of loans	222130
41	fulfillment of loan obligations	222140
42	securities operations, bills and contributions ensuring equity participation:	222150
43	other money transfers	222160
44	transfers of money by clients to their bank accounts	220300
45	of which opened in:
46	resident banks	220301
47	non-resident banks	220302
48	sale of foreign currency for tenge	220400
49	withdrawal of cash foreign currency from own bank accounts	220500
50	Balance at the end of the period	300000
51	Purchase of foreign currency (including for other foreign currency), total	410400
52	Sale of foreign currency (including, for other foreign currency), total	420400

Name ______ Address______

Phone ______

Email Address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, phone

Head of the organization or person authorized to sign the report

---

surname, first name and patronymic (if any) signature

Date «__» ______ 20_ year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the movement of funds in clients' bank accounts in foreign currency."

Appendix

to the form intended for the collection of administrative data on a gratuitous basis

"Report on the movement of funds in clients' bank accounts

in foreign currency"

Instructions

on filling out the form intended for the collection

of administrative data on a gratuitous basis

"Report on the movement of funds in clients' bank accounts

in foreign currency"

(index – 3-INV, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the movement of funds in clients' bank accounts in foreign currency" (hereinafter – Form 3).

2. Form 3 is developed in accordance with part 3 of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control."

3. Form 3 is compiled by second-level banks, JSC "Bank of Kazakhstan Development", JSC "Kazpost" (hereinafter – banks) for operations of bank clients, the list of which is formed and updated by the National Bank of Kazakhstan (hereinafter – National Bank), based on the volume of currency operations carried out by them (hereinafter – Client List).

The Client List includes legal entities of the Republic of Kazakhstan, as well as branches and representative offices of legal entities-non-residents carrying out activities on the territory of the Republic of Kazakhstan, whose operations ensure the main volumes of supply of foreign currency or demand for foreign currency in the domestic currency market.

The Client List is updated by the National Bank and, as it is updated, is brought to the attention of the bank in writing.

4. Form 3 is signed by the head of the organization or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Instructions for Filling out Form 3

5. Form 3 is filled out for each bank client included in the Client List. Form 3 reflects the general state of bank clients' bank accounts in foreign currency: balances at the beginning and end of the period with the breakdown of changes during the reporting period, resulting from operations on bank clients' bank accounts, including those opened in the following currencies: US dollars, euros, Russian rubles and Chinese yuan. Data for the total column are filled in tenge, columns by currency types are filled in units of the bank account currency.

6. When filling out Form 3, in the event of a bank payment (transfer) by a client in a currency other than the bank account currency, the payment (transfer) is reflected with the true purpose, not as a currency conversion.

7. When filling out Form 3, the following conditions are ensured:

for all lines, columns 1, 2, 3, 4, 5 equal the sum of values for all clients;

line with code 100000 = line with code 300000 for the previous reporting period;

line with code 300000 = line with code 100000 + (line with code 210000 - line with code 210400) + line with code 410400 - (line with code 220000 - line with code 220400) - line with code 420400 (Inequality in line with code 300000 is allowed in cases of exchange rate difference in columns "Total (tenge)");

line with code 210000 = line with code 211000 + line with code 212000 + line with code 210300 + line with code 210400 + line with code 210500;

line with code 211000 = line with code 211110 + line with code 211120 + line with code 211130 + line with code 211140 + line with code 211150 + line with code 211160;

in line with code 211140, operations on attracting loans from resident banks also include loans attracted from the bank submitting the report;

line with code 212000 = line with code 212110 + line with code 212120 + line with code 212130 + line with code 212140 + line with code 212150 + line with code 212160;

line with code 210300 = line with code 210301 + line with code 210302;

in line with code 210301, transfers of money by clients from their bank accounts opened in resident banks also include transfers of money by clients from the bank account opened in the bank submitting the report (interbank transfers);

line with code 220000 = line with code 221000 + line with code 222000 + line with code 220300 + line with code 220400 + line with code 220500;

line with code 221000 = line with code 221110 + line with code 221120 + line with code 221130 + line with code 221140 + line with code 221150 + line with code 221160;

in line with code 221140, the operation on fulfilling loan obligations attracted from resident banks also includes operations on fulfilling loan obligations attracted from the bank submitting the report;

line with code 222000 = line with code 222110 + line with code 222120 + line with code 222130 + line with code 222140 + line with code 222150 + line with code 222160;

line with code 220300 = line with code 220301 + line with code 220302;

in line with code 220301, transfers of money by clients to their bank accounts opened in resident banks also include transfers of money by clients to their bank account opened in the bank submitting the report (interbank transfers).

8. Adjustments (changes, additions) of data in Form 3 are made until the 20th (twentieth) day (inclusive) of the month following the reporting month.

9. In the absence of information for the reporting period, Form 3 is submitted with zero values.

Appendix 4

to Rules

monitoring

sources of demand and supply

in the domestic currency market

of the Republic of Kazakhstan

Form,

intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of administrative form: report on clients' operations with large volumes of purchase of foreign currency

Index of the form intended for the collection of administrative data on a gratuitous basis: 4-INV

Frequency: monthly

Reporting period: as of «____» ______20____year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, JSC "Bank of Kazakhstan Development", JSC "Kazpost"

Deadline for submission of the form intended for the collection of administrative data free of charge: monthly until the 10th (tenth) day (inclusive) of the month following the reporting period

BIN: ______

Collection method: in electronic form

No.	Client Name	Line Code	Total
Client's Business Identification Number (BIN)	Total (tenge)	of which by currency types (in currency units)
Indicator Name	USD	EUR	RUB	CNY
A	B	V	1	2	3	4	5
Section 1. Purchase and sale of foreign currency (all types of currencies)
1	Purchase of foreign currency, total	212100
2	including:
3	credited to current account in foreign currency	212101
4	credited to savings account in foreign currency	212102
5	transferred to own accounts in other resident banks	212103
6	transferred to other persons' accounts in resident banks	212104
7	transferred to other persons' accounts in non-resident banks	212105
8	transferred to own accounts in non-resident banks	212106
9	issued in cash	212107
10	Sale of foreign currency, total	222100
11	including:
12	for another foreign currency	222120
13	for tenge	222110
14	of which credited to bank accounts in national currency	222111
Section 2. Purposes of purchase of foreign currency for national currency
15	Purchase of foreign currency for tenge, total	121100
16	including by purposes:
17	purchase of goods and intangible assets	121101
18	receipt of services	121102
19	payment of dividends and other income from equity participation	121103
20	provision (issuance) of loans	121104
21	fulfillment of loan obligations	121105
22	securities transactions	121106
23	gratuitous financial (material) assistance and other gratuitous transfers	121107
24	placement in savings deposits in resident banks	121108
25	transfer of own funds to accounts in non-resident banks	121109
26	conducting exchange operations with cash foreign currency (authorized organizations)	121110
27	other	121111

continuation of the table

1					…
Total (tenge)	of which by currency types (in currency units)				Total (tenge)	of which by currency types (in currency units)
USD	EUR	RUB	CNY	USD	EUR	RUB	CNY
1	2	3	4	5	1	2	3	4	5
Section 1. Purchase and sale of foreign currency (all types of currencies)
Section 2. Purposes of purchase of foreign currency for national currency

Name ______ Address______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name and patronymic (if any) signature

Date “__” ______ 20_ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data free of charge "Report on bank clients' operations with large volumes of foreign currency purchase".

Appendix

to the form intended for the collection of administrative data free of charge

"Report on bank clients' operations with large volumes of foreign currency purchase"

Explanation

on filling out the form intended for the collection of

administrative data free of charge

Report on bank clients' operations

with large volumes of foreign currency purchase

(index – 4-INV, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data free of charge, "Report on bank clients' operations with large volumes of foreign currency purchase" (hereinafter – Form 4).

2. Form 4 is developed in accordance with part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

3. Form 4 is compiled monthly by Level 2 banks, the Joint Stock Company "Bank of Development of Kazakhstan", the Joint Stock Company "Kazpost" (hereinafter – banks) for operations of legal entities – residents and non-residents who have purchased foreign currency for the reporting period for a total amount exceeding one billion tenge in equivalent.

4. Form 4 is filled out for each bank client and reflects the volumes of purchase and sale of foreign currency by the client for national currency and other foreign currency (Section 1) and the volumes of purchase of foreign currency for national currency by acquisition purpose (Section 2).

5. In Form 4, the volumes of purchase and sale of foreign currency are reflected based on the actual delivery of foreign currency on the value date.

For the purpose of report formation, assets in foreign currency are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the procedure for determining the market exchange rate of currency" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the value date.

6. Form 4 is signed by the head or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Explanation on filling out Form 4

7. Column 1 of Section 1 and Section 2 reflects the total volumes of purchased or sold foreign currency in tenge. Columns 2, 3, 4, 5 of Section 1 and Section 2 reflect, respectively, the volumes of purchased and sold US dollars (USD), euros (EUR), Russian rubles (RUB) and Chinese yuan (CNY) in units of the corresponding currency.

In Section 2, the purposes of purchasing foreign currency for tenge are indicated based on the client's applications for the acquisition of foreign currency for national currency.

When filling out Form 4, the following conditions must be met:

line with code 212100 = line with code 212101 + line with code 212102 + line with code 212103 + line with code 212104 + line with code 212105 + line with code 212106 + line with code 212107;

line with code 222100 = line with code 222120 + line with code 222110;

line with code 222110 >= line with code 222111;

line with code 212100 > = line with code 121100;

line with code 121100 = line with code 121101 + line with code 121102 + line with code 121103 + line with code 121104 + line with code 121105 + line with code 121106 + line with code 121107 + line with code 121108 + line with code 121109 + line with code 121110 + line with code 121111.

Transfers to bank accounts of other persons in the reporting bank are also included in line with code 212104.

8. Corrections (changes, additions) to data in Form 4 are made until the 20th (twentieth) day (inclusive) of the month following the reporting month.

9. In the absence of information for the reporting period, Form 4 is submitted with zero values.

Appendix 5

to the Rules for monitoring

demand and supply sources

in the domestic currency market

of the Republic of Kazakhstan

Form,

intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data free of charge is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on the purchase (sale) of foreign currency by a professional participant of the securities market having a license for exchange operations with foreign currency, not being a bank

Index of the form intended for the collection of administrative data free of charge: 5-INV

Periodicity: monthly

Reporting period: as of “____” __20 year

Circle of persons submitting the form intended for the collection of administrative data free of charge: professional participants of the securities market having a license for exchange operations with foreign currency, not being banks (hereinafter – professional participant), except for the Joint Stock Company "KASE Clearing Center"

Deadline for submission of the form intended for the collection of administrative data free of charge: monthly until the 10th (tenth) day (inclusive) of the month following the reporting period

BIN: ______

Collection method: in electronic form

Section 1. Operations of the professional participant

No.	Indicator Name	Line Code	Total					including for tenge
Total (tenge)	Of which by currency types (in currency units)				Total (tenge)	Of which by currency types (in currency units)
		USD	EUR	RUB	CNY	USD	EUR	RUB	CNY
A	B	V	1	2	3	4	5	6	7	8	9	10
1	Purchase of foreign currency by the professional participant	110000
2	including:
3	from clients	110001
4	to JSC "Kazakhstan Stock Exchange"	110002
5	including:
6	by client instructions	111002
7	for own operations	112002
8	other operations	113002
9	on the interbank market	110003
10	including:
11	from residents	111003
12	from non-residents	112003
13	Sale of foreign currency by the professional participant	120000
14	including:
15	to clients	120001
16	to JSC "Kazakhstan Stock Exchange"	120002
17	including:
18	by client instructions	121002
19	for own operations	122002
20	other operations	123002
21	on the interbank market	120003
22	including:
23	to residents	121003
24	to non-residents	122003

Section 2. Operations of the professional participant's clients

in tenge

No.	Indicator Name	Line Code	Total	including:
for tenge		for another foreign currency
by the professional participant's clients
residents	non-residents	residents	non-residents
A	B	V	1	2	3	4	5
1	Purchase of foreign currency by clients or the professional participant by client instructions	210000
2	including:
3	by individuals	211000
4	of which for securities transactions	211100
5	by legal entities	212000
6	including for purposes:
7	making payments and money transfers	212420
8	including for operations:
9	purchase of goods and intangible assets	212421
10	receipt of services	212422
11	payment of dividends and other income from equity participation	212423
12	provision (issuance) of loans	212424
13	fulfillment of loan obligations	212425
14	securities transactions	212426
15	other	212427
16	placement in savings deposits in resident banks	212430
17	transfer of own funds to accounts in non-resident banks	212440
18	Sale of foreign currency by clients or the professional participant by client instructions	220000
19	including:
20	by individuals	221000
21	by legal entities	222000

Name ______ Address______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report ______ ______

surname, first name and patronymic (if any) signature, phone

Head or person authorized to sign the report ______ ______

surname, first name and patronymic (if any) signature

Date “__” ______ 20_ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data free of charge "Report on the purchase (sale) of foreign currency by a professional participant of the securities market having a license for exchange operations with foreign currency, not being a bank".

Appendix

to the form intended for the collection of administrative data free of charge

"Report on the purchase (sale) of foreign currency by a professional participant of the securities market,

having a license for exchange operations with foreign currency, not being a bank"

Explanation

on filling out the form intended for the collection of

administrative data free of charge

Report on the purchase (sale) of foreign currency by a professional participant of the securities market,

having a license for exchange operations with foreign currency, not being a bank

(index – 5-INV, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data free of charge, "Report on the purchase (sale) of foreign currency by a professional participant of the securities market having a license for exchange operations with foreign currency, not being a bank" (hereinafter – Form 5).

2. Form 5 is developed in accordance with part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

3. In Form 5, the professional participant having a license for exchange operations with foreign currency, not being a bank (hereinafter – professional participant), except for the Joint Stock Company "KASE Clearing Center", reflects the volumes of purchase and sale of foreign currency (Section 1. "Operations of the professional participant") and the professional participant's clients, except for the Joint Stock Company "KASE Clearing Center" (Section 2. "Operations of the professional participant's clients").

4. In Form 5, the volumes of purchase and sale of foreign currency are reflected, both for tenge and for other currency, with the actual delivery of the base asset on the value date.

Data in Form 5 are indicated in the national currency of the Republic of Kazakhstan - tenge.

For the purpose of report formation, assets in foreign currency are indicated in conversion at the market exchange rate determined by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the procedure for determining the market exchange rate of currency" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the value date.

5. Form 5 is signed by the head or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Explanation on filling out Form 5

6. Column 1 of Section 1 and Section 2 reflects the total volumes of purchased or sold foreign currency in tenge. Columns 2, 3, 4 and 5 of Section 1 reflect, respectively, the volumes of purchased and sold for tenge and for other foreign currency US dollars (USD), euros (EUR), Russian rubles (RUB) and Chinese yuan (CNY) in units of the corresponding currency.

7. Column 6 of Section 1 reflects the volumes of purchased or sold foreign currency for tenge. Data for column 6 are indicated in tenge. Columns 7, 8, 9, 10 of Section 1 reflect, respectively, the volumes of purchased and sold for tenge US dollars (USD), euros (EUR), Russian rubles (RUB) and Chinese yuan (CNY) in units of the corresponding currency.

8. Lines with codes 110000 and 120000 of Section 1 include information on exchange operations with clients of the professional participant (including by client instructions) and operations carried out on the Kazakhstan Stock Exchange and the interbank market.

9. In Section 2, data are reflected by categories of operations for the purchase (sale) of foreign currency for tenge and for other foreign currency, as well as operations carried out by client-residents and client-non-residents (including by instructions of client-residents and client-non-residents).

Operations of individuals for the purchase (sale) of foreign currency through exchange offices are not included in Section 2.

10. When filling out Form 5, the following conditions must be met:

line with code 110000 > = line with code 110001 + line with code 110002 + line with code 110003;

line with code 110002 = line with code 111002 + line with code 112002 + line with code 113002;

line with code 110003 = line with code 111003 + line with code 112003;

line with code 120000 > = line with code 120001 + line with code 120002 + line with code 120003;

line with code 120002 = line with code 121002 + line with code 122002 + line with code 123002;

line with code 120003 = line with code 121003 + line with code 122003;

in Section 2, column 1 for all lines equals the sum of columns 2, 3, 4, 5;

line with code 210000 = line with code 211000 + line with code 212000;

line with code 211000 > = line with code 211100;

line with code 212000 = line with code 212420 + line with code 212430 + line with code 212440;

line with code 212420 = line with code 212421 + line with code 212422 + line with code 212423 + line with code 212424 + line with code 212425 + line with code 212426 + line with code 212427;

line with code 220000 = line with code 221000 + line with code 222000;

11. Corrections (changes, additions) to data in Form 5 are made until the 20th (twentieth) day (inclusive) of the month following the reporting month.

12. In the absence of information for the reporting period, Form 5 is submitted with zero values.

Appendix 6

to the Rules for monitoring

demand and supply sources

in the domestic currency market

of the Republic of Kazakhstan

Form,

intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data free of charge is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on the movement of cash foreign currency

Index of the form intended for the collection of administrative data free of charge: 16-PB

Periodicity: monthly

Reporting period: as of “____” __20 year

Circle of persons submitting the form intended for the collection of administrative data free of charge: Level 2 banks, the Joint Stock Company "Bank of Development of Kazakhstan", the Joint Stock Company "Kazpost" (hereinafter – banks)

Deadline for submission of the form intended for the collection of administrative data free of charge: monthly until the 10th (tenth) day (inclusive) of the month following the reporting period

BIN: ______

Collection method: in electronic form

in currency units

№	Indicator Name	Line Code	US Dollar	Euro	Russian Ruble	…
A	B	C	1	2	3	…
1	Cash foreign currency balance at the beginning of the period	100
2	Receipt of cash foreign currency, total	200
3	including:
4	imported by the bank into Kazakhstan	210
5	operations with resident banks and the National Bank	220
6	operations with non-resident banks and Central Banks of foreign states	225
7	receipt from non-bank legal entities-residents for crediting to currency accounts	230
8	receipt from non-bank legal entities-non-residents for crediting to currency accounts	240
9	purchased from authorized organizations	245
10	purchased from individuals through bank exchange points	250
11	received from resident individuals for crediting to currency accounts	260
12	received from non-resident individuals for crediting to currency accounts	270
13	received from resident individuals for one-time transfer without opening and/or using a bank account	280
14	received from non-resident individuals for one-time transfer without opening and/or using a bank account	300
15	received from the sale of traveler's checks to individuals	311
16	other receipts	320
17	Expenditure of cash foreign currency, total	400
18	including:
19	exported by the bank from Kazakhstan	410
20	operations with resident banks and the National Bank	420
21	operations with non-resident banks and Central Banks of foreign states	425
22	issued to non-bank legal entities-residents from currency accounts	430
23	issued to legal entities-non-residents from currency accounts	440
24	sold to authorized organizations	445
25	sold to individuals through bank exchange points	450
26	issued to resident individuals from currency accounts	460
27	issued to non-resident individuals from currency accounts	470
28	issued to resident individuals for one-time transfer without opening and/or using a bank account	480
29	issued to non-resident individuals for one-time transfer without opening and/or using a bank account	500
30	issued to individuals upon redemption (acceptance) of traveler's checks	511
31	other expenditures	520
32	Cash foreign currency balance at the end of the period	600

Name ______ Address______

Phone ______

Email address ______

Executor ______ ______

surname, first name and patronymic (if any) signature, phone

Chief Accountant or person authorized to sign the report

---

surname, first name and patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name and patronymic (if any) signature

Date «__» ______ 20_ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the movement of cash foreign currency".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis

"Report on the movement of cash foreign currency"

Explanation

on filling out the form intended for the collection of

administrative data on a gratuitous basis

Report on the movement of cash foreign currency

(index – 16-PB, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the movement of cash foreign currency" (hereinafter – Form 16-PB).

2. Form 16-PB is developed in accordance with part three of paragraph 5 of Article 10 of the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

3. In Form 16-PB, indicators are reflected by second-tier banks, the Joint Stock Company "Bank of Development of Kazakhstan", the Joint Stock Company "Kazpostha" (hereinafter – banks) in the breakdown of those types of foreign currencies in which operations were carried out in the reporting period or there are balances of cash foreign currency at the beginning or end of the reporting period.

4. Data are indicated in units of currency with accuracy to the unit.

5. Form 16-PB is signed by the head or person authorized to sign the report, the chief accountant or person authorized to sign the report, and the executor.

Chapter 2. Explanation on filling out Form 16-PB

6. In lines with codes 220 and 420 "Operations with resident banks and the National Bank", operations for the purchase and sale, as well as withdrawal from bank accounts and crediting to bank accounts of cash foreign currency are reflected.

7. In lines with codes 225 and 425 "Operations with non-resident banks", operations for the purchase and sale, as well as withdrawal from bank accounts and crediting to bank accounts of cash foreign currency are reflected, except for operations that are included in lines with codes 210 or 410.

8. When filling out Form 16-PB, the following conditions must be met:

for each column of Form 16-PB:

line with code 200 = line with code 210 + line with code 220 + line with code 225 + line with code 230 + line with code 240 + line with code 245 + line with code 250 + line with code 260 + line with code 270 + line with code 280 + line with code 300 + line with code 311 + line with code 320;

line with code 400 = line with code 410 + line with code 420 + line with code 425 + line with code 430 + line with code 440 + line with code 445 + line with code 450 + line with code 460 + line with code 470 + line with code 480 + line with code 500 + line with code 511 + line with code 520;

line with code 600 = line with code 100 + line with code 200 - line with code 400.

9. Corrections (changes, additions) to the data in Form 16-PB are made until the 20th (twentieth) day (inclusive) of the month following the reporting month.

10. In the absence in the reporting period of operations and/or balances of cash foreign currency at the beginning or end of the period, Form 16-PB is not submitted.

11. All operations must be allocated to the corresponding indicators. Operations for issuance from accounts in national currency with simultaneous conversion into foreign currency are reflected in line with code 450 "Sold to individuals through bank exchange points".

Operations for the receipt of foreign currency, including through an ATM, after simultaneous conversion and crediting to accounts in national currency are reflected in line with codes 250 "Purchased from individuals through bank exchange points".

In lines 320 "Other receipts" and 520 "Other expenditures", other operations (surpluses, shortages, transfer of worn banknotes, banknotes in transit, etc.) are reflected with the submission of a supporting document.

12. If the difference during control with the balance sheet (700-N) is more than 500 (five hundred) dollars (in equivalent), it is necessary to attach a calculation of the difference.

	Appendix to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2018 No. 294

List
of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, recognized as having lost force

1. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 27, 2012 No. 221 "On Approval of the Instruction on the Implementation of Monitoring of Sources of Demand and Supply, as well as Directions of Use of Foreign Currency in the Domestic Currency Market" (registered in the Registry of State Registration of Normative Legal Acts under No. 7913, published on October 17, 2012 in the newspaper "Kazakhstanskaya Pravda" No. 356-357 (27175-27176)).

2. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 16, 2015 No. 33 "On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 27, 2012 No. 221 "On Approval of the Instruction on the Implementation of Monitoring of Sources of Demand and Supply, as well as Directions of Use of Foreign Currency in the Domestic Currency Market" (registered in the Registry of State Registration of Normative Legal Acts under No. 10775, published on April 30, 2015 in the informational and legal system "Adilet").

3. Paragraph 2 of the List of Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which amendments and additions are made on payment and payment system issues, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 248 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Payment and Payment System Issues" (registered in the Registry of State Registration of Normative Legal Acts under No. 16446, published on March 13, 2018 in the Reference Control Bank of Normative Legal Acts of the Republic of Kazakhstan).

4. Paragraph 1 of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 26, 2018 No. 33 "On Amendments and Additions to Some Normative Legal Acts of the Republic of Kazakhstan on Issues of Regulation of the Financial Market" (registered in the Registry of State Registration of Normative Legal Acts under No. 16700, published on April 12, 2018 in the Reference Control Bank of Normative Legal Acts of the Republic of Kazakhstan.