Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 87 dated December 2, 2025 "On Approval of the Rules for Reporting by a Collection Agency"

REPUBLICAN STATE INSTITUTION
"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"	RESOLUTION OF THE BOARD No. 87 Astana city

On Approval of the Rules for Reporting by a Collection Agency

(With amendments and additions:

1. Resolution of the NB RK No. 93 dated July 31, 2026)

In accordance with subparagraph 48) of paragraph two of part two of point 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan" and subparagraph 2) of point 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Approve the attached Rules for reporting by a collection agency (hereinafter – the Rules).

2. Recognize as having lost force certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan according to the list specified in the appendix to this resolution.

3. The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan shall ensure in the manner established by the legislation of the Republic of Kazakhstan:

1) together with the Legal Department of the National Bank of the Republic of Kazakhstan, state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) publication of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the implementation of the measure provided for in subparagraph 2) of this point.

4. Control over the implementation of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan overseeing the relevant area.

5. This resolution enters into force upon the expiration of ten calendar days from the date of its first official publication.

Suspend until January 1, 2026, the effect of point 4 of the Rules, establishing that during the suspension period this point shall operate in the following edition:

«4. For the purpose of preparing reports, assets and liabilities in foreign currency are indicated in conversion at the market exchange rate determined in accordance with the procedure established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 8378) as of the reporting date.».

Chairman	T.M. Suleimenov

CONSISTED WITH

Bureau of National Statistics
Agency for Strategic Planning and Reforms of the Republic of Kazakhstan

CONSISTED WITH

Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market

Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 87

Rules for Reporting by a Collection Agency

Chapter 1. General Provisions

1. The Rules for reporting by a collection agency (hereinafter – the Rules) are developed in accordance with subparagraph 48) of paragraph two of part two of point 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan" and subparagraph 2) of point 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and define the procedure for submitting reports by a collection agency to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank), including forms intended for the collection of administrative data, periodicity, and deadlines for their submission.

2. Reports are submitted to the territorial branch of the National Bank (at the location of the collection agency) in electronic form using the digital system "Web Portal of the National Bank of the Republic of Kazakhstan", which serves as a single window for access to services for submitting reports to the National Bank.

3. When uploading reports into the digital system "Web Portal of the National Bank of the Republic of Kazakhstan", intra-form and inter-form control is carried out. In case of errors detected during intra-form and inter-form control, the report is not accepted by the digital system.

1. For the purpose of preparing reports, assets and liabilities in foreign currency are indicated in conversion at the market exchange rate determined in accordance with the procedure established by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983) as of the reporting date.

5. The concepts of "resident" and "non-resident" are used in the meanings defined by the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

6. Data in reports are indicated in the national currency of the Republic of Kazakhstan – tenge.

7. The unit of measurement used when preparing reports is set in thousands of tenge. An amount less than 500 (five hundred) tenge in the report is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

8. The completeness and accuracy of data in reports are ensured by the head of the collection agency or the person entrusted with the function of signing the report.

1. Reports signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor, via electronic digital signature, are stored in electronic format.
2. In the absence of information, reports are submitted with zero values.

Chapter 2. Procedure for Submitting Reports

1. A collection agency shall submit quarterly, no later than the 10th (tenth) day of the month following the reporting quarter, to the territorial branch of the National Bank (at its location):

1) a report on the number of agreements on extrajudicial debt recovery and assignment of claim rights according to the form specified in Appendix 1 to the Rules;

2) a report on loans (microloans) accepted for work according to the form specified in Appendix 2 to the Rules;

3) a report on loans (microloans) accepted for work as of the end of the reporting period broken down by creditors according to the form specified in Appendix 3 to the Rules;

4) a report on acquired claim rights to loans (microloans) according to the form specified in Appendix 4 to the Rules;

5) a report on acquired claim rights to loans (microloans) as of the end of the reporting period broken down by creditors according to the form specified in Appendix 5 to the Rules;

6) a report on acquired claim rights to loans (microloans) for which restructuring was conducted according to the form specified in Appendix 6 to the Rules;

7) a report on the structure of liabilities broken down by creditors according to the form specified in Appendix 7 to the Rules;

8) a report on the main financial indicators of the collection agency according to the form specified in Appendix 8 to the Rules;

9) a report on the results of settlement of debts of individuals according to the form specified in Appendix 9 to the Rules.

Appendix 1

to the Rules for Reporting by a Collection Agency

Form intended for the collection of administrative data

Submitted to: Territorial Branch of the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the number of agreements on extrajudicial debt recovery and assignment of claim rights

Index of the form intended for the collection of administrative data on a gratuitous basis: KA_2.1_3.1

Periodicity: Quarterly

Reporting period: as of __________ 20__ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Collection agency

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: Quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Business Identification Number: ____________________________

Collection method: In electronic form

quantity (units)

No	Name	Level 2 Banks	Microfinance Organizations	Pawnshops	Credit Cooperatives
1	2	3	4	5	6
1	Agreements, the subject of which is providing services to the creditor for extrajudicial debt recovery and settlement, as well as for collecting information related to the debt (hereinafter – agreements on extrajudicial debt recovery)
1.1	Agreements on extrajudicial debt recovery concluded as of the beginning of the reporting period
1.2	Agreements on extrajudicial debt recovery concluded during the reporting period
1.3	Agreements on extrajudicial debt recovery terminated during the reporting period
1.4	Agreements on extrajudicial debt recovery, for which work was completed during the reporting period
1.5	Agreements on extrajudicial debt recovery, active as of the end of the reporting period
2	Agreements containing conditions for the transfer of rights (claims) under bank loan agreements or microloan provision agreements to a collection agency (hereinafter – agreements on assignment of claim rights)
2.1	Agreements on assignment of claim rights concluded as of the beginning of the reporting period
2.2	Agreements on assignment of claim rights concluded during the reporting period
2.3	Agreements on assignment of claim rights that were terminated and/or assigned to another person during the reporting period
2.4	Agreements on assignment of claim rights fulfilled during the reporting period
2.5	Agreements on assignment of claim rights as of the end of the reporting period

continuation of the table:

Organizations carrying out specific types of banking operations	Collection agency or organization specializing in improving the quality of credit portfolios of level 2 banks	Other organizations	Individual Entrepreneurs	Individuals
7	8	9	10	11

Name _________________________________________________ Address______________________________________________________ Phone ______________________________________________________ Email Address _______________________________________ Executor_________________________________ ________________ surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report _____________________________________ ____________________ surname, name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the number of agreements on extrajudicial debt recovery and assignment of claim rights".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on the number of agreements on extrajudicial debt recovery and assignment of claim rights"

Explanation for Filling Out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis

Report on the number of agreements on extrajudicial debt recovery and assignment of claim rights (index – KA_2.1_3.1, periodicity – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the number of agreements on extrajudicial debt recovery and assignment of claim rights" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated in quantity (units).

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor, via electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for Filling Out the Form

1. The Form reflects information on agreements concluded with creditors, the subject of which is providing services to the creditor for extrajudicial debt recovery and settlement and collecting information related to the debt (hereinafter – agreements on extrajudicial debt recovery), as well as on agreements containing conditions for the transfer of rights (claims) under bank loan agreements or microloan provision agreements to a collection agency (hereinafter – agreements on assignment of claim rights).
2. In row 1.1 of the table, the number of agreements on extrajudicial debt recovery concluded by the collection agency with creditors as of the beginning of the reporting period is indicated.
3. In row 1.2 of the table, the number of agreements on extrajudicial debt recovery concluded by the collection agency with creditors during the reporting period is indicated.
4. In row 1.3 of the table, the number of agreements on extrajudicial debt recovery terminated during the reporting period is indicated.
5. In row 1.4 of the table, the number of agreements on extrajudicial debt recovery, for which work was completed during the reporting period, is indicated.
6. In row 1.5 of the table, the number of agreements on extrajudicial debt recovery concluded by the collection agency with creditors, for which work on extrajudicial debt recovery has not been completed as of the end of the reporting period, is indicated.
7. In row 2.1 of the table, the number of agreements on assignment of claim rights concluded by the collection agency with creditors as of the beginning of the reporting period is indicated.
8. In row 2.2 of the table, the number of agreements on assignment of claim rights concluded by the collection agency with creditors during the reporting period is indicated.
9. In row 2.3 of the table, the number of agreements on assignment of claim rights that were terminated and/or assigned to another person during the reporting period is indicated.
10. In row 2.4 of the table, the number of agreements on assignment of claim rights fulfilled during the reporting period is indicated.
11. In row 2.5 of the table, the number of agreements on assignment of claim rights as of the end of the reporting period is indicated.
12. In the event that the debt is accepted for extrajudicial recovery or under an agreement on assignment of claim rights from a level 2 bank, an organization carrying out specific types of banking operations, another collection agency, or an organization specializing in improving the quality of credit portfolios of level 2 banks, then the number of such agreements is indicated in the corresponding columns – "level 2 banks", "organizations carrying out specific types of banking operations", "collection agency or organization specializing in improving the quality of credit portfolios of level 2 banks", from a microfinance organization – in the column "microfinance organizations", from pawnshops – in the column "pawnshops", from credit cooperatives – in the column "credit cooperatives", from individual entrepreneurs – in the column "individual entrepreneurs", from individuals (excluding individual entrepreneurs) – in the column "individuals", for other loans – in the column "other organizations".
13. In the absence of information, the Form is submitted with zero values.

Appendix 2

to the Rules for Reporting by a Collection Agency

Form, intended for the collection of administrative data

Submitted to: Territorial Branch of the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on loans (microloans) accepted for work

Index of the form intended for the collection of administrative data on a gratuitous basis: KA_2.2

Periodicity: Quarterly

Reporting period: as of __________ 20__ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Collection agency

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: Quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: In electronic form

(in thousands of tenge)

No	Name	Level 2 Banks
Principal Debt	Accrued Remuneration	Penalty (fine, late fee)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Agreements	Number of Unique Borrowers
1	2	3	4	5	6	7	8	9
1	Debt accepted for work as of the beginning of the reporting period, including:
1.1	Legal Entities
1.2	Individual Entrepreneurs
1.3	Individuals
2	Debt accepted for work during the reporting period, including:
2.1	Legal Entities
2.2	Individual Entrepreneurs
2.3	Individuals
3	Repaid Debt during the reporting period, including:
3.1	Legal Entities
3.2	Individual Entrepreneurs
3.3	Individuals
4	Debt returned back to the creditor (withdrawn by the creditor) during the reporting period, including:
4.1	Legal Entities
4.2	Individual Entrepreneurs
4.3	Individuals
5	Partially or fully forgiven (written off) Debt during the reporting period, including:
5.1	Legal Entities
5.2	Individual Entrepreneurs
5.3	Individuals
6	Debt under work as of the end of the reporting period, including:
6.1	Legal Entities, including with overdue debt:
6.1.1	from 1 to 90 days
6.1.2	from 91 to 180 days
6.1.3	from 181 days and more
6.2	Individual Entrepreneurs, including with overdue debt:
6.2.1	from 1 to 90 days
6.2.2	from 91 to 180 days
6.2.3	from 181 days and more
6.3	Individuals, including with overdue debt:
6.3.1	from 1 to 90 days
6.3.2	from 91 to 180 days
6.3.3	from 181 days and more

continuation of the table:

Microfinance Organizations
Principal Debt	Accrued Remuneration	Penalty (fine, late fee)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Agreements	Number of Unique Borrowers
10	11	12	13	14	15	16

continuation of the table:

Other Financial Organizations
Principal Debt	Accrued Remuneration	Penalty (fine, late fee)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Agreements	Number of Unique Borrowers
17	18	19	20	21	22	23

continuation of the table:

Other Non-Financial Organizations
Principal Debt	Accrued Remuneration	Penalty (fine, late fee)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Agreements	Number of Unique Borrowers
24	25	26	27	28	29	30

Name _________________________________________________ Address ________________________________________________________ Phone ______________________________________________________ Email Address _______________________________________ Executor_________________________________ ________________ surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report _____________________________________ ____________________ surname, name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on loans (microloans) accepted for work".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on loans (microloans) accepted for work"

Explanation for Filling Out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis

"Report on loans (microloans) accepted for work"(index – KA_2.2, periodicity – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on loans (microloans) accepted for work" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated: amounts – in thousands of tenge, quantity – in units.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor, via electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for Filling Out the Form

1. The Form contains information on debt accepted by collection agencies for work broken down by types of subjects (legal entities, individual entrepreneurs, physical persons (excluding individual entrepreneurs)) and the number of days of overdue debt.

2. The number of days of overdue debt must be reflected cumulatively, taking into account the borrower's overdue debt to the primary creditor.

3. Grouping of types of creditors with whom contracts for services have been concluded, in particular, level-2 banks (hereinafter – L2B), microfinance organizations (hereinafter – MFO), pawnshops, credit cooperatives (hereinafter – CC), organizations carrying out certain types of banking operations (hereinafter – OCBO), must be carried out strictly in accordance with valid licenses for carrying out the corresponding types of activities according to registries of issued licenses posted on the official website of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market (hereinafter – the Agency).

4. Information on CC, pawnshops, and OCBO is reflected in the "Other Financial Organizations" column.

5. Information on financial organizations whose licenses for carrying out the corresponding types of activities have been revoked, as well as on creditors not belonging to financial organizations, is reflected in the "Other Non-Financial Organizations" column. The registry of revoked licenses is posted on the official website of the Agency.

6. In case a contract is concluded with another collection agency or an organization specializing in improving the quality of L2B credit portfolios, information on bank loan (microloan) contracts is indicated in the corresponding columns by the type of the borrower's primary creditor: "level-2 banks", "microfinance organizations", "other financial organizations", "other non-financial organizations".

7. Branches of financial organizations must be grouped according to the type of creditor of the head organization.

8. Row 1 reflects the sum of the values of rows 1.1, 1.2, and 1.3.

9. Rows 1.3, 2.3, 3.3, 4.3, 5.3, 6.3 reflect information on the debt of physical persons not registered as individual entrepreneurs.

10. Row 2 reflects the sum of the values of rows 2.1, 2.2, and 2.3.

11. Row 3 reflects the sum of the values of rows 3.1, 3.2, and 3.3.

12. Row 4 reflects the sum of the values of rows 4.1, 4.2, and 4.3.

13. Row 5 reflects the sum of the values of rows 5.1, 5.2, and 5.3.

14. Row 6 reflects the sum of the values of rows 6.1, 6.2, and 6.3.

15. In each column of row 6.1, except for columns 9, 16, 23, 30 ("Number of unique borrowers, units"), the sum of the values of rows 6.1.1, 6.1.2, and 6.1.3 of the same column is reflected.

16. In each column of row 6.2, except for columns 9, 16, 23, 30 ("Number of unique borrowers, units"), the sum of the values of rows 6.2.1, 6.2.2, and 6.2.3 of the same column is reflected.

17. In each column of row 6.3, except for columns 9, 16, 23, 30 ("Number of unique borrowers, units"), the sum of the values of rows 6.3.1, 6.3.2, and 6.3.3 of the same column is reflected.

18. In the absence of information, the Form is submitted with zero values.

Appendix 3
to the Rules for Reporting by Collection Agencies

Form, designed for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The form designed for the collection of administrative data free of charge is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on loans (microloans) accepted for work at the end of the reporting period by creditor

Index of the form designed for the collection of administrative data free of charge: KA_2.4

Frequency: quarterly

Reporting period: as of __________ 20__ year

Persons submitting the form designed for the collection of administrative data free of charge: collection agency

Deadline for submitting the form designed for the collection of administrative data free of charge: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

No.	Creditor Name	Business Identification Number (for legal entity) or Individual Identification Number (for physical person, including individual entrepreneur, if available)
1	2	3
---	---	---
1	Level-2 Banks
1.1		Directory of Legal Entities
2	Microfinance Organizations
2.1		Directory of Legal Entities
3	Other Financial Organizations
3.1		Directory of Legal Entities
4	Other Non-Financial Organizations
4.1		Directory of Legal Entities, Directory of Physical Persons
5	Total

continuation of the table:

Legal Entities
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Contracts	Number of Unique Borrowers
4	5	6	7	8	9	10

continuation of the table:

Individual Entrepreneurs
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Contracts	Number of Unique Borrowers
11	12	13	14	15	16	17

continuation of the table:

Physical Persons
Principal Debt	Accrued Remuneration	Penalty (fine, penalty)	Commissions	Other Accrued Debt	Number of Loan (Microloan) Contracts	Number of Unique Borrowers
18	19	20	21	22	23	24

Name _________________________________________________

Address ________________________________________________________

Phone ______________________________________________________

Email Address _______________________________________

Executor_________________________________ ________________ surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report _____________________________________ ____________________ surname, name and patronymic (if any) signature

Date «____» ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form designed for the collection of administrative data free of charge, "Report on Loans (Microloans) Accepted for Work at the End of the Reporting Period by Creditors".

Appendix
to the form designed for the collection of administrative data free of charge, "Report on Loans (Microloans) Accepted for Work at the End of the Reporting Period by Creditors"

Explanation for filling out the form designed for the collection of administrative data free of charge

"Report on Loans (Microloans) Accepted for Work at the End of the Reporting Period by Creditors"

(index – KA_2.4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines uniform requirements for filling out the form designed for the collection of administrative data free of charge, "Report on Loans (Microloans) Accepted for Work at the End of the Reporting Period by Creditors" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated: sums – in thousands of tenge, quantity – in units.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor via electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for Filling out the Form

1. The Form reflects information on debt accepted by collection agencies for work broken down by creditors, indicating the name of each creditor – level-2 banks (hereinafter – L2B), microfinance organizations (hereinafter – MFO), other financial organizations (pawnshops, credit cooperatives (hereinafter – CC), organizations carrying out certain types of banking operations (hereinafter – OCBO)), other non-financial organizations. If the creditor is a physical person, surname, name, and patronymic (if any) are indicated.

2. Column 2 of the table reflects the name of the creditor with whom a contract was concluded, the subject of which is providing services to the creditor for extrajudicial collection and settlement of debt, as well as for collecting information related to the debt (hereinafter – contract for extrajudicial collection of debt), at the end of the reporting period broken down by level-2 banks, microfinance organizations, other financial organizations, and other non-financial organizations, automatically when selecting the business identification number (hereinafter – BIN) of a legal entity from the directory "Directory of Legal Entities", individual identification number (hereinafter – IIN) of a physical person – from the directory "Directory of Physical Persons", posted in the digital system through which the Form is submitted.

3. Values of BIN (for legal entity) or IIN (for physical person, including individual entrepreneur, if available) in column 3 are selected from the directories "Directory of Legal Entities" and "Directory of Physical Persons", posted in the digital system through which the Form is submitted.

4. Grouping of types of creditors with whom a contract for extrajudicial collection of debt has been concluded, in particular, L2B, MFO, pawnshops, CC, OCBO, must be carried out strictly in accordance with valid licenses for carrying out the corresponding types of activities according to registries of issued licenses posted on the official website of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market (hereinafter – the Agency).

5. Information on CC, pawnshops, and OCBO is reflected in the section "Other Financial Organizations".

Information on financial organizations whose licenses for carrying out the corresponding types of activities have been revoked, as well as on creditors not belonging to financial organizations, is reflected in the section "Other Non-Financial Organizations". The registry of revoked licenses is posted on the official website of the Agency.

1. In case a contract is concluded with another collection agency or an organization specializing in improving the quality of L2B credit portfolios, information on bank loan (microloan) contracts is indicated in the corresponding sections by the type of the borrower's primary creditor: "level-2 banks", "microfinance organizations", "other financial organizations", "other non-financial organizations".

2. Branches of financial organizations must be grouped according to the type of creditor of the head organization.

3. Columns 4, 5, 6, 7, 8, 11, 12, 13, 14, 15, 18, 19, 20, 21, 22 of the table reflect information on the amount of debt accepted for work as of the end of the reporting period, including amounts of principal debt and/or accrued remuneration, penalty (fine, penalty), commission, other accrued debt, broken down by level-2 banks, microfinance organizations, other financial organizations, and other non-financial organizations.

4. Columns 9, 16, 23 of the table reflect information on the number of loan (microloan) contracts, loans (microloans) of which have been accepted for work, as of the end of the reporting period, including: legal entities, individual entrepreneurs, and physical persons (excluding individual entrepreneurs), broken down by level-2 banks, microfinance organizations, other financial organizations, and other non-financial organizations.

5. Columns 10, 17, 24 of the table reflect information on the number of unique borrowers, loans (microloans) of which have been accepted for work, as of the end of the reporting period, including: legal entities, individual entrepreneurs, and physical persons (excluding individual entrepreneurs), broken down by level-2 banks, microfinance organizations, other financial organizations, and other non-financial organizations.

6. Loan (microloan) contracts include bank loan contracts, microloan provision contracts, and other loans if available.

7. In the absence of information, the Form is submitted with zero values.

Appendix 4
to the Rules for Reporting by Collection Agencies

Form, designed for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The form designed for the collection of administrative data free of charge is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: report on acquired rights to claim under loans (microloans)

Index of the form designed for the collection of administrative data free of charge: KA_3.2

Frequency: quarterly

Reporting period: as of __________ 20__ year

Persons submitting the form designed for the collection of administrative data free of charge: collection agency

Deadline for submitting the form designed for the collection of administrative data free of charge: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

№	Name	Second-tier banks
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
1	2	3	4	5	6	7	8	9
1	Outstanding debt at the beginning of the reporting period, including:
1.1	individuals, including:
1.1.1	for which there is no overdue debt
1.1.2	with overdue up to 90 days
1.1.3	with overdue from 91 to 180 days
1.1.4	with overdue from 181 days to 1 year
1.1.5	with overdue from 1 year to 2 years
1.1.6	with overdue from 2 to 5 years
1.1.7	with overdue more than 5 years
1.2	individual entrepreneurs, including:
1.2.1	for which there is no overdue debt
1.2.2	with overdue up to 90 days
1.2.3	with overdue from 91 to 180 days
1.2.4	with overdue from 181 days to 1 year
1.2.5	with overdue from 1 year to 2 years
1.2.6	with overdue from 2 to 5 years
1.2.7	with overdue more than 5 years
1.3	legal entities, including:
1.3.1	for which there is no overdue debt
1.3.2	with overdue up to 90 days
1.3.3	with overdue from 91 to 180 days
1.3.4	with overdue from 181 days to 1 year
1.3.5	with overdue from 1 year to 2 years
1.3.6	with overdue from 2 to 5 years
1.3.7	with overdue more than 5 years
2	Debt acquired during the reporting period, including:
2.1	individuals, including:
2.1.1	with overdue up to 90 days
2.1.2	with overdue from 91 to 180 days
2.1.3	with overdue from 181 days to 1 year
2.1.4	with overdue from 1 year to 2 years
2.1.5	with overdue from 2 to 5 years
2.1.6	with overdue more than 5 years
2.2	individual entrepreneurs, including:
2.2.1	with overdue up to 90 days
2.2.2	with overdue from 91 to 180 days
2.2.3	with overdue from 181 days to 1 year
2.2.4	with overdue from 1 year to 2 years
2.2.5	with overdue from 2 to 5 years
2.2.6	with overdue more than 5 years
2.3	legal entities, including:
2.3.1	with overdue up to 90 days
2.3.2	with overdue from 91 to 180 days
2.3.3	with overdue from 181 days to 1 year
2.3.4	with overdue from 1 year to 2 years
2.3.5	with overdue from 2 to 5 years
2.3.6	with overdue more than 5 years
3	For reference: cost of debt acquired during the reporting period, including:
3.1	individuals, including:			x	x	x	x	x
3.1.1	with overdue up to 90 days
3.1.2	with overdue from 91 to 180 days			x	x	x	x	x
3.1.3	with overdue from 181 days to 1 year			x	x	x	x	x
3.1.4	with overdue from 1 year to 2 years			x	x	x	x	x
3.1.5	with overdue from 2 to 5 years			x	x	x	x	x
3.1.6	with overdue more than 5 years			x	x	x	x	x
3.2	individual entrepreneurs, including:			x	x	x	x	x
3.2.1	with overdue up to 90 days
3.2.2	with overdue from 91 to 180 days			x	x	x	x	x
3.2.3	with overdue from 181 days to 1 year			x	x	x	x	x
3.2.4	with overdue from 1 year to 2 years			x	x	x	x	x
3.2.5	with overdue from 2 to 5 years			x	x	x	x	x
3.2.6	with overdue more than 5 years			x	x	x	x	x
3.3	legal entities, including:			x	x	x	x	x
3.3.1	with overdue up to 90 days
3.3.2	with overdue from 91 to 180 days			x	x	x	x	x
3.3.3	with overdue from 181 days to 1 year			x	x	x	x	x
3.3.4	with overdue from 1 year to 2 years			x	x	x	x	x
3.3.5	with overdue from 2 to 5 years			x	x	x	x	x
3.3.6	with overdue more than 5 years			x	x	x	x	x
4	Debt repaid during the reporting period, including:
4.1	individuals, including:
4.1.1	for which there is no overdue debt
4.1.2	with overdue up to 90 days
4.1.3	with overdue from 91 to 180 days
4.1.4	with overdue from 181 days to 1 year
4.1.5	with overdue from 1 year to 2 years
4.1.6	with overdue from 2 to 5 years
4.1.7	with overdue more than 5 years
4.2	individual entrepreneurs, including:
4.2.1	for which there is no overdue debt
4.2.2	with overdue up to 90 days
4.2.3	with overdue from 91 to 180 days
4.2.4	with overdue from 181 days to 1 year
4.2.5	with overdue from 1 year to 2 years
4.2.6	with overdue from 2 to 5 years
4.2.7	with overdue more than 5 years
4.3	legal entities, including:
4.3.1	for which there is no overdue debt
4.3.2	with overdue up to 90 days
4.3.3	with overdue from 91 to 180 days
4.3.4	with overdue from 181 days to 1 year
4.3.5	with overdue from 1 year to 2 years
4.3.6	with overdue from 2 to 5 years
4.3.7	with overdue more than 5 years
5	Debt forgiven (written off) in full or in part during the reporting period, including:
5.1	individuals, including:
5.1.1	on unsecured consumer loans (microcredits), including:
5.1.1.1	for which there is no overdue debt
5.1.1.2	with overdue up to 90 days
5.1.1.3	with overdue from 91 to 180 days
5.1.1.4	with overdue from 181 days to 1 year
5.1.1.5	with overdue from 1 year to 2 years
5.1.1.6	with overdue from 2 to 5 years
5.1.1.7	with overdue more than 5 years
5.1.2	on loans (microcredits) issued under a mortgage on real estate, including:
5.1.2.1	for which there is no overdue debt
5.1.2.2	with overdue up to 90 days
5.1.2.3	with overdue from 91 to 180 days
5.1.2.4	with overdue from 181 days to 1 year
5.1.2.5	with overdue from 1 year to 2 years
5.1.2.6	with overdue from 2 to 5 years
5.1.2.7	with overdue more than 5 years
5.1.3	on other loans (microcredits), including:
5.1.3.1	for which there is no overdue debt
5.1.3.2	with overdue up to 90 days
5.1.3.3	with overdue from 91 to 180 days
5.1.3.4	with overdue from 181 days to 1 year
5.1.3.5	with overdue from 1 year to 2 years
5.1.3.6	with overdue from 2 to 5 years
5.1.3.7	with overdue more than 5 years
5.2	individual entrepreneurs, including:
5.2.1	for which there is no overdue debt
5.2.2	with overdue up to 90 days
5.2.3	with overdue from 91 to 180 days
5.2.4	with overdue from 181 days to 1 year
5.2.5	with overdue from 1 year to 2 years
5.2.6	with overdue from 2 to 5 years
5.2.7	with overdue more than 5 years
5.3	legal entities, including:
5.3.1	for which there is no overdue debt
5.3.2	with overdue up to 90 days
5.3.3	with overdue from 91 to 180 days
5.3.4	with overdue from 181 days to 1 year
5.3.5	with overdue from 1 year to 2 years
5.3.6	with overdue from 2 to 5 years
5.3.7	with overdue more than 5 years
6	Debt returned to the creditor (revoked by the creditor) during the reporting period, including:
6.1	individuals
6.2	individual entrepreneurs
6.3	legal entities
7	Debt sold (assigned) to third parties during the reporting period, including:
7.1	individuals
7.2	individual entrepreneurs
7.3	legal entities
8	Other accrued debt during the reporting period
9	Outstanding debt on acquired rights of claim at the end of the reporting period, including:
9.1	individuals, including:
9.1.1	on unsecured consumer loans (microcredits), including:
9.1.1.1	for which there is no overdue debt
9.1.1.2	with overdue up to 90 days
9.1.1.3	with overdue from 91 to 180 days
9.1.1.4	with overdue from 181 days to 1 year
9.1.1.5	with overdue from 1 year to 2 years
9.1.1.6	with overdue from 2 to 5 years
9.1.1.7	with overdue more than 5 years
9.1.2	on loans (microcredits) issued under a mortgage on real estate, including:
9.1.2.1	for which there is no overdue debt
9.1.2.2	with overdue up to 90 days
9.1.2.3	with overdue from 91 to 180 days
9.1.2.4	with overdue from 181 days to 1 year
9.1.2.5	with overdue from 1 year to 2 years
9.1.2.6	with overdue from 2 to 5 years
9.1.2.7	with overdue more than 5 years
9.1.3	on other loans (microcredits), including:
9.1.3.1	for which there is no overdue debt
9.1.3.2	with overdue up to 90 days
9.1.3.3	with overdue from 91 to 180 days
9.1.3.4	with overdue from 181 days to 1 year
9.1.3.5	with overdue from 1 year to 2 years
9.1.3.6	with overdue from 2 to 5 years
9.1.3.7	with overdue more than 5 years
9.2	individual entrepreneurs, including:
9.2.1	for which there is no overdue debt
9.2.2	with overdue up to 90 days
9.2.3	with overdue from 91 to 180 days
9.2.4	with overdue from 181 days to 1 year
9.2.5	with overdue from 1 year to 2 years
9.2.6	with overdue from 2 to 5 years
9.2.7	with overdue more than 5 years
9.3	legal entities, including:
9.3.1	for which there is no overdue debt
9.3.2	with overdue up to 90 days
9.3.3	with overdue from 91 to 180 days
9.3.4	with overdue from 181 days to 1 year
9.3.5	with overdue from 1 year to 2 years
9.3.6	with overdue from 2 to 5 years
9.3.7	with overdue more than 5 years
10	For reference: volume of repaid and/or forgiven (written off) debt acquired during the reporting period, including:
10.1	partially or fully forgiven (written off) debt
10.2	partially or fully repaid debt

continuation of the table:

Microfinance organizations
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
10	11	12	13	14	15	16

continuation of the table:

Organizations carrying out certain types of banking operations
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
17	18	19	20	21	22	23

continuation of the table:

Other financial organizations
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
24	25	26	27	28	29	30

continuation of the table:

Other non-financial organizations
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
31	32	33	34	35	36	37

continuation of the table:

Individuals, including individual entrepreneurs							Total number of unique borrowers
Principal	Accrued remuneration	Penalty (fine, penalty)	Commissions	Other accrued debt	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
38	39	40	41	42	43	44	45

Name ________________________________________________

Address _______________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor_________________________________ ________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report _____________________________________ ____________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights of claim on loans (microcredits)".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights of claim on loans (microcredits)"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on acquired rights of claim on loans (microcredits)"

(index – KA_3.2, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights of claim on loans (microcredits)" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated: amounts – in thousands of tenge, quantity – in units.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor by means of an electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for filling out the Form

1. The Form reflects information on debt under agreements containing conditions for the transfer of rights (claims) under agreements on bank loans or agreements on the provision of microcredits to a collection agency (hereinafter – agreements on assignment of rights of claim), broken down by types of subjects (legal entities, individual entrepreneurs, individuals), number of days of overdue debt, grouped by types of creditors (second-tier banks, microfinance organizations, other financial organizations, other non-financial organizations, individuals, including individual entrepreneurs).
2. Grouping by the number of overdue days in each section of the Form is determined based on the actually accrued days at the time of making that or another operation (values are fixed at the time of acquisition, at the time of repayment, and so on).

The number of days of overdue debt must be reflected cumulatively, taking into account the borrower's overdue debt to the primary creditor.

1. The grouping of creditor types with whom an assignment of claim agreement has been concluded, in particular, second-level banks (hereinafter – SLBs), microfinance organizations (hereinafter – MFOs), pawnshops, credit unions (hereinafter – CUs), organizations carrying out certain types of banking operations (hereinafter – OCBOs), must be carried out in strict accordance with the current licenses for carrying out the corresponding types of activities according to the registries of issued licenses posted on the official website of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market.

2. Information on CUs and pawnshops is reflected in the "Other Financial Organizations" column.

3. Information on financial organizations whose licenses for carrying out the corresponding types of activities have been revoked, as well as on creditors not belonging to financial organizations, with the exception of natural persons, including individual entrepreneurs, is reflected in the "Other Non-Financial Organizations" column.

4. In the event that an assignment of claim agreement is concluded with another collection agency or an organization specializing in improving the quality of SLB loan portfolios, information on bank loan (microloan) agreements is indicated in the corresponding columns by the type of the borrower's primary creditor: "second-level banks", "microfinance organizations", "organizations carrying out certain types of banking operations", "other financial organizations", "other non-financial organizations", "natural persons, including individual entrepreneurs".

5. Branches of financial organizations must be grouped according to the type of creditor of the head organization.

6. Row 1 of the table reflects the outstanding debt on acquired claim rights at the beginning of the reporting period under assignment of claim agreements, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

7. In each column of row 1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 1.1, 1.2, and 1.3 of that same column is reflected.

8. Information on the debt of natural persons not registered as individual entrepreneurs is reflected in rows 1.1, 2.1, 3.1, 4.1, 5.1, 6.1, 7.1, 9.1.

9. In each column of row 1.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 1.1.1, 1.1.2, 1.1.3, 1.1.4, 1.1.5, 1.1.6, 1.1.7 of that same column is reflected.

10. In each column of row 1.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 1.2.1, 1.2.2, 1.2.3, 1.2.4, 1.2.5, 1.2.6, 1.2.7 of that same column is reflected.

11. In each column of row 1.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 1.3.1, 1.3.2, 1.3.3, 1.3.4, 1.3.5, 1.3.6, 1.3.7 of that same column is reflected.

12. Row 2 of the table reflects the sum of claim rights acquired during the reporting period under assignment of claim agreements, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

13. In each column of row 2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 2.1, 2.2, and 2.3 of that same column is reflected.

14. In each column of row 2.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 2.1.1, 2.1.2, 2.1.3, 2.1.4, 2.1.5, 2.1.6 of that same column is reflected.

15. In each column of row 2.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 2.2.1, 2.2.2, 2.2.3, 2.2.4, 2.2.5, 2.2.6 of that same column is reflected.

16. In each column of row 2.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 2.3.1, 2.3.2, 2.3.3, 2.3.4, 2.3.5, 2.3.6 of that same column is reflected.

17. Row 3 reflects the actual cost of debt acquired during the reporting period (on principal debt and accrued remuneration) taking into account the discount in the reporting period, broken down by creditor types.

18. In each column of row 3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 3.1, 3.2, and 3.3 of that same column is reflected.

19. In each column of row 3.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 3.1.1, 3.1.2, 3.1.3, 3.1.4, 3.1.5, 3.1.6 of that same column is reflected.

20. In each column of row 3.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 3.2.1, 3.2.2, 3.2.3, 3.2.4, 3.2.5, 3.2.6 of that same column is reflected.

21. In each column of row 3.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 3.3.1, 3.3.2, 3.3.3, 3.3.4, 3.3.5, 3.3.6 of that same column is reflected.

22. Row 4 of the table reflects the sum of debt repaid during the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

23. In each column of row 4, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 4.1, 4.2, and 4.3 of that same column is reflected.

24. In each column of row 4.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 4.1.1, 4.1.2, 4.1.3, 4.1.4, 4.1.5, 4.1.6, 4.1.7 of that same column is reflected.

25. In each column of row 4.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 4.2.1, 4.2.2, 4.2.3, 4.2.4, 4.2.5, 4.2.6, 4.2.7 of that same column is reflected.

26. In each column of row 4.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 4.3.1, 4.3.2, 4.3.3, 4.3.4, 4.3.5, 4.3.6, 4.3.7 of that same column is reflected.

27. Row 5 of the table reflects the sum of debt partially or fully forgiven (written off) in the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

28. Rows 4 and 5 reflect the total repaid, partially or fully forgiven (written off) in the reporting period debt, including debt reflected in row 10.

29. In each column of row 5, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 5.1, 5.2, and 5.3 is reflected.

30. In each column of row 5.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 5.1.1, 5.1.2, 5.1.3 of that same column is reflected.

31. In each column of row 5.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 5.2.1, 5.2.2, 5.2.3, 5.2.4, 5.2.5, 5.2.6, 5.2.7 of that same column is reflected.

32. In each column of row 5.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 5.3.1, 5.3.2, 5.3.3, 5.3.4, 5.3.5, 5.3.6, 5.3.7 of that same column is reflected.

33. Row 6 of the table reflects the sum of debt returned to the creditor (revoked by the creditor) in the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

34. In each column of row 6, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 6.1, 6.2, and 6.3 of that same column is reflected.

35. Row 7 of the table reflects the sum of debt sold (assigned) to third parties in the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

36. In each column of row 7, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 7.1, 7.2, and 7.3 of that same column is reflected.

37. In row 8 "Other accrued debt in the reporting period" and in columns 7, 14, 21, 28, 35, and 42 "Other accrued debt" of all rows, debt on additionally accrued amounts affecting the change in the borrower's debt balance (property valuation, court costs, executive inscriptions, other expenses) is reflected.

38. Row 9 of the table reflects the outstanding debt on acquired claim rights at the end of the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commissions and other payments, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

The outstanding debt on acquired claim rights at the end of the reporting period is calculated by the formula: outstanding debt at the end of the previous quarter plus new loans acquired in the reporting period minus debt returned to the creditor (revoked by the creditor) in the reporting period, debt repaid in the reporting period, debt partially or fully forgiven (written off) in the reporting period, debt sold (assigned) to third parties in the reporting period plus/minus other operations/additional accruals affecting the loan portfolio balance.

Short-term loans issued for an amount of 45 monthly calculation indicators with a term of up to 45 days must be classified as unsecured consumer loans (microloans) of natural persons.

1. In each column of row 9, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.1, 9.2, and 9.3 of that same column is reflected.

2. In each column of row 9.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.1.1, 9.1.2, 9.1.3 of that same column is reflected.

3. In each column of row 9.1.1, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.1.1.1, 9.1.1.2, 9.1.1.3, 9.1.1.4, 9.1.1.5, 9.1.1.6, 9.1.1.7 of that same column is reflected.

4. In each column of row 9.1.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.1.2.1, 9.1.2.2, 9.1.2.3, 9.1.2.4, 9.1.2.5, 9.1.2.6, 9.1.2.7 of that same column is reflected.

5. In each column of row 9.1.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.1.3.1, 9.1.3.2, 9.1.3.3, 9.1.3.4, 9.1.3.5, 9.1.3.6, 9.1.3.7 of that same column is reflected.

6. In each column of row 9.2, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.2.1, 9.2.2, 9.2.3, 9.2.4, 9.2.5, 9.2.6, 9.2.7 of that same column is reflected.

7. In each column of row 9.3, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 9.3.1, 9.3.2, 9.3.3, 9.3.4, 9.3.5, 9.3.6, 9.3.7 of that same column is reflected.

8. Row 10 of the table reflects the volume of repaid and/or forgiven (written off) debt acquired in the reporting period, including the principal debt amount, accrued remuneration, penalty (fine, late fee), commission, other accrued debt, the number of loan (microloan) agreements, and the number of unique borrowers broken down by creditor types.

In section 10 (rows 10, 10.1, and 10.2), information is reflected on debt that was fully or partially repaid, forgiven (written off) in the reporting period, which was acquired in the same reporting period.

1. In each column of row 10, except for columns 9, 16, 23, 30, 37, 44, 45 ("Number of unique borrowers, units"), the sum of the values of rows 10.1 and 10.2 of that same column is reflected.

2. In columns 8, 15, 22, 29, 36, 43 of the table, information is reflected on the number of loan (microloan) agreements for which claim rights under the loan (microloan) agreement were acquired by the end of the reporting period, including: legal entities, individual entrepreneurs, and natural persons (excluding individual entrepreneurs), broken down by second-level banks, microfinance organizations, other financial organizations, other non-financial organizations, natural persons, including individual entrepreneurs.

3. In columns 9, 16, 23, 30, 37, 44, 45 of the table, information is reflected on the number of unique borrowers (reflection in reporting of information on the actual number of borrowers for a particular row or column of the report without duplicating borrowers if the same borrower has multiple microloan agreements), for which claim rights under the loan (microloan) agreement were acquired by the end of the reporting period, including: legal entities, individual entrepreneurs, and natural persons (excluding individual entrepreneurs), broken down by second-level banks, microfinance organizations, other financial organizations, other non-financial organizations, natural persons, including individual entrepreneurs.

4. In the absence of information, the Form is submitted with zero values.

Appendix 5
to the Rules for Reporting by a Collection Agency

Form, designed for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The form designed for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on acquired claim rights for loans (microloans) at the end of the reporting period by creditor

Index of the form designed for the collection of administrative data on a gratuitous basis: KA_3.4

Frequency: quarterly

Reporting period: as of __________ 20__ year

Circle of persons submitting the form designed for the collection of administrative data on a gratuitous basis: collection agency

Deadline for submitting the form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10 (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

№	Creditor Name	Business Identification Number (for a legal entity) or Individual Identification Number (for a natural person, including an individual entrepreneur, if available)
1	2	3
1	Second-level banks
1.1		Legal Entity Directory
2	Microfinance organizations
2.1		Legal Entity Directory
3	Other financial organizations
3.1		Legal Entity Directory
4	Other non-financial organizations
4.1		Legal Entity Directory,
5	Natural persons, including individual entrepreneurs
5.1.		Natural Person Directory
6	Total

continuation of the table:

Legal entities, for which
pre-trial collection is conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
4	5	6	7	8	9	10

continuation of the table:

court decision/notarial inscription is available
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
11	12	13	14	15	16	17

continuation of the table:

executive proceedings are conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
18	19	20	21	22	23	24

continuation of the table:

Individual entrepreneurs, for which
pre-trial collection is conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
25	26	27	28	29	30	31

continuation of the table:

court decision/notarial inscription is available
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
32	33	34	35	36	37	38

continuation of the table:

executive proceedings are conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
39	40	41	42	43	44	45

continuation of the table:

Natural persons, for which
pre-trial collection is conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
46	47	48	49	50	51	52

continuation of the table:

court decision/notarial inscription is available
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
53	54	55	56	57	58	59

continuation of the table:

executive proceedings are conducted
Principal debt	Accrued remuneration	Penalty (fine, late fee)	Commissions	Other accrued debt	Number of loan (microloan) agreements	Number of unique borrowers
60	61	62	63	64	65	66

Name ________________________________________________

Address _______________________________________________________

Phone ________________________________________________________

Email address _________________________________________________

Executor_________________________________ ________________

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report _____________________________________ ____________________

surname, name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on acquired claim rights for loans (microloans) at the end of the reporting period by creditor".

Appendix
to the form designed for the collection of administrative data on a gratuitous basis, "Report on acquired claim rights for loans (microloans) at the end of the reporting period by creditor"

Explanation for filling out the form designed for the collection of administrative data on a gratuitous basis

"Report on acquired claim rights for loans (microloans) at the end of the reporting period by creditor"

(index – KA_3.4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on acquired claim rights for loans (microloans) at the end of the reporting period by creditor" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated as follows: amounts – in thousands of tenge, quantities – in units.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor via electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for filling out the Form

1. The Form reflects information on debt under agreements containing conditions for the transfer of rights (claims) under banking loan agreements or microcredit provision agreements to a collection agency (hereinafter – assignment of rights agreements).
2. Column 2 of the table reflects the name of the creditor with whom the assignment of rights agreement was concluded as of the end of the reporting period, broken down by second-tier banks (hereinafter – STBs), microfinance organizations (hereinafter – MFOs), other financial organizations, other non-financial organizations, and individuals, including individual entrepreneurs. This is done automatically upon selection of the business identification number (hereinafter – BIN) of a legal entity from the "Directory of Legal Entities" or the individual identification number (hereinafter – IIN) of an individual from the "Directory of Individuals" located in the digital system through which the Form is submitted.
3. In column 3, values for the BIN (for a legal entity) or IIN (for an individual, including an individual entrepreneur, if available) are selected from the "Directory of Legal Entities" and "Directory of Individuals" located in the digital system through which the Form is submitted.
4. Grouping of creditor types with whom an assignment of rights agreement was concluded, specifically STBs, MFOs, other financial organizations, and other non-financial organizations, must be carried out in strict accordance with current licenses for carrying out the corresponding types of activities according to the registries of issued licenses published on the official website of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan (hereinafter – the Agency).
5. The section "Other Financial Organizations" reflects information on credit cooperatives (hereinafter – CCs), pawnshops, and organizations carrying out certain types of banking operations (hereinafter – OOBBO).
6. The section "Other Non-Financial Organizations" reflects information on financial organizations whose licenses for carrying out the corresponding types of activities have been revoked, as well as on creditors that are legal entities not belonging to financial organizations. The registry of revoked licenses is published on the official website of the Agency.
7. In the event that an agreement is concluded with another collection agency or an organization specializing in improving the quality of STB loan portfolios, information on banking loan (microcredit) agreements is indicated in the corresponding sections by the type of the primary creditor of the borrower: "second-tier banks," "microfinance organizations," "other financial organizations," "other non-financial organizations," "individuals, including individual entrepreneurs."
8. Branches of financial organizations must be grouped according to the type of creditor of the head organization.
9. Columns 4, 5, 6, 7, 8, 11, 12, 13, 14, 15, 18, 19, 20, 21, 22, 25, 26, 27, 28, 29, 32, 33, 34, 35, 36, 39, 40, 41, 42, 43, 46, 47, 48, 49, 50, 53, 54, 55, 56, 57, 60, 61, 62, 63, 64 of the table reflect information on the amount of debt on acquired rights as of the end of the reporting period, including the principal debt amount and/or accrued remuneration, penalty (fine, late fee), commission, and other accrued debt, broken down by second-tier banks, microfinance organizations, other financial organizations, other non-financial organizations, and individuals, including individual entrepreneurs.
10. In columns 8, 15, 22, 29, 36, 43, 50, 57, 64, "Other Accrued Debt" reflects debt on additionally accrued amounts affecting the change in the borrower's debt balance according to the directory (property valuation, court costs, notarial endorsements, pre-trial settlement conducted, other expenses).
11. Columns 9, 16, 23, 30, 37, 44, 51, 58, 65 of the table reflect information on the number of loan (microcredit) agreements for which rights to the loan (microcredit) agreement were acquired as of the end of the reporting period, including: legal entities, individual entrepreneurs, and individuals (excluding individual entrepreneurs), broken down by second-tier banks, microfinance organizations, other financial organizations, other non-financial organizations, and individuals, including individual entrepreneurs.
12. Columns 10, 17, 24, 31, 38, 45, 52, 59, 66 of the table reflect information on the number of unique borrowers (reporting information on the actual number of borrowers for a given row or column of the report without duplicating borrowers if a single borrower has multiple microcredit provision agreements) for which rights to the loan (microcredit) agreement were acquired as of the end of the reporting period, including: legal entities, individual entrepreneurs, and individuals (excluding individual entrepreneurs), broken down by second-tier banks, microfinance organizations, other financial organizations, other non-financial organizations, and individuals, including individual entrepreneurs.
13. Loan (microcredit) agreements include banking loan agreements, microcredit provision agreements, and other loans if available.
14. In the absence of information, the Form is submitted with zero values.

Appendix 6
to the Rules for Submission of Reporting by a Collection Agency

Form,

intended for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of the administrative form: Report on acquired rights to claims for loans (microcredits) for which restructuring was performed

Index of the form intended for the collection of administrative data on a gratuitous basis: KA_3.5

Frequency: quarterly

Reporting period: as of __________ 20__

Persons submitting the form intended for the collection of administrative data on a gratuitous basis: collection agency

Deadline for submission of the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name	Second-tier banks
Total debt balance, including	Principal debt	Accrued remuneration	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
1	2	3	4	5	6	7
1	Debt balance as of the end of the reporting period for which restructuring was performed, including:
1.1.	of individuals, of which:
1.1.1.	for unsecured consumer loans (microcredits), including:
1.1.1.1	for which there is no overdue debt
1.1.1.2	with delay up to 90 days
1.1.1.3	with delay from 91 to 180 days
1.1.1.4	with delay from 181 days to 1 year
1.1.1.5	with delay from 1 year to 2 years
1.1.1.6	with delay from 2 to 5 years
1.1.1.7	with delay more than 5 years
1.1.2.	for loans (microcredits) issued under real estate collateral, including:
1.1.2.1	for which there is no overdue debt
1.1.2.2	with delay up to 90 days
1.1.2.3	with delay from 91 to 180 days
1.1.2.4	with delay from 181 days to 1 year
1.1.2.5	with delay from 1 year to 2 years
1.1.2.6	with delay from 2 to 5 years
1.1.2.7	with delay more than 5 years
1.1.3.	for other loans (microcredits), including:
1.1.3.1	for which there is no overdue debt
1.1.3.2	with delay up to 90 days
1.1.3.3	with delay from 91 to 180 days
1.1.3.4	with delay from 181 days to 1 year
1.1.3.5	with delay from 1 year to 2 years
1.1.3.6	with delay from 2 to 5 years
1.1.3.7	with delay more than 5 years
1.2	of individual entrepreneurs, of which:
1.2.1	for which there is no overdue debt
1.2.2	with delay up to 90 days
1.2.3	with delay from 91 to 180 days
1.2.4	with delay from 181 days to 1 year
1.2.5	with delay from 1 year to 2 years
1.2.6	with delay from 2 to 5 years
1.2.7	with delay more than 5 years
1.3	of legal entities, of which:
1.3.1	for which there is no overdue debt
1.3.2	with delay up to 90 days
1.3.3	with delay from 91 to 180 days
1.3.4	with delay from 181 days to 1 year
1.3.5	with delay from 1 year to 2 years
1.3.6	with delay from 2 to 5 years
1.3.7	with delay more than 5 years
2	Debt balance as of the end of the reporting period for which restructuring was performed in the reporting period, including:
2.1.	of individuals, of which:
2.1.1.	for unsecured consumer loans (microcredits), including:
2.1.1.1	for which there is no overdue debt
2.1.1.2	with delay up to 90 days
2.1.1.3	with delay from 91 to 180 days
2.1.1.4	with delay from 181 days to 1 year
2.1.1.5	with delay from 1 year to 2 years
2.1.1.6	with delay from 2 to 5 years
2.1.1.7	with delay more than 5 years
2.1.2.	for loans (microcredits) issued under real estate collateral, including:
2.1.2.1	for which there is no overdue debt
2.1.2.2	with delay up to 90 days
2.1.2.3	with delay from 91 to 180 days
2.1.2.4	with delay from 181 days to 1 year
2.1.2.5	with delay from 1 year to 2 years
2.1.2.6	with delay from 2 to 5 years
2.1.2.7	with delay more than 5 years
2.1.3.	for other loans (microcredits), including:
2.1.3.1	for which there is no overdue debt
2.1.3.2	with delay up to 90 days
2.1.3.3	with delay from 91 to 180 days
2.1.3.4	with delay from 181 days to 1 year
2.1.3.5	with delay from 1 year to 2 years
2.1.3.6	with delay from 2 to 5 years
2.1.3.7	with delay more than 5 years
2.2	of individual entrepreneurs, of which:
2.2.1	for which there is no overdue debt
2.2.2	with delay up to 90 days
2.2.3	with delay from 91 to 180 days
2.2.4	with delay from 181 days to 1 year
2.2.5	with delay from 1 year to 2 years
2.2.6	with delay from 2 to 5 years
2.2.7	with delay more than 5 years
2.3	of legal entities, of which:
2.3.1	for which there is no overdue debt
2.3.2	with delay up to 90 days
2.3.3	with delay from 91 to 180 days
2.3.4	with delay from 181 days to 1 year
2.3.5	with delay from 1 year to 2 years
2.3.6	with delay from 2 to 5 years
2.3.7	with delay more than 5 years

continuation of the table:

Microfinance organizations
Total debt balance, including	Principal debt	Accrued remuneration	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
8	9	10	11	12

continuation of the table:

Other creditors
Total debt balance, including	Principal debt	Accrued remuneration	Number of loan (microcredit) agreements, units	Number of unique borrowers, units
13	14	15	16	17

Name _________________________________________________

Address ______________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor _________________________________________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report ___________________________________ ____________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights to claims for loans (microcredits) for which restructuring was performed."

Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights to claims for loans (microcredits) for which restructuring was performed"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on acquired rights to claims for loans (microcredits) for which restructuring was performed"

(index – KA_3.5, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on acquired rights to claims for loans (microcredits) for which restructuring was performed" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated: amounts – in thousands of tenge, quantity – in units.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor via electronic digital signature, is stored in electronic format.

Chapter 2. Explanation for filling out the Form

1. The Form reflects information on debt under agreements containing conditions for the transfer of rights (claims) under banking loan agreements or microcredit provision agreements to a collection agency (hereinafter – assignment of rights agreements), for which restructuring (extension of the term, deferral of payments on improving conditions, etc.) was performed by the collection agency. At the same time, the balance amount of debt on loans (microcredits) is indicated by days of delay, counted from the first day of delay to the creditor who issued the loan (microcredit).
2. Grouping of creditor types with whom an assignment of rights agreement was concluded, specifically second-tier banks (hereinafter – STBs), microfinance organizations (hereinafter – MFOs), other creditors (pawnshops, credit cooperatives (hereinafter – CCs), organizations carrying out certain types of banking operations (hereinafter – OOBBO), other legal and physical persons, etc.), must be carried out in strict accordance with current licenses for carrying out the corresponding types of activities according to the registries of issued licenses published on the official website of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan.
3. Section 1 of the Form reflects the debt balance for which restructuring was performed from the moment of acquisition of the debt by the collection agency; Section 2 of the Form reflects debt for which restructuring was performed in the reporting period.
4. Line 1 of the Form reflects the debt balance for which restructuring was performed as of the end of the reporting period: total debt balance, including principal debt, accrued remuneration, number of loan (microcredit) agreements, number of unique borrowers by creditor types.
5. In each column of line 1, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.1, 1.2, and 1.3 of the same column is reflected.
6. Lines 1.1, 2.1 reflect information on the debt of individuals not registered as individual entrepreneurs.
7. In each column of line 1.1, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.1.1, 1.1.2, 1.1.3 of the same column is reflected.
8. In each column of line 1.1.1, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.1.1.1, 1.1.1.2, 1.1.1.3, 1.1.1.4, 1.1.1.5, 1.1.1.6, 1.1.1.7 of the same column is reflected.
9. In each column of line 1.1.2, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.1.2.1, 1.1.2.2, 1.1.2.3, 1.1.2.4, 1.1.2.5, 1.1.2.6, 1.1.2.7 of the same column is reflected.
10. In each column of line 1.1.3, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.1.3.1, 1.1.3.2, 1.1.3.3, 1.1.3.4, 1.1.3.5, 1.1.3.6, 1.1.3.7 of the same column is reflected.
11. In each column of line 1.2, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.2.1, 1.2.2, 1.2.3, 1.2.4, 1.2.5, 1.2.6, 1.2.7 of the same column is reflected.
12. In each column of line 1.3, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 1.3.1, 1.3.2, 1.3.3, 1.3.4, 1.3.5, 1.3.6, 1.3.7 of the same column is reflected.
13. In each column of line 2, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.1, 2.2, and 2.3 of the same column is reflected.
14. In each column of line 2.1, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.1.1, 2.1.2, 2.1.3 of the same column is reflected.
15. In each column of line 2.1.1, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.1.1.1, 2.1.1.2, 2.1.1.3, 2.1.1.4, 2.1.1.5, 2.1.1.6, 2.1.1.7 of the same column is reflected.
16. In each column of line 2.1.2, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.1.2.1, 2.1.2.2, 2.1.2.3, 2.1.2.4, 2.1.2.5, 2.1.2.6, 2.1.2.7 of the same column is reflected.
17. In each column of line 2.1.3, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.1.3.1, 2.1.3.2, 2.1.3.3, 2.1.3.4, 2.1.3.5, 2.1.3.6, 2.1.3.7 of the same column is reflected.
18. In each column of line 2.2, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.2.1, 2.2.2, 2.2.3, 2.2.4, 2.2.5, 2.2.6, 2.2.7 of the same column is reflected.
19. In each column of line 2.3, except for columns 7, 12, 17 ("Number of unique borrowers, units"), the sum of the values of lines 2.3.1, 2.3.2, 2.3.3, 2.3.4, 2.3.5, 2.3.6, 2.3.7 of the same column is reflected.
20. In the absence of information, the Form is submitted with zero values.

Appendix 7
to the Rules for Submission of Reporting by a Collection Agency

Form,

intended for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of the administrative form: Report on the structure of liabilities by creditors

Index of the form intended for the collection of administrative data on a gratuitous basis: KA_4

Frequency: quarterly

Reporting period: as of __________ 20__

Persons submitting the form intended for the collection of administrative data on a gratuitous basis: collection agency

Deadline for submission of the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

No.	Organization Name / Full Name	Business identification number (for a legal entity) or individual identification number (for an individual, including an individual entrepreneur if available) or other identification number (for non-residents of the Republic of Kazakhstan)	Creditor Type	Economic Activity Code	Total Liabilities
1	2	3	4	5	6
---	---	---	---	---	---
1		Directory of Legal Entities, Directory of Individuals
2
3
4
5
6
7
8
9
10
	Total total amount of liabilities

continuation of the table:

Including:
Attracted Loans	Creditor Debt		Debt arising from the acquisition of rights to claims, including in installments	Other Debt
amount	type of liability	amount	Type of other liability of liabilities
7	8	9	10	11	12
					Directory

Name _________________________________________________

Address ______________________________________________________

Phone ______________________________________________________

Email address _______________________________________

Executor _________________________________________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report ___________________________________ ____________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of liabilities by creditors."

Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of liabilities by creditors"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

"Report on the structure of liabilities by creditors"

(index – KA_4, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of liabilities by creditors" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly. Data in the Form is indicated in thousands of tenge.

An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor by means of an electronic digital signature, is stored in electronic format.

Chapter 2. Explanation on filling out the Form

1. When filling out the Form, collection agencies disclose the ten largest creditors of the collection agency by category of individuals and legal entities, for whom there are obligations as of the reporting date in the form of attracted funds, as well as other debt arising from the acquisition of claim rights, including in installments (the largest creditors of the collection agency are organizations that have provided the largest loan size compared to others, in descending order).
2. In column 2 of the Form, the name of the creditor is reflected automatically when selecting the business identification number (hereinafter – BIN) of a legal entity from the "Directory of Legal Entities" directory, or the individual identification number (hereinafter – IIN) of an individual from the "Directory of Individuals" directory, located in the digital system through which the Form is submitted.
3. If the collection agency has obligations to a legal entity and its major shareholders or subsidiary organizations, which together are among the ten largest creditors, the collection agency indicates information on this legal entity and its major shareholders or subsidiary organizations.
4. If the creditor of the collection agency is a group of related persons, including a legal entity, its major participants and/or subsidiary organizations, the total amount of obligations of the collection agency to the specified persons is considered. At the same time, the group of related persons is indicated in the sub-items to the main creditor.
5. The Form indicates the book value of money attracted by the collection agency, including accrued remuneration, positive (negative) adjustments, discounts and premiums, less provisions.
6. In column 5, the code of the type of economic activity is indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 03-2019 "General Classifier of Types of Economic Activity", approved by the Order of the Committee for Technical Regulation and Metrology of the Ministry of Industry and Infrastructure Development of the Republic of Kazakhstan dated February 22, 2019 No. 68-od "On Some Issues of Standardization".
7. In column 12, the type of other debt obligations is indicated from the directory located in the digital system through which the Form is submitted.
8. In the absence of information, the Form is submitted with zero values.

Appendix 8

to the Rules for reporting by a collection agency

Form,

designed for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The Form designed for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the key financial indicators of a collection agency

Index of the Form designed for the collection of administrative data on a gratuitous basis: KA_6

Periodicity: quarterly

Reporting period: as of __________ 20__ year

Circle of persons submitting the Form designed for the collection of administrative data on a gratuitous basis: collection agency

Deadline for submitting the Form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

BIN: ____________________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of the indicator	Amount as of the reporting date
1	Assets
1.1	Accounts receivable, including:
1.1.1	acquired claim rights on loans
1.2	Long-term assets held for sale
1.3	Other assets
2	Liabilities
2.1	Financial liabilities
2.2	Accounts payable
2.3	Other liabilities
3	Authorized capital
4	Net profit (loss) for the period from the beginning of the current year (cumulative from the beginning of the reporting year)

Name _________________________________________________

Address ______________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor_________________________________ ________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report _____________________________________ ____________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation on filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on the key financial indicators of a collection agency".

Appendix

to the form designed for the collection of administrative data on a gratuitous basis, "Report on the key financial indicators of a collection agency"

Explanation on filling out the form designed for the collection of administrative data on a gratuitous basis

"Report on the key financial indicators of a collection agency"

(index – KA_6, periodicity – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form designed for the collection of administrative data on a gratuitous basis, "Report on the key financial indicators of a collection agency" (hereinafter – the Form).

2. The Form is filled out by the collection agency quarterly as of the end of the reporting period. Data in the Form is indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor by means of an electronic digital signature, is stored in electronic format.

Chapter 2. Explanation on filling out the Form

5. The Form indicates information as of the end of the reporting quarter according to the data of the financial reporting of the collection agency at book value.

Appendix 9

to the Rules for reporting

by a collection agency

Form,

designed for the collection of administrative data

Submitted to: the territorial branch of the National Bank of the Republic of Kazakhstan

The Form designed for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the results of settlement of debt of individuals

Index of the Form designed for the collection of administrative data on a gratuitous basis: KA_7_UZFL

Periodicity: quarterly

Reporting period: as of __________ 20__ year

Circle of persons submitting the Form designed for the collection of administrative data on a gratuitous basis: collection agency

Deadline for submitting the Form designed for the collection of administrative data on a gratuitous basis: quarterly, no later than the 10th (tenth) day of the month following the reporting quarter

Business identification number: ____________________________

Collection method: in electronic form

quantity (units)

No.	Type of loan	Number of contracts for which applications for debt settlement were received		Changes made to the terms of the contract
Total	of which SVSP*	Total	of which SVSP*
1	2	3	4	5	6
1	Bank loans, including:
1.1.	Mortgage loans
1.2.	Auto loans
1.3.	Unsecured loans
1.4.	Secured loans (excluding mortgage loans and auto loans)
2	Microcredits, including:
2.1.	Mortgage loans
2.2.	Auto loans
2.3.	Unsecured loans
2.4.	Secured loans (excluding mortgage microcredits and auto loans)

continuation of the table:

including by:
changing the terms of debt repayment		full or partial forgiveness of debt on the principal amount and/or remuneration		changing or full cancellation of commissions and other payments related to contract servicing
Total	of which SVSP*	Total	of which SVSP*	Total	of which SVSP*
7	8	9	10	11	12

continuation of the table:

changing in the direction of reducing or full cancellation of penalty (fine, penalty)		realization of real estate or presentation of alternative performance		other types of changes to the terms of the bank loan agreement and/or the agreement on the provision of a microcredit
Total	of which SVSP*	Total	of which SVSP*	Total	of which SVSP*
13	14	15	16	17	18

• SVSP – socially vulnerable layers of the population in accordance with the Law of the Republic of Kazakhstan "On Housing Relations", as well as persons receiving targeted social assistance

Name ________________________________________________

Address________________________________________________________

Telephone ______________________________________________________

Email address _______________________________________

Executor_________________________________ ________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report _____________________________________ ____________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20__ year

Note: the form is filled out in accordance with the explanation on filling out the form designed for the collection of administrative data on a gratuitous basis "Report on the results of settlement of debt of individuals".

Appendix

to the form designed for the collection of administrative data on a gratuitous basis "Report on the results of settlement of debt of individuals"

Explanation on filling out the form designed for the collection of administrative data on a gratuitous basis

Report on the results of settlement of debt of individuals

(index – KA_7_UZFL, periodicity – quarterly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form of administrative data on a gratuitous basis "Report on the results of settlement of debt of individuals" (hereinafter – the Form).
2. The Form is developed in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated August 16, 2024 No. 51 "On Approval of the Rules for Settlement of Debt of Individuals by Collection Agencies" (registered in the Registry of State Registration of Normative Legal Acts under No. 34952).
3. The Form is filled out by the collection agency quarterly. Data in the Form is indicated in quantity (units).
4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.
5. The Form, signed by the head of the collection agency or the person entrusted with the function of signing the report, and the executor by means of an electronic digital signature, is stored in electronic format.

Chapter 2. Explanation on filling out the Form

1. The Form indicates information on the procedure for settlement of debt of individuals by collection agencies, assigned by the creditor under an assignment agreement (claim rights) (hereinafter – assignment agreement).
2. Columns 3 and 4 reflect information on the number of contracts for which applications for debt settlement were received.
3. Columns 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17 and 18 reflect information on the number of contracts for which changes were made to the terms of the contract.
4. Columns 15 and 16 reflect information on the realization of real estate that is the subject of a mortgage, with the transfer of the obligation to the buyer; independent realization by the pledger of real estate that is the subject of a mortgage, within the timeframes established by the agreement of the parties and/or presentation of alternative performance in exchange for fulfillment of the obligation by transferring collateral to the collection agency.
5. Columns 17 and 18 reflect information on the number of contracts for other types of changes to the terms of the bank loan agreement and/or the agreement on the provision of a microcredit.
6. In row 1, the sum of the values of rows 1.1, 1.2, 1.3 and 1.4 is reflected.
7. In row 2, the sum of the values of rows 2.1, 2.2, 2.3 and 2.4 is reflected.
8. In the absence of information, the Form is submitted with zero values.

Appendix

to the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 2, 2025 No. 87

List of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan that have lost force, as well as structural elements of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan

1. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112 "On Approval of the List, Forms, Deadlines and Rules for Reporting by a Collection Agency" (registered in the Registry of State Registration of Normative Legal Acts under
   No. 15481).
2. Item 6 of the List of Normative Legal Acts of the Republic of Kazakhstan to which amendments are made on issues of reporting, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 30, 2018 No. 159 "On Amendments to Some Normative Legal Acts of the Republic of Kazakhstan on Issues of Reporting" (registered in the Registry of State Registration of Normative Legal Acts under No. 17391).
3. Item 2 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions are made on issues of reporting, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 22, 2021 No. 11 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Issues of Reporting and Suspension of the Action of Separate Norms of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 22309).
4. Item 2 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions are made on issues of reporting, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 28, 2022 No. 14 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Issues of Reporting" (registered in the Registry of State Registration of Normative Legal Acts under No. 27115).
5. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2022 No. 120 "On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan
   dated June 30, 2017 No. 112 "On Approval of the List, Forms, Deadlines and Rules for Reporting by a Collection Agency" (registered in the Registry of State Registration of Normative Legal Acts under No. 31427).

Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 23, 2025 No. 32 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 30, 2017 No. 112 "On Approval of the List, Forms, Deadlines and Rules for Reporting by a Collection Agency" (registered in the Registry of State Registration of Normative Legal Acts under No. 36408).