Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 88 on Approval of Reporting Rules for Level 2 Banks, Branches of Non-Resident Banks, and JSC "Development Bank of Kazakhstan"

"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN" REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
RESOLUTION OF THE BOARD December 2, 2025 Astana city		RESOLUTION OF THE BOARD No. 88 Astana city

On Approval of the Rules for Submission of Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Development Bank of Kazakhstan"

(With amendments and additions:

1. Resolution of the NB RK No. 94 dated 31.07.2026)

In accordance with subparagraph 48) of the second paragraph of part two of paragraph 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Approve the attached Rules for Submission of Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Development Bank of Kazakhstan" (hereinafter – the Rules).

2. Recognize as having lost force certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, according to the list attached to this resolution.

3. The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan shall ensure in the manner established by the legislation of the Republic of Kazakhstan:

1. jointly with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2. placement of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3. within ten working days after the state registration of this resolution, submission of information on the implementation of the measure provided for in subparagraph 2) of this paragraph to the Legal Department of the National Bank of the Republic of Kazakhstan.

4. Control over the implementation of this resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan in charge.

5. This resolution shall enter into force upon the expiration of ten calendar days after the day of its first official publication, except for paragraph 20 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on balances on balance sheet and off-balance sheet accounts" of Annex 1 to the Rules, which shall enter into force from January 1, 2026.

Suspend until January 1, 2026 the action of:

1. paragraph 11 of the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"11. For the purpose of forming reporting, assets and liabilities in foreign currency are indicated in conversion at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378).";

2. part one of paragraph 16 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on interbank assets and liabilities" of Annex 5 to the Rules, establishing that during the suspension period this part shall operate in the following edition:

"16. Line 7.1 reflects the amount of a loan received during the reporting period or a deposit placed (attracted) during the reporting period for a term of up to 1 (one) year (inclusive) in the currency of settlement for the transaction. Line 7.2 indicates the tenge equivalent of the amount indicated in line 7.1, converted at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the date of the transaction.";

3. paragraph 15 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on the structure of the securities portfolio" of Annex 6 to the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"15. In line 7 of Table 1, for bonds, the nominal value is indicated, for shares – the purchase cost. The cost indicator is indicated in tenge (the equivalent of the cost in tenge for securities whose nominal value is expressed in foreign currency is indicated in conversion at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378)), on the date of the transaction.";

4. part two of paragraph 20 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations and transactions with them" of Annex 10 to the Rules, establishing that during the suspension period this part shall operate in the following edition:

"The amount of the transaction under the contract in foreign currency is indicated in conversion at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the date of the conclusion of the contract.";

5. paragraph 14 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on accounts and deposits of resident clients" of Annex 11 to the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"14. For accounts and deposits in foreign currency, amounts are converted at the market exchange rate in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378):

for lines 3.5 and 3.6 – on the date of the operation with foreign currency;

for line 3.7 – on the reporting date.";

6. paragraph 6 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on volumes and interest rates of deposits of individuals" of Annex 13 to the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"6. For deposits in foreign currency, amounts are converted at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (hereinafter – Resolution No. 15 and Order No. 99), on the reporting date.";

7. paragraph 15 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on volumes and interest rates of deposits of individuals" of Annex 13 to the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"15. If during the reporting month operations on opening, prolongation, replenishment, partial withdrawal, provided for in the report, were carried out for deposits in foreign currency, amounts are converted at the market exchange rate determined in the manner provided for by Resolution No. 15 and Order No. 99, on the date of operations with foreign currency.";

8. paragraph 32 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on volumes and interest rates of deposits of individuals" of Annex 13 to the Rules, establishing that during the suspension period this paragraph shall operate in the following edition:

"32. Newly attracted deposits in foreign currency are converted at the market exchange rate determined in the manner provided for by Resolution No. 15 and Order No. 99, on the date of attraction of the deposit in foreign currency.";

9. part three of paragraph 2 of the annex to the form intended for the collection of administrative data on a gratuitous basis "Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash operations, foreign economic contracts of clients of the level 2 bank and measures to counteract the legalization (money laundering) of proceeds obtained criminally, terrorism financing and financing of the proliferation of weapons of mass destruction" of Annex 18 to the Rules, establishing that during the suspension period this part shall operate in the following edition:

"Amounts for operations in foreign currency are indicated in conversion at the market exchange rate determined in the manner provided for by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 8378), on the last date of the operation or on the last date of the reporting period, except for contracts for which the repatriation deadline has been violated, for which conversion is carried out on the last date of the reporting month.".

Chairman	T.M. Suleimenov

AGREED

Bureau of National Statistics

Agency for Strategic Planning and Reforms

of the Republic of Kazakhstan

AGREED

Agency of the Republic of Kazakhstan

for Regulation and Development

of the Financial Market

Approved

by the Resolution of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 2, 2025 No. 88

Rules for Submission of Reporting by Level 2 Banks,

Branches of Non-Resident Banks of the Republic of Kazakhstan and

Joint Stock Company "Development Bank of Kazakhstan"

Chapter 1. General Provisions

1. The Rules for Submission of Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Development Bank of Kazakhstan" (hereinafter – the Rules) are developed in accordance with subparagraph 48) of the second paragraph of part two of paragraph 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and determine the procedure for submission, including forms intended for the collection of administrative data, periodicity and deadlines for submission of reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Development Bank of Kazakhstan" (hereinafter – Banks) to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank).

2. Reporting is submitted in electronic form through the digital system "Web Portal of the National Bank of the Republic of Kazakhstan" (hereinafter – the System), which represents a single window for access to reporting submission services to the National Bank.

3. When uploading reporting to the System, automated intra-form control is carried out. In case of detection of errors as a result of intra-form control, the System does not accept the reporting.

4. Excluded by the Resolution of the Board of the NB RK No. 94 dated 31.07.2026.

5. Excluded by the Resolution of the Board of the NB RK No. 94 dated 31.07.2026.

6. Completeness and accuracy of data in reporting is ensured by the head of the bank or the person entrusted with the function of signing the report.

7. Reporting certified by means of an electronic digital signature by the head of the bank or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.

8. The alternative identification number serves as one of the identifiers of non-residents of the Republic of Kazakhstan – counterparties of banks, is unique for the bank submitting the reporting, and remains unchanged during the period of the bank's relationship with such person.

9. The concepts "resident" and "non-resident" are used in the meanings defined by the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

10. In forms providing for detailing information up to transactions, the reference (code) of the transaction (operation) is indicated, which serves as a unique identifier of the transaction in the digital system of the reporting bank. The value field of the reference has a text data format and may contain text and numeric elements.

In forms not providing for detailing information up to transactions, as a reference, a unique number of the submitted data set is indicated, which is formed in the following order:

the first eight characters – the reporting date in the format "YYYYMMDD", where "YYYY" – year, "MM" – month, "DD" – day;

one character – a fixed separator "_";

the last six characters – the sequence number (from 000001 to 999999).

In the absence of a reference (code) of a transaction (operation) in the system of the reporting bank, the bank may use the algorithm provided for in part two of this paragraph.

11. For the purpose of forming reporting, assets and liabilities in foreign currency are indicated in conversion at the market exchange rate determined in the manner provided for by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 36983).

12. In the absence of data for any of the tables of reporting forms provided for by the Rules, information on it is not submitted, and banks inform the National Bank in writing no later than the established deadline for submission of information on such table.

13. A Level 2 bank, a branch of a non-resident bank submit to the National Bank reporting, including data on all its branches.

Chapter 2. Procedure for Submission of Reporting by Level 2 Banks

14. To the National Bank, Level 2 Banks submit:

1. a report on balances on balance sheet and off-balance sheet accounts according to the form according to Annex 1 to the Rules – daily, no later than three working days following the reporting day, except for:

reports for the first, second and last working days of the month, which are submitted no later than four working days following the reporting day;

additional report for the last working day of the year (taking into account closing turnovers on interbank operations), which is submitted (including in the absence of turnovers on interbank operations) no later than January 25 of the year following the completed financial year;

2. a report on over-the-counter operations with foreign currency according to the form according to Annex 2 to the Rules – daily, no later than the working day following the reporting day;

3. a report on balances on balance sheet accounts for operations with branches and representative offices of foreign companies according to the form according to Annex 3 to the Rules – monthly, no later than the seventh working day of the month following the reporting month;

4. a report on separate indicators of the bank's activities according to the form according to Annex 4 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for the last working day of the year (taking into account closing turnovers on interbank operations), which is submitted (in the presence of turnovers on interbank operations) no later than January 31 of the year following the completed financial year;

5. a report on interbank assets and liabilities according to the form according to Annex 5 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

6. a report on the structure of the securities portfolio according to the form according to Annex 6 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations in the reporting month), which is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

7. a report on the bank's investments in the capital of other legal entities according to the form according to Annex 7 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations in the reporting month), which is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

8. a report on other classified assets and large debtors according to the form according to Annex 8 to the Rules:

in part of information on other classified assets – monthly, no later than the eleventh working day of the month following the reporting month, except for an additional report on other classified assets for December (taking into account closing turnovers on interbank operations), which is submitted (in the presence of turnovers on interbank operations) no later than January 31 of the year following the completed financial year;

in part of information on large debtors – quarterly, no later than the fifteenth day of the month following the reporting quarter;

9. a report on loans issued and interest rates on them according to the form according to Annex 9 to the Rules – monthly, no later than the eleventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

10. a report on persons related to the bank by special relations and transactions with them, according to the form according to Annex 10 to the Rules: in part of the register of persons related to the bank by special relations – monthly, no later than the seventh working day of the month following the reporting month;

in part of information on transactions with persons related to the bank by special relations and additional information on persons related to the bank by special relations and transactions with them – monthly, no later than the fifteenth working day of the month following the reporting month;

11. a report on accounts and deposits of resident clients according to the form according to Annex 11 to the Rules – monthly, no later than the eighth working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

12. a report on main sources of attracted funds according to the form according to Annex 12 to the Rules – monthly, no later than the fifteenth day of the month following the reporting month;

13. a report on volumes and interest rates of deposits of individuals according to the form according to Annex 13 to the Rules – monthly, no later than the twelfth working day of the month following the reporting month;

an additional report for December (taking into account closing turnovers on interbank operations) is submitted (in the presence of turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

14. a report on outflows and inflows in accordance with schedules of fulfillment of requirements and obligations according to the form according to Annex 14 to the Rules – monthly, no later than the seventh working day of the month following the reporting month;

15. a report on operations with cash according to the form according to Annex 15 to the Rules – monthly, no later than the thirtieth day of the month following the reporting month;

16. a report on monitoring of operational risk events that resulted in losses, according to the form according to Annex 16 to the Rules – quarterly, no later than the thirtieth day of the month following the reporting quarter;

17. a report on income paid to managerial employees, according to the form according to Annex 17 to the Rules – annually, within one hundred twenty calendar days after the end of the financial year;

18. a report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash operations, foreign economic contracts of clients of the level 2 bank and measures to counteract the legalization (money laundering) of proceeds obtained criminally, terrorism financing and financing of the proliferation of weapons of mass destruction, according to the form according to Annex 18 to the Rules – annually, no later than thirty-six calendar days after the end of the financial year;

19. a report on changes in financial assets and liabilities according to the form according to Annex 19 to the Rules – quarterly, no later than the last working day of the month following the reporting quarter.

Chapter 3. Procedure for Submission of Reporting by Branches of Non-Resident Banks of the Republic of Kazakhstan

15. To the National Bank, Branches of Non-Resident Banks of the Republic of Kazakhstan submit:

1. a report on balances on balance sheet and off-balance sheet accounts according to the form according to Annex 1 to the Rules – daily, no later than three working days following the reporting day, except for:

reports for the first, second and last working days of the month, which are submitted no later than four working days following the reporting day;

additional report for the last working day of the year (taking into account closing turnovers on interbank operations), which is submitted (including in the absence of turnovers on interbank operations) no later than January 25 of the year following the completed financial year;

2. report on balances on balance sheet accounts for transactions with branches and representative offices of foreign companies in the form according to Appendix 3 to the Rules – monthly, no later than the seventh working day of the month following the reporting month;

3. report on interbank assets and liabilities in the form according to Appendix 5 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

4. report on the structure of the securities portfolio in the form according to Appendix 6 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations in the reporting month), which is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

5. report on the bank's investments in the capital of other legal entities in the form according to Appendix 7 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

6. report on other classified assets and large debtors in the form according to Appendix 8 to the Rules:

in part of information on other classified assets – monthly, no later than the eleventh working day of the month following the reporting month, except for an additional report on other classified assets for December (taking into account closing turnovers on interbank operations), which is submitted (if there are turnovers on interbank operations) no later than January 31 of the year following the completed financial year;

part of information on large debtors is not submitted by branches of non-resident banks of the Republic of Kazakhstan;

7. report on issued loans and interest rates on them in the form according to Appendix 9 to the Rules – monthly, no later than the eleventh working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

8. report on persons related to the bank by special relations and transactions with them in the form according to Appendix 10 to the Rules monthly, in part of the register of persons related to the bank by special relations – monthly, no later than the seventh working day of the month following the reporting month;

in part of information on transactions with persons related to the bank by special relations, and additional information on persons related to the bank by special relations and transactions with them – monthly, no later than the fifteenth working day of the month following the reporting month;

9. report on accounts and deposits of resident clients in the form according to Appendix 11 to the Rules – monthly, no later than the eighth working day of the month following the reporting month, except for an additional report for December (taking into account closing turnovers on interbank operations), which is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

10. report on main sources of attracted funds in the form according to Appendix 12 to the Rules – monthly, no later than the fifteenth day of the month following the reporting month;

11. report on volumes and interest rates of deposits of individuals in the form according to Appendix 13 to the Rules – monthly, no later than the twelfth working day of the month following the reporting month;

an additional report for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year;

12. report on cash transactions in the form according to Appendix 15 to the Rules – monthly, no later than the thirtieth day of the month following the reporting month;

13. report on monitoring of operational risk events that resulted in losses in the form according to Appendix 16 to the Rules – quarterly, no later than the thirtieth day of the month following the reporting quarter;

14. report on income paid to management personnel in the form according to Appendix 17 to the Rules – annually, within one hundred twenty calendar days after the end of the financial year;

15. report on changes in financial assets and liabilities in the form according to Appendix 19 to the Rules – quarterly, no later than the last working day of the month following the reporting quarter.

Chapter 4. Procedure for submitting reporting by Joint Stock Company "Bank of Development of Kazakhstan"

16. Joint Stock Company "Bank of Development of Kazakhstan" submits to the National Bank:

1. report on balances on balance sheet and off-balance sheet accounts in the form according to Appendix 1 to the Rules – monthly, no later than the seventh working day of the month following the reporting month, except for an additional report for the last working day of the year (taking into account closing turnovers on interbank operations) – no later than January 25 of the year following the completed financial year;

2. report on balances on balance sheet accounts for transactions with branches and representative offices of foreign companies in the form according to Appendix 3 to the Rules – monthly, no later than the seventh working day of the month following the reporting month;

3. report on changes in financial assets and liabilities in the form according to Appendix 19 to the Rules – quarterly, no later than the last working day of the month following the reporting quarter.

Appendix 1

to the Rules for reporting by Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on balances on balance sheet and off-balance sheet accounts

Index of the form intended for the collection of administrative data on a gratuitous basis: 700-N(D)

Frequency: daily, monthly

Reporting period: for "_" ________________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan, Joint Stock Company "Bank of Development of Kazakhstan".

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

1. by Level 2 banks and branches of non-resident banks of the Republic of Kazakhstan:

daily, no later than three working days following the reporting day, except for:

reports for the first, second and last working days of the month, which are submitted no later than four working days following the reporting day;

additional report for the last working day of the year (taking into account closing turnovers on interbank operations), which is submitted (including in the absence of turnovers on interbank operations) no later than January 25 of the year following the completed financial year;

2. Joint Stock Company "Bank of Development of Kazakhstan":

monthly, no later than the seventh working day of the month following the reporting month;

additional report for the last working day of the year (taking into account closing turnovers on interbank operations) – no later than January 25 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

No.	Name of indicators	Value
1	2	3
1	Account number
2	Residency status
3	Code of the sector group of the economy
4	Nominal currency indicator
5	Amount

Name _______________________________________________________

Address ___________________________________________________

Telephone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on balances on balance sheet and off-balance sheet accounts

(index – 700-N(D), frequency – daily, monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on balances on balance sheet and off-balance sheet accounts" (hereinafter – the Form).

2. The Form is compiled by Level 2 banks and branches of non-resident banks of the Republic of Kazakhstan daily, by Joint Stock Company "Bank of Development of Kazakhstan" – monthly, filled out as of the end of the reporting day.

An additional report is compiled according to the Form annually (including in the absence of turnovers on interbank operations), filled out as of the end of the last working day of the year taking into account closing turnovers on interbank operations.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. Account numbers in the Form and these instructions are indicated in accordance with the Standard Chart of Accounts for Accounting in Level 2 Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts for Accounting in Level 2 Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except for cases specified in these instructions when the indicator is not submitted.

Chapter 2. Instructions for filling out the Form

7. The Form indicates information on balances on balance sheet (assets, liabilities, equity, income, expenses) and off-balance sheet (conditional and possible claims and obligations, memorandum accounts to the balance sheet) accounts.

8. The following classification of assets and liabilities by term is accepted in the Form:

short-term – up to one year inclusive;

long-term – more than one year.

9. In rows 1, 2, 3 and 4, values are selected from the System List of Data.

10. In row 1, a four-digit account number corresponding to the Standard Chart of Accounts is indicated.

11. In rows 2, 3 and 4, the residency status, code of the sector group of the economy and nominal currency indicator are indicated for accounts to which such detailing is applicable, taking into account exceptions in accordance with paragraphs 17, 18 and 19 of these instructions.

12. In row 2, the residency status is indicated in accordance with the following codification:

code "1" – resident of the Republic of Kazakhstan;

code "2" – non-resident of the Republic of Kazakhstan.

The concepts of resident of the Republic of Kazakhstan and non-resident of the Republic of Kazakhstan are used in the meanings defined by the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".

13. In row 3, the code of the sector group of the economy is indicated in accordance with the Rules for the application of economy sector codes and payment purposes, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for the application of economy sector codes and payment purposes" (registered in the Registry of State Registration of Normative Legal Acts under No. 14365), which is consistent with the national Classifier of Economy Sectors (CES).

14. In row 4, the nominal currency indicator of the asset or liability is indicated as follows:

code "1" – for assets or liabilities denominated in the national currency of the Republic of Kazakhstan;

code "2" – for assets or liabilities denominated in a foreign freely convertible currency or precious metals;

code "3" – for assets or liabilities denominated in another foreign currency not classified as freely convertible currencies.

Freely convertible currencies include:

Australian dollar (AUD);

Canadian dollar (CAD);

Swiss franc (CHF);

Chinese yuan (CNY);

Danish krone (DKK);

Euro (EUR);

British pound sterling (GBP);

Hong Kong dollar (HKD);

Hungarian forint (HUF);

New Israeli shekel (ILS);

Japanese yen (JPY);

South Korean won (KRW);

Mexican peso (MXN);

Norwegian krone (NOK);

New Zealand dollar (NZD);

Swedish krona (SEK);

Singapore dollar (SGD);

United States dollar (USD);

South African rand (ZAR).

15. In rows 2 and 3:

for assets, the residency status and code of the sector group of the economy of the debtor (issuer) are indicated, for liabilities – the residency status and code of the sector group of the economy of the creditor;

for accounts 1405, 1406, 1425, 1752 and 1864, the residency status and code of the sector group of the economy of the drawer are indicated;

for accounts 1201, 1202, 1205, 1206, 1208, 1209, 1452, 1453, 1454, 1456, 1457, 1459, 1481, 1482, 1483, 1485, 1486, 1491, 1492, 1494, 1495, 1744, 1745, 1746, 1750 and 1757, the residency status and code of the sector group of the economy of the issuer are indicated;

for accounts 2301, 2303, 2306, 2401, 2402, 2405 and 2406, the residency status and code of the sector group of the economy of the security holder are indicated, in the absence of the possibility to determine the security holder – the residency status and code of the sector group of the economy of the nominal holder (trustee) of the security.

16. In row 3 for accounts of assets or liabilities in relation to the National Postal Operator, the code of the sector group of the economy "5" is indicated.

17. For accounts 1007, 1009, 1603 and 1604:

in row 2, code "1" is indicated for coins made of precious metals and collectible coins in national currency issued by the National Bank of the Republic of Kazakhstan; code "2" – for coins made of precious metals and collectible coins of issuers who are non-residents of the Republic of Kazakhstan;

in rows 3 and 4, the indicators are not filled out.

18. In row 3, the indicator is not submitted for accounts 1811, 1812, 1813, 1814, 1815, 1816, 1817, 1818, 1819, 1820, 1821, 1822, 1823, 1824, 1825, 1826, 1827, 1831, 1832, 1833, 1834, 1835, 1836, 1837, 1838, 1839, 1840, 1841, 1842, 1843, 1844, 1845, 1871, 1880, 2811, 2812, 2813, 2814, 2815, 2816, 2817, 2818, 2819, 2820, 2831, 2832, 2833, 2834, 2835, 2836, 2838, 2839, 2871, 2874, 2880, 3561, 3562, 3563 and 3564.

19. In rows 2, 3 and 4, the indicators are not submitted for accounts 1011, 1012, 1601, 1602, 1610, 1651, 1652, 1653, 1654, 1655, 1656, 1657, 1658, 1659, 1660, 1661, 1662, 1691, 1692, 1693, 1694, 1695, 1696, 1697, 1698, 1699, 1854, 1857, 1858, 1859, 1873, 1874, 2854, 2857, 2858, 2859, 2861, 2872, 2873, 3001, 3003, 3025, 3027, 3101, 3200, 3400, 3510, 3540, 3580, 3589, 3599, accounts 4 (fourth), 5 (fifth), 6 (sixth) and 7 (seventh) classes of the Standard Chart of Accounts, except for cases specified in paragraph 20.

20. In rows 2, 3 and 4, the residency status, code of the sector group of the economy and nominal currency indicator are indicated for the last working day of the reporting quarter for accounts 4052, 4091, 4201, 4202, 4251, 4252, 4253, 4254, 4255, 4256, 4257, 4258, 4259, 4265, 4266, 4269, 4270, 4301, 4302, 4303, 4304, 4305, 4306, 4309, 4312, 4317, 4331, 4401, 4403, 4405, 4407, 4411, 4417, 4420, 4422, 4424, 4426, 4427, 4428, 4429, 4430, 4432, 4434, 4435, 4436, 4440, 4445, 4452, 4453, 4454, 4455, 4456, 4481, 4482, 4491, 4492, 4510, 4606, 4608, 4609, 4612, 4613, 4614, 4618, 4709, 4733, 4891, 4893, 4896, 4897, 5022, 5023, 5024, 5034, 5036, 5038, 5044, 5046, 5048, 5052, 5053, 5054, 5056, 5058, 5063, 5064, 5066, 5068, 5069, 5091, 5095, 5112, 5113, 5123, 5124, 5125, 5126, 5127, 5128, 5129, 5130, 5131, 5132, 5133, 5138, 5139, 5140, 5141, 5143, 5144, 5201, 5203, 5204, 5211, 5212, 5215, 5216, 5217, 5218, 5219, 5220, 5222, 5223, 5224, 5225, 5226, 5227, 5228, 5230, 5232, 5235, 5236, 5237, 5238, 5240, 5241, 5301, 5303, 5305, 5306, 5307, 5308, 5309, 5401, 5402, 5403, 5404, 5406, 5407, 5510, 5606, 5610, 5709, 5733, 5891, 5893, 5896, 5897.

For the account specified in this paragraph, rows 2, 3 and 4 are filled out similarly to the account of the financial instrument with which the corresponding income or expense is associated.

(by Resolution of the Board of the National Bank of RK dated July 31, 2026 No. 94, the action of this norm is suspended until October 1, 2026)

21. In row 5, the amount in tenge is indicated in the format of a number with two decimal places.

Appendix 2

to the Rules for reporting by Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on over-the-counter transactions in foreign currency

Index of the form intended for the collection of administrative data on a gratuitous basis: OTC-1

Frequency: daily

Reporting period: for "_" "____________" 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 banks

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: daily, no later than the working day following the reporting day

BIN: ____________

Collection method: in electronic form

No.	Name of indicators	Value
1	2	3
1	Information on the counterparty:
1.1	Name
1.2	type of identifier
1.3	identification number
1.4	residency status
2	Information on the transaction:
2.1	type of transaction
2.2	settlement form
2.3	purpose of the transaction
2.4	date and time of the transaction conclusion
2.5	value date of the transaction
3	Purchase:
3.1.	currency code
3.2.	transaction amount
4	Sale:
4.1	currency code
4.2	transaction amount
5	Reporting date

Name _______________________________________________________

Address ___________________________________________________

Telephone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on over-the-counter transactions in foreign currency".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis "Report on over-the-counter transactions in foreign currency"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on over-the-counter transactions in foreign currency

(index – OTC-1, frequency – daily)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on over-the-counter transactions in foreign currency" (hereinafter – the Form).

2. The Form is compiled by a Level 2 bank carrying out over-the-counter transactions for the purchase (sale) of foreign currency daily. Data in the Form is filled out in units of the transaction currency.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. All indicators are mandatory for filling out, except for cases specified in these instructions when the indicator is not submitted.

Chapter 2. Instructions for filling out the Form

6. The Form indicates data on over-the-counter transactions in cash and non-cash form, for currency pairs with the national currency or another foreign currency, with a settlement date T (on the day of the transaction conclusion) or T+n (after the transaction conclusion, where n is the number of days between the transaction conclusion date and the settlement date) from the moment of the transaction conclusion by the reporting bank.

Data on over-the-counter transactions include transactions for the purchase or sale of foreign currency concluded with other banks-residents of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, banks-non-residents of the Republic of Kazakhstan and branches of non-resident banks of the Republic of Kazakhstan. Data does not include transactions for the exchange of non-cash liquidity for cash liquidity of the same currency type.

7. In rows 1.2, 1.4, 2.1, 2.2, 2.3, 3.1 and 4.1, values are indicated in accordance with the System List of Data.

8. A transaction for the purchase or sale of one foreign currency for another foreign currency or for the national currency is reflected in the Form as a single transaction.

For swap transactions, data on the two parts of the transaction are indicated separately.

9. In row 1.1, the name of the counterparty is indicated in accordance with the counterparty directory maintained by the Level 2 bank.

For the identification of counterparties in rows 1.2 and 1.3, the following types of identifiers and their values are indicated:

for residents of the Republic of Kazakhstan – business identification number;

for non-residents of the Republic of Kazakhstan – the bank identification code assigned to the counterparty of the branch of a non-resident bank of the Republic of Kazakhstan in accordance with the international standard of the International Organization for Standardization 9362 "Banking. Banking telecommunication messages. Bank identification codes"; in its absence – the business identification number; and in the absence of both a bank identification code and a business identification number – an alternative identification number assigned by the bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan".

In line 1.4, for a counterparty that is a resident of the Republic of Kazakhstan, the value "1" is indicated; for a counterparty that is a non-resident of the Republic of Kazakhstan, the value "2" is indicated.

10. In line 2.1, the type of transaction is indicated; in line 2.2, the form of payment for the transaction is indicated: in cash, in non-cash form, with delivery or without delivery of the underlying asset; in line 2.3 – the purpose of the transaction.

In line 2.5, the value date (settlement date) of the transaction is indicated. For a split transaction, the last value date of the transaction is indicated in this line.

11. In lines 3.1 and 4.1, the codes for the purchase or sale of currency are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".

In lines 3.2 and 4.2, the amount of the transaction for the purchase or sale of currency is indicated in units of the currency of purchase or sale with two decimal places.

12. Line 5 is intended to reflect the date for which information on the bank's over-the-counter operations with foreign currency is submitted.

Appendix 3
to the Rules for the Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, and Joint Stock Company "Bank for Economic Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on balances in balance sheet accounts for operations with branches and representative offices of foreign companies

Index of the form intended for the collection of administrative data on a gratuitous basis: 700DF

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan, Joint Stock Company "Bank for Economic Development of Kazakhstan"

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

BIN: ____________

Collection method: in electronic form

No.	Name of indicators	Value
1	2	3
1	Account number
2	Residency indicator
3	Code of the group of economic sectors
4	Currency denomination indicator
5	Amount

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on balances in balance sheet accounts for operations with branches and representative offices of foreign companies".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on balances in balance sheet accounts for operations with branches and representative offices of foreign companies"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on balances in balance sheet accounts for operations with branches and representative offices of foreign companies

(index – 700DF, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on balances in balance sheet accounts for operations with branches and representative offices of foreign companies" (hereinafter – the Form).

2. The Form is compiled monthly, filled out as of the end of the last working day of the month.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. The Form indicates information on balances in balance sheet accounts of the first and second classes of accounts of the Standard Chart of Accounts in second-level banks, mortgage organizations, Joint Stock Company "Bank for Economic Development of Kazakhstan", and branches of non-resident banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts in second-level banks, mortgage organizations, Joint Stock Company "Bank for Economic Development of Kazakhstan", and branches of non-resident banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts), reflecting the existence of claims or obligations in relations with branches and representative offices of foreign companies carrying out their activities on the territory of the Republic of Kazakhstan, corresponding to the residency indicator – 2 and codes of the group of economic sectors – 5, 6, 7, and 8 according to the Rules for the Application of Economic Sector Codes and Payment Assignments, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for the Application of Economic Sector Codes and Payment Assignments" (registered in the Registry of State Registration of Normative Legal Acts under No. 14365), which is consistent with the National Classifier of Economic Sectors (NCS).

Chapter 2. Explanation for Filling out the Form

6. In line 1, the four-digit account number from the Standard Chart of Accounts from the list of the System List of Data is indicated.

7. In line 2, the residency code of the branch or representative office of a foreign company is indicated.

8. In line 3, the code of the group of economic sectors of the branch or representative office of a foreign company is indicated, which corresponds to the code of the group of economic sectors of the head company.

9. In line 4, the currency denomination indicator is indicated.

10. In line 5, the amount in tenge is indicated in numeric format with two decimal places.

11. For each account indicated in line 1, if there is a non-zero value in line 5, filling out values in lines 2, 3, and 4 is mandatory.

Appendix 4
to the Rules for the Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, and Joint Stock Company "Bank for Economic Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on specific indicators of bank activity

Index of the form intended for the collection of administrative data on a gratuitous basis: ADD-1

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the seventh working day of the month following the reporting month, except for indicators of the Form with codes 8745, 8746, 8747, 8748, 8749, and 8750, which are submitted quarterly, no later than the seventh working day of the third month of the quarter following the reporting quarter. In case of changes in the indicators of the Form with codes 8745, 8746, 8747, 8748, 8749, and 8750 as of the end of the last working day of the third month of the fourth quarter based on audited annual financial statements, adjusted indicators are submitted by second-level banks no later than June 5 of the year following the reporting year;

an additional report for the last working day of the year (taking into account closing turnovers on interbank operations) is submitted (in the presence of turnovers on interbank operations) no later than January 31 of the year following the completed financial year.

BIN: ____________

Collection method: in electronic form

No.	Name of indicators	Value
1	2	3
1	Code of the bank activity indicator
2	Amount
3	Reporting date

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on specific indicators of bank activity".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on specific indicators of bank activity"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on specific indicators of bank activity

(index – ADD-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on specific indicators of bank activity" (hereinafter – the Form).

2. The Form is compiled by second-level banks as of the end of each working day of the reporting month and submitted monthly, no later than the seventh working day of the month following the reporting month. The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in numbers with two decimal places.

Indicators of the Form with codes 8745, 8746, 8747, 8748, 8749, and 8750 are compiled by second-level banks as of the end of the last working day of the third month of the reporting quarter and submitted quarterly, no later than the seventh working day of the third month of the quarter following the reporting quarter.

An additional report is compiled on the Form annually (in the presence of turnovers on interbank operations), filled out as of the end of the last working day of the year, taking into account closing turnovers on interbank operations.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. Account numbers in this explanation are indicated in accordance with the Standard Chart of Accounts in second-level banks, mortgage organizations, Joint Stock Company "Bank for Economic Development of Kazakhstan", and branches of non-resident banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts in second-level banks, mortgage organizations, Joint Stock Company "Bank for Economic Development of Kazakhstan", and branches of non-resident banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except for cases specified in this explanation when an indicator is not submitted.

Chapter 2. Explanation for Filling out the Form

7. The Form indicates information on specific indicators of the activity of the second-level bank, not included in other reporting forms provided by the Rules.

8. In line 1, the value is selected from the System List of Data.

9. Data for codes 8713 and 8714 are indicated only by Islamic banks carrying out activities provided for in Chapter 7 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan". The amount at the end of the day (period) for codes 8713 and 8714 corresponds to the sum of balances in balance sheet accounts 1426 "Claims to clients for trade financing operations" and 1427 "Overdue debt for trade financing operations" of the Standard Chart of Accounts.

10. Data for codes 8713, 8714, 8721, 8722, 8723, 8724, 8725, 8726, 8727, 8728, 8729, 8730, 8731, 8732, 8733, 8734, 8735, 8736, 8737, 8738, 8739, 8740, 8741, 8742, 8743, and 8744 are indicated only for the last working day of the reporting month; for codes 8745, 8746, 8747, 8748, 8749, and 8750, they are indicated from the beginning of the current year (cumulative) to the end of the last working day of the third month of the reporting quarter; for other codes – for each working day of the reporting month.

11. Data for codes 8715, 8716, 8717, 8718, 8719, 8720, 8732, 8733, 8734, and 8735 are formed in accordance with the Methodology for Determining Factors Affecting the Deterioration of the Financial Position of a Bank (Banking Conglomerate), Branch of a Non-Resident Bank of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 28, 2018 No. 317 "On Establishing Factors Affecting the Deterioration of the Financial Position of a Bank and Banking Conglomerate, Branch of a Non-Resident Bank of the Republic of Kazakhstan, and Approving the Rules for Approval of an Action Plan Providing for Early Response Measures and the Methodology for Determining Factors Affecting the Deterioration of the Financial Position of a Bank (Banking Conglomerate), Branch of a Non-Resident Bank of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 18186).

12. Codes 8715 and 8716 include state securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, local executive bodies, and a legal entity carrying out the buyout of mortgage loans of individuals not related to entrepreneurial activity, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan.

13. For code 8717, unencumbered securities issued by Joint Stock Company "National Welfare Fund "Samruk-Kazyna" and Joint Stock Company "National Management Holding "Baiterek" are indicated, excluding securities issued by subsidiary organizations of these joint stock companies.

14. For codes 8715, 8716, and 8717, the book value of securities (nominal value, minus reserves (provisions) formed in accordance with international financial reporting standards, taking into account accrued remuneration, positive (negative) adjustments, discounts, and premiums) is reflected, minus securities sold by the second-level bank on conditions of their repurchase or transferred as collateral or otherwise encumbered. At the same time, the valuation reserve for losses on financial assets measured at fair value through other comprehensive income should not reduce the book value of the financial asset.

The amount for codes 8716 and 8717 corresponds to the cost of unencumbered state securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan, the National Bank of the Republic of Kazakhstan, and local executive bodies, the cost of securities issued by Joint Stock Company "National Welfare Fund "Samruk-Kazyna" and Joint Stock Company "National Management Holding "Baiterek", reflected in the report on the structure of the securities portfolio, excluding amounts of reserves (provisions) for expected credit losses on securities measured at fair value through other comprehensive income, reflected in account 3562 of the Standard Chart of Accounts.

15. Amounts for codes 8718 and 8719 include: for a one-day swap – claims (obligations) on the date of conclusion; for a two-day swap – claims (obligations) on the date of conclusion and the next day after the date of conclusion of the swap.

16. For codes 8721, 8722, 8723, 8726, and 8727, amounts are indicated, taking into account both balance sheet and off-balance sheet accounts.

17. For codes 8728 and 8731, the amount of reserves (provisions) formed as of the reporting date is indicated.

18. For codes 8729 and 8730, amounts are indicated, taking into account groups of accounts 1400 "Claims to clients" and 1700 "Accrued income related to the receipt of remuneration" in accordance with the Standard Chart of Accounts.

19. For code 8732, the amount for net classified loans (loans to banks and organizations carrying out certain types of banking operations, loans to individuals, including loans to individual entrepreneurs, loans to legal entities, including loans to small and medium-sized business entities, and "reverse repo" operations) is indicated, minus reserves created for them.

Net classified loans are understood as the book value of loans (principal debt including discounts (premiums), positive (negative) adjustments, accrued remuneration, and reserves created for them), for which, according to accounting data, reserves have been formed at a level of more than 10 (ten) percent.

20. For code 8733, the amount for classified loans (loans to banks and organizations carrying out certain types of banking operations, loans to individuals, including loans to individual entrepreneurs, loans to legal entities, including loans to small and medium-sized business entities, and "reverse repo" operations) is indicated, excluding reserves created for them.

Classified loans are understood as the sum of the principal debt on loans for which, according to accounting data, reserves have been formed at a level of more than 10 (ten) percent.

21. For code 8735, the amount for classified accounts receivable is indicated, excluding reserves created for it.

Classified accounts receivable are understood as accounts receivable for which, according to accounting data, reserves have been formed at a level of more than 10 (ten) percent. The sum of the principal debt is included in the calculation of classified accounts receivable.

22. For code 8736, the number of employees engaged full-time is indicated (two part-time employees are counted as one full-time employee).

23. For codes 8741 and 8742, the amount of principal debt and (or) accrued remuneration, respectively, for purchased or created credit-impaired financial assets (for purchased or created financial assets for which there was credit impairment at the time of initial recognition) in accordance with International Financial Reporting Standard (IFRS) 9 "Financial Instruments" is indicated.

24. For code 8743, the amount of assets with a maturity of up to 1 (one) year inclusive, for which overdue debt on principal debt and (or) accrued remuneration is absent or does not exceed 30 (thirty) days, including:

loans provided to legal and physical persons (minus reserves (provisions);

claims to banks (minus reserves (provisions);

claims to the National Bank of the Republic of Kazakhstan;

securities (minus reserves (provisions);

"reverse repo" operations (minus reserves (provisions);

subordinated debt (minus reserves (provisions);

other financial assets.

Other financial assets include amounts reflected in the accounts of the Standard Chart of Accounts:

1753 "Accrued income from operations with derivative financial instruments";

1855 "Debtors on documentary settlements";

1860 "Other debtors on banking activity";

1861 "Debtors on guarantees";

1864 "Claims to clients for accepted bills";

1877 "Reserves (provisions) for accounts receivable related to banking activity";

1879 "Accrued penalty (fine, penalty)";

group of accounts 1890 "Claims on operations with derivative financial instruments and dealing operations".

All assets for which overdue debt on principal debt and (or) accrued remuneration is absent or does not exceed 30 (thirty) days are distributed by the final term to maturity (including other financial assets).

The amount of assets is indicated minus reserves (provisions) formed in accordance with international financial reporting standards, taking into account accrued remuneration, positive (negative) adjustments, discounts, and premiums.

25. For code 8744, obligations with a maturity of up to 1 (one) year are indicated, including:

customer deposits;

deposits of non-resident customers of the Republic of Kazakhstan;

obligations to banks;

obligations to the National Bank of the Republic of Kazakhstan;

securities issued into circulation;

loans received from international financial organizations;

loans received from the Government of the Republic of Kazakhstan and local authorities of the Republic of Kazakhstan;

repo operations;

subordinated debt;

deposits of special purpose subsidiaries;

other financial liabilities.

Other financial liabilities include amounts reflected in the following accounts of the Standard Chart of Accounts:

2451 "Perpetual financial instruments";

2727 "Accrued expenses on operations with derivative financial instruments";

2757 "Accrued expenses on perpetual financial instruments";

2855 "Creditors on documentary settlements";

2860 "Other creditors on banking activity";

2864 "Obligations on acceptances";

group of accounts 2890 "Obligations on operations with derivative financial instruments and dealing operations".

All obligations are distributed by the final term to maturity (including other financial liabilities).

The amount of obligations is indicated taking into account accrued expenses, positive (negative) adjustments, discounts, and premiums.

26. For codes 8743 and 8744, the amounts of assets and obligations, respectively, for residents and non-residents of the Republic of Kazakhstan, in tenge and foreign currency, are indicated.

Amounts for codes 8743 and 8744 include demand assets and obligations.

27. Under codes 8745 and 8746, the indicators "Interest income accrued on loans to corporate clients" and "Interest income accrued on loans to individual clients" are indicated, disclosed in the explanatory notes to the quarterly and annual separate financial statements as of the relevant date under the item "Interest income accrued on loans to clients" of the income statement/statement of comprehensive income in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 28, 2016 No. 41 "On Approval of the Rules for Submission of Financial Statements by Financial Organizations and Reporting on Accounting Data by Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations, Branches of Non-Resident Insurance Brokers" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 13504).

28. Under codes 8747, 8748, 8749 and 8750, the indicators "Interest income received from loans to corporate clients", "Interest income received from loans to individual clients", "Cash flows from operating activities before changes in operating assets and liabilities" and "Corporate income tax paid" are indicated, respectively, disclosed in the explanatory notes to the quarterly and annual separate financial statements as of the relevant date under the items "Interest income received from loans to clients", "Cash flows from operating activities before changes in operating assets and liabilities" and "Corporate income tax paid" of the cash flow statement (or directly in the cash flow statement) in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 28, 2016 No. 41 "On Approval of the Rules for Submission of Financial Statements by Financial Organizations and Reporting on Accounting Data by Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations, Branches of Non-Resident Insurance Brokers" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 13504).

29. Indicators under codes 8745, 8746, 8747, 8748, 8749 and 8750 are not reported in the corresponding rows for the first two months of each reporting quarter.

30. If data is absent, indicators in the corresponding rows are not reported.

Appendix 5

to the Rules for Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and JSC "Development Bank of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on Interbank Assets and Liabilities

Index of the form intended for the collection of administrative data on a gratuitous basis: INTERBNK-1

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the seventh working day of the month following the reporting month;

additional report for December (taking into account closing turnovers on intra-bank operations) is submitted (if there are turnovers on intra-bank operations in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

No	Name of Indicators	Value
1	2	3
1	Counterparty information:
1.1	name
1.2	type of identifier
1.3	identifier
1.4	code of the economic sector group
1.5	residency flag
1.6	country of registration
2	Transaction reference (code)
3	Type of asset, liability, contingent and possible claims and obligations
4	Currency code
5	Date of transaction conclusion
6	Date of fulfillment of claims, obligations
7	Turnovers on deposits and attracted loans:
7.1	attracted (placed) funds during the reporting period, in currency units
7.2	attracted (placed) funds during the reporting period, equivalent in tenge
8	Reward rate
9	Monetary indicators of assets, liabilities, contingent and possible claims and obligations:
9.1	type of monetary indicator
9.2	account number
9.3	Amount
10	Credit risk stage

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Interbank Assets and Liabilities".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on Interbank Assets and Liabilities"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Interbank Assets and Liabilities

(index – INTERBNK-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Interbank Assets and Liabilities" (hereinafter – Form).

2. Interbank assets, information on which is submitted via the Form, include assets, contingent and possible claims of the bank, branch of a non-resident bank of the Republic of Kazakhstan towards financial organizations-residents and financial organizations-non-residents, excluding issued loans, "reverse repo" operations, contingent and possible claims on loans to be provided in the future, issued and confirmed guarantees and letters of credit.

Interbank liabilities, information on which is submitted via the Form, include liabilities, contingent and possible obligations of the bank, branch of a non-resident bank of the Republic of Kazakhstan towards financial organizations-residents and financial organizations-non-residents, excluding contingent and possible obligations on loans to be provided in the future, issued and confirmed guarantees and letters of credit.

3. The Form is compiled by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting month – for monetary indicators of interbank assets and interbank liabilities and in total for the reporting month – for operations of attracting (placing) deposits and loans.

The unit of measurement for monetary indicators of interbank assets and liabilities is tenge. Indicators for turnover for the reporting month on interbank assets or liabilities are measured in units of the corresponding currency and in tenge to reflect the equivalent in the national currency. Monetary indicators are indicated in numbers with two decimal places.

4. The Form is signed by the head or person assigned the function of signing the report, and the executor.

5. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

6. Account numbers in the Form and this explanation are indicated in accordance with the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, JSC "Development Bank of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, JSC "Development Bank of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

7. All indicators are mandatory for filling out, except for those indicated in this explanation, when the indicator is not reported.

Chapter 2. Explanation on Filling out the Form

8. The Form indicates information on interbank assets and interbank liabilities for the following counterparties:

banks-residents of the Republic of Kazakhstan, including the National Bank of the Republic of Kazakhstan and JSC "Development Bank of Kazakhstan";

banks-non-residents of the Republic of Kazakhstan;

financial organizations-residents of the Republic of Kazakhstan carrying out the opening and maintenance of bank accounts;

financial organizations-non-residents of the Republic of Kazakhstan carrying out the opening and maintenance of bank accounts.

9. In rows 1.2, 1.4, 1.5, 1.6, 3, 4, 9.1, 9.2 and 10, values are selected from the System List of Data.

10. Information on the Form is filled out for each counterparty:

with which the bank, branch of a non-resident bank of the Republic of Kazakhstan has established correspondent relations;

for which there are claims and (or) obligations as of the reporting date;

with which operations were carried out during the reporting period.

Information on intra-bank operations is not included in the Form.

For counterparties of the bank, branch of a non-resident bank of the Republic of Kazakhstan, which are financial organizations carrying out the opening and maintenance of bank accounts, information is disclosed only on balances on balance sheet accounts 1052, 1054, 1259, 1264 and 2014 of the Standard Chart of Accounts.

11. In row 1.1, the name of the counterparty is indicated in accordance with the counterparty directory, which is maintained by the level 2 bank, branch of a non-resident bank of the Republic of Kazakhstan.

To identify counterparties in rows 1.2 and 1.3, the following types of identifiers and their values are indicated:

for residents of the Republic of Kazakhstan – business identification number;

for non-residents of the Republic of Kazakhstan – bank identification code assigned to the counterparty of the bank, branch of a non-resident bank of the Republic of Kazakhstan in accordance with the international standard of the International Organization for Standardization 9362 "Banking. Banking telecommunication messages. Bank identification codes", in the absence of a bank identification code – alternative identification number assigned by the bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan".

12. In row 1.4, the code of the economic sector group of the counterparty is indicated in accordance with the Rules for the application of economic sector codes and payment purposes, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for the Application of Economic Sector Codes and Payment Purposes" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365), which is consistent with the national Classifier of Economic Sectors (CES).

In row 1.5, for a counterparty that is a resident of the Republic of Kazakhstan, the value "1" is indicated, for a counterparty that is a non-resident of the Republic of Kazakhstan, the value "2" is indicated.

In row 1.6, the country of registration (incorporation) code of the counterparty is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the representation of names of countries and units of their administrative-territorial subdivisions".

13. In row 2, the reference (code) of the transaction is indicated, which serves as a unique identifier of this transaction in the digital system of the level 2 bank, branch of a non-resident bank of the Republic of Kazakhstan.

14. In row 4, the currency code for settlement of the transaction is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".

15. In row 5, the date of conclusion of the transaction is indicated.

In row 6, the date of fulfillment of claims (obligations) on the transaction according to the contract terms is indicated. For transactions where no term for fulfillment of claims (obligations) is established, the indicator in row 6 is not filled out.

16. In row 7.1, the amount of the loan received during the reporting period or the deposit placed (attracted) during the reporting period for a term of up to 1 (one) year (inclusive) is reflected in the currency of settlement of the transaction. In row 7.2, the equivalent in tenge of the amount indicated in row 7.1 is indicated, recalculated at the market exchange rate determined in the manner provided for by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983), on the date of conclusion of the transaction.

The following are not indicated in rows 7.1 and 7.2:

amount of loans or deposits upon extension of contracts for them;

amount of capitalization of accrued reward on previously received loans and placed (attracted) deposits;

amounts placed (attracted) on current and correspondent accounts;

contingent and possible claims and obligations.

If data is absent, indicators in rows 7.1 and 7.2 are not reported.

17. In row 8, the nominal reward rate on the contract in percent per annum for the loan received or deposit placed (attracted) during the reporting period, indicated in rows 7.1 and 7.2, is indicated.

If there is no data for rows 7.1 and 7.2, the indicator in row 8 is not reported.

18. In rows 9.2 and 9.3, the account numbers of the Standard Chart of Accounts and the corresponding monetary values for all accounts on which the amounts of interbank assets and liabilities for this transaction are accounted for as of the reporting date are indicated. If the monetary value is zero, indicators for rows 9.1, 9.2, 9.3 and 10 are not reported, except for the cases specified in paragraph 20.

19. In row 10, the credit risk stage to which assets, contingent liabilities are classified as of the reporting date in accordance with International Financial Reporting Standards (IFRS) 9 "Financial Instruments" is indicated.

The indicator in row 10 is not filled out for assets and contingent liabilities to which the requirements regarding impairment under International Financial Reporting Standards (IFRS) 9 "Financial Instruments" and the internal methodology for calculating provisions (reserves) of the bank, branch of a non-resident bank of the Republic of Kazakhstan do not apply.

20. For a correspondent account opened by the bank, branch of a non-resident bank of the Republic of Kazakhstan with the counterparty or opened by the counterparty in the bank, branch of a non-resident bank of the Republic of Kazakhstan, indicators for rows 1.1, 1.2, 1.3, 1.4, 1.5, 1.6, 2, 3, 4, 9.1, 9.2 and 9.3 are filled out regardless of the presence of money balance in such an account as of the reporting date. If there is no balance as of the reporting date, "0" (zero) is indicated in row 9.3 of the Form.

Appendix 6

to the Rules for Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and JSC "Development Bank of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Structure of the Securities Portfolio

Index of the form intended for the collection of administrative data on a gratuitous basis: PORTF-1

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the seventh working day of the month following the reporting month;

additional report for December (taking into account closing turnovers on intra-bank operations in the reporting month) is submitted (if there are turnovers on intra-bank operations in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

Table 1. Information on transactions with securities included in the securities portfolio

No	Name of Indicators	Value
1	2	3
1	Identification code of the security
2	Transaction reference
3	Type of operation
4	Flag of compliance with securities previously accepted as collateral and transferred to the ownership of the bank
5	Transaction date
6	Number of securities
7	Cost of the security
8	Rating of the security on the date of acquisition

Table 2. Information on the structure of the securities portfolio

No	Name of Indicators	Value
1	2	3
1	Identification code of the security
2	Type of portfolio in which the securities are accounted for
3	Number of securities in the portfolio
4	Monetary indicators of the security in the portfolio:
4.1	type of monetary indicator
4.2	account number
4.3	Amount
5	Securities with encumbrance and securities that are the subject of a repo operation:
5.1	number of securities
5.2	book value
6	Securities that are the subject of a repo operation:
6.1	number of securities
6.2	book value
7	Issuer rating as of the reporting date
8	Security rating as of the reporting date
9	Credit risk stage
10	Reporting date

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the Structure of the Securities Portfolio".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis "Report on the Structure of the Securities Portfolio"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the Structure of the Securities Portfolio (index – PORTF-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the Structure of the Securities Portfolio" (hereinafter – Form).

2. The Form is compiled by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting month.

The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in a numeric format with two decimal places.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. Account numbers in the Form and this explanation are indicated in accordance with the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, JSC "Development Bank of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, JSC "Development Bank of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except for those indicated in this explanation, when the indicator is not reported.

Chapter 2. Explanation on Filling out the Form

7. The Form indicates information on investments of the level 2 bank, branch of a non-resident bank of the Republic of Kazakhstan in debt and equity securities, excluding investments in shares (stakes in charter capitals) of subsidiary and associated organizations and other participation in the charter capitals of legal entities, information on which is indicated in the report form on investments in the capital of other legal entities.

8. In rows 1, 3, 4 and 8 of Table 1 and rows 1, 2, 4.1, 4.2, 7, 8 and 9 of Table 2, values are selected from the System List of Data.

9. Table 1 of the Form is filled out separately for each transaction with securities conducted during the reporting month.

Table 2 of the Form is filled out separately for each security held in the portfolio of the bank, branch of a non-resident bank of the Republic of Kazakhstan at the end of the reporting month.

10. In rows 1 of Table 1 and Table 2, the international identification code of the security (ISIN code) is indicated – an alphanumeric code assigned by the central depository to securities and other financial instruments for the purpose of their identification and systematic accounting. The System List of Data of securities and issuers is maintained by the National Bank of the Republic of Kazakhstan (hereinafter – National Bank) based on information submitted by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan.

11. In row 2 of Table 1, the reference (code) of the transaction is indicated, which serves as a unique identifier of the transaction in the digital system of the reporting level 2 bank, branch of a non-resident bank of the Republic of Kazakhstan.

12. Excluded by the Resolution of the Board of the National Bank of RK dated 31.07.2026 No. 94.

13. In row 4 of Table 1, for securities previously accepted as collateral and transferred to the ownership of the level 2 bank, the value "1" is indicated, in other cases – the value "0".

If line 3 of Table 1 indicates code "01" and line 4 of Table 1 indicates the value "1", then the transaction date in line 5 of Table 1 is the date the securities became the property of the second-level bank or the branch of a non-resident bank of the Republic of Kazakhstan submitting the report.

14. Line 6 of Table 1 allows for the entry of a fractional number (for instruments of participation in charter capitals), which is presented in decimal form with two decimal places.

15. Line 7 of Table 1 indicates the nominal value for bonds and the purchase cost for shares. The cost indicator is indicated in tenge (the equivalent of the cost in tenge for securities whose nominal value is expressed in foreign currency is indicated by recalculating according to the market exchange rate determined in the manner provided by the joint resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983)) on the date of the transaction.

16. Line 8 of Table 1 and lines 7 and 8 of Table 2 indicate the rating assigned by one of the rating agencies, in accordance with the resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 14, 2026 No. 64 "On Establishing the Minimum Rating for Legal Entities and States, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations, the List of Rating Agencies Assigning this Rating" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38437).

In the presence of ratings from several rating agencies, the most current rating by the date of assignment is indicated. If the dates of assignment of ratings coincide, the minimum rating is indicated. One security, one issuer corresponds to no more than one current rating value.

Rating values in line 8 of Table 1 and lines 7 and 8 of Table 2 are not indicated for state securities of the Republic of Kazakhstan issued by the Government of the Republic of Kazakhstan, the National Bank, and local executive bodies.

17. Line 2 of Table 2 indicates the type of portfolio in which the securities are accounted for as of the reporting date.

18. Lines 4.2 and 4.3 of Table 2 indicate account numbers in accordance with the Standard Chart of Accounts, on which the amounts for this security are accounted for, and the corresponding cost values as of the reporting date.

For securities accounted for at fair value through other comprehensive income, reserves (provisions) for expected credit losses reflected on accounts of class 3 in accordance with the Standard Chart of Accounts are also indicated.

If the cost value is zero, indicators for lines 4.1, 4.2, and 4.3 of Table 2 are not submitted.

19. Lines 5.2 and 6.2 of Table 2 indicate the book value of securities as of the reporting date, including the acquisition cost, discount (premium), accrued interest, positive (negative) adjustment (for securities accounted for at fair value), reserves (provisions) formed in accordance with International Financial Reporting Standards (for securities accounted for at amortized cost). At the same time, the estimated reserve for losses on financial assets that are measured at fair value through other comprehensive income should not reduce the book value of the financial asset.

Indicators in lines 5.1 and 5.2 of Table 2 include, among other things, the values of indicators indicated in lines 6.1 and 6.2 of Table 2.

20. Line 9 of Table 2 indicates the credit risk stage to which the securities are classified as of the reporting date in accordance with International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments". The indicator in line 9 is not filled for securities to which the requirements regarding impairment under International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments" and the internal methodology for calculating provisions (reserves) of the second-level bank do not apply.

21. Line 10 of Table 2 indicates the date as of which the corresponding data are submitted.

Appendix 7
to the Rules on Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Investments in the Capital of Other Legal Entities

Index of the form intended for the collection of administrative data on a gratuitous basis: INVEST-1

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the seventh working day of the month following the reporting month;

additional report for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

No.	Name of Indicators	Value
1	2	3
1	Transaction Reference
2	Information on the legal entity:
2.1	Name
2.2.	Type of Identifier
2.3	Identifier
2.4	Type of Participation
2.5	Residency Status
2.6	Country of Registration
2.7	Type of Legal Entity
3	Investments on the Acquisition Date:
3.1	Acquisition Date
3.2	Purchase Cost
3.3	Share in the Capital of the Legal Entity, %
4	Investments on the Reporting Date:
4.1	Type of Cost Indicator
4.2	Account Number
4.3	Amount
4.4	Number of Shares (Pieces)
4.5	Share in the Capital of the Legal Entity, %
5	Credit Risk Stage

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or Person Assigned the Function of Signing the Report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Investments in the Capital of Other Legal Entities"

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on Investments in the Capital of Other Legal Entities"

Instructions for Filling Out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis

Report on Investments in the Capital of Other Legal Entities (index – INVEST-1, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Investments in the Capital of Other Legal Entities" (hereinafter – the Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan, including branches of non-resident Islamic banks, monthly as of the end of the reporting month.

The unit of measurement for cost indicators of the Form is tenge. Cost indicators are indicated in numbers with two decimal places.

3. Account numbers in the Form and these instructions are indicated in accordance with the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan", and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan", and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 6793) (hereinafter – the Standard Chart of Accounts).

4. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

5. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – the System List of Data).

6. All indicators are mandatory for filling out, except in cases specified in these instructions when the indicator is not submitted.

Chapter 2. Instructions for Filling Out the Form

7. The Form indicates information on the size of the bank's investment, including an Islamic bank, a branch of a non-resident bank of the Republic of Kazakhstan, including a branch of a non-resident Islamic bank, in the capital of subsidiaries, associated organizations, and other legal entities.

8. In lines 2.2, 2.4, 2.5, 2.6, 2.7, 4.1, 4.2, and 5, values are selected from the System List of Data.

9. Line 1 indicates the reference (code) of the transaction, which serves as a unique identifier of this transaction in the digital system of the reporting bank or branch of a non-resident bank of the Republic of Kazakhstan.

10. Line 2.1 indicates the name of the legal entity in the capital of which the bank or branch of a non-resident bank of the Republic of Kazakhstan participates, in accordance with the counterparty directory maintained by the reporting bank.

For the identification of legal entities in lines 2.2 and 2.3, the following types of identifiers and their values are indicated:

for residents of the Republic of Kazakhstan – business identification number;

for non-residents of the Republic of Kazakhstan – bank identification code assigned to the bank's counterparty in accordance with the international standard of the International Organization for Standardization 9362 "Banking. Banking Telecommunications. Bank Identification Codes", in its absence – business identification number, in the absence of a bank identification code and business identification number – alternative identification number, formed by the reporting bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan".

In line 2.5, for a legal entity that is a resident of the Republic of Kazakhstan, the value "1" is indicated, for a legal entity that is a non-resident of the Republic of Kazakhstan, the value "2" is indicated.

In line 2.6, the country of registration (incorporation) of the legal entity in the capital of which the reporting bank participates is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the Representation of Names of Countries and Their Administrative-Territorial Units".

11. Line 3 indicates information as of the date of acquisition of the investment.

Line 3.1 indicates the date of registration of the transaction with issued securities in the register of security holders system. For other transactions, the date (moment) of the emergence of ownership rights in accordance with the legislation of the Republic of Kazakhstan is indicated.

Line 3.2 indicates the purchase cost on the acquisition date, in tenge.

12. Lines 3.3 and 4.5 indicate the ratio in percent of the number of shares owned by the bank or branch of a non-resident bank of the Republic of Kazakhstan to the total number of issued (excluding preferred and repurchased) shares of the issuer or the percentage share of participation in the charter capital of the legal entity on the acquisition date and on the reporting date, respectively.

13. Lines 4.2 and 4.3 indicate account numbers in accordance with the Standard Chart of Accounts, on which the amounts of the bank's investment, including an Islamic bank, a branch of a non-resident bank of the Republic of Kazakhstan, including a branch of a non-resident Islamic bank, in the capital of subsidiaries, associated organizations, and other legal entities are accounted for, and the corresponding cost values as of the reporting date.

If the cost value is zero, indicators for lines 4.1, 4.2, and 4.3 are not submitted.

14. Line 4.4 indicates the number of shares in units (pieces). Line 4.4 allows for the entry of a fractional number (for instruments of participation in charter capitals), which is presented in decimal form with two decimal places.

15. Line 5 indicates the credit risk stage to which the investments are classified by the reporting bank or branch of a non-resident bank of the Republic of Kazakhstan as of the reporting date in accordance with International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments".

The indicator in line 5 is not filled for investments to which the requirements regarding impairment under International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments" and the internal Methodology for calculating provisions (reserves) of the bank or branch of a non-resident bank of the Republic of Kazakhstan do not apply.

Appendix 8
to the Rules on Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Other Classified Assets and Large Debtors

Index of the form intended for the collection of administrative data on a gratuitous basis: DEBTORS-1

Frequency: monthly, quarterly

Reporting period: as of "_" ________________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

1. by second-level banks:

in part of information on other classified assets – monthly, no later than the eleventh working day of the month following the reporting month;

additional report on other classified assets for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations) no later than January 31 of the year following the completed financial year

in part of information on large debtors – quarterly, no later than the fifteenth day of the month following the reporting quarter

2. by branches of non-resident banks of the Republic of Kazakhstan:

in part of information on other classified assets – monthly, no later than the eleventh working day of the month following the reporting month;

additional report on other classified assets for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations) no later than January 31 of the year following the completed financial year;

information on large debtors – not submitted

BIN: ____________

Collection method: in electronic form

Table 1. Information on Other Classified Assets

No.	Name of Indicators	Value
1	2	3
1	Reference
2	Cost (Amount for the Asset Group) at the End of the Reporting Period:
2.1	Type of Cost Indicator
2.2	Account Number
2.3	Amount
3	Credit Risk Stage

Table 2. Information on Large Debtors

No.	Name of Indicators	Value
1	2	3
1	Reference
2	Information on the Debtor:
2.1	Name
2.2	Type of Identifier
2.3	Identifier
2.4	Residency Status
2.5	Counterparty Registration Country
3	Type of Receivable
4	Currency Status
5	Contract Performance Term
6	Indicators on the Reporting Date:
6.1	Type of Cost Indicator
6.2	Account Number
6.3	Balance Amount at the End of the Reporting Period
7	Credit Risk Stage

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or Person Assigned the Function of Signing the Report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Other Classified Assets and Large Debtors".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on Other Classified Assets and Large Debtors"

Instructions for Filling Out the Form Intended for the Collection of Administrative Data on a Gratuitous Basis

Report on Other Classified Assets and Large Debtors

(index – DEBTORS-1, frequency – monthly, quarterly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Other Classified Assets" (hereinafter – the Form).

2. The Form is compiled by second-level banks monthly (indicators of the report on other classified assets), quarterly (indicators of the report on large debtors), by branches of non-resident banks monthly as of the end of the reporting period.

The unit of measurement used when filling out the Form is tenge. Cost indicators are indicated in numeric format with two decimal places.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – the System List of Data).

5. Account numbers in the Form and these instructions are indicated in accordance with the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan", and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan", and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 6793) (hereinafter – the Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except in cases specified in these instructions when the indicator is not submitted.

Chapter 2. Instructions for Filling Out the Form

7. The Form indicates information on large debtors and information on other assets subject to classification by impairment stages in accordance with International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments" in accordance with the internal Methodology for calculating provisions (reserves) of the bank, not included in other reporting forms provided by the Rules.

8. In lines 2.1, 2.2, and 3 of Table 1, values are selected from the System List of Data.

9. In lines 2.2 and 2.3 of Table 1, account numbers are indicated in accordance with the Standard Chart of Accounts, on which the amounts of other classified assets are accounted for, and the corresponding cost values as of the reporting date. If the cost value is zero, indicators for lines 2.1, 2.2, and 2.3 of Table 1 are not submitted.

10. Line 3 of Table 1 indicates the credit risk stage to which other classified assets are classified as of the reporting date in accordance with International Financial Reporting Standards (International Financial Reporting Standards – IFRS) 9 "Financial Instruments" and the internal methodology for calculating provisions (reserves) of the bank or branch of a non-resident bank of the Republic of Kazakhstan.

11. In lines 2.2, 2.4, 2.5, 3, 6.1, 6.2, and 7 of Table 2, values are selected from the System List of Data.

In line 2.5, the country of registration of the counterparty is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the Representation of Names of Countries and Their Administrative-Territorial Units".

12. Table 2 indicates information on the bank's large debtors meeting the following conditions:

as of the reporting date, a counterparty on receivables has been identified;

the counterparty is not a person related to the bank by special relations;

requirements for the counterparty arose as a result of concluding one or more of the following transactions:

sale, purchase, assignment of rights to claims on loans;

reclassification of a loan into receivables;

sale of recovered collateral property;

other transactions with the borrower of the second-level bank, excluding amounts reflected on the reporting date on accounts 1740, 1741, and group 1400 in accordance with the Standard Chart of Accounts;

performance by the second-level bank of obligations on issued and confirmed guarantees and letters of credit.

Information on receivables (regardless of the nature of the transaction) arising as a result of fraudulent actions of third parties, whose identity has not been established as of the reporting date, is indicated in the Form if they meet the requirements set out in paragraph 13 of these instructions. In this case, the bank or its structural subdivision is indicated as the debtor, and the value "Other" is indicated in line 3 of Table 2 for the type of receivable.

13. When filling out Table 2, second-level banks disclose the 25 (twenty-five) largest debtors of the second-level bank to which the second-level bank has the largest amount of claims.

14. Reference books in line 2 of Table 2 are maintained by second-level banks, and the corresponding information in the reference books is updated by second-level banks independently as necessary.

15. In line 2.1 of Table 2, the name of the debtor is indicated in accordance with the reference book maintained by the second-level bank.

For the identification of counterparties in lines 2.2 and 2.3 of Table 2, the following types of identifiers and their values are indicated:

for a legal entity – a bank identification code assigned to the bank's counterparty in accordance with the international standard of the International Organization for Standardization 9362 "Banking – Banking telecommunication messages – Bank identification codes", in their absence – an alternative identification number formed by the reporting bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan" (hereinafter – alternative identification number);

for an individual, including an individual entrepreneur – an individual identification number, in its absence – an alternative identification number.

16. In line 2.4 of Table 2, the value "1" is indicated for a debtor who is a resident of the Republic of Kazakhstan, and the value "2" is indicated for a debtor who is a non-resident of the Republic of Kazakhstan.

17. In line 4 of Table 2, the value "1" is indicated for debt expressed in foreign currency, and "0" is indicated in other cases.

18. In lines 6.2 and 6.3 of Table 2, account numbers are indicated in accordance with the Standard Chart of Accounts, on which the amounts of debt and their corresponding monetary values as of the reporting date are accounted for.

If the monetary value is zero, indicators for lines 6.1, 6.2, and 6.3 of Table 2 are not submitted.

19. In line 7 of Table 2, the stage of credit risk to which the debt is classified as of the reporting date is indicated in accordance with International Financial Reporting Standard (IFRS) 9 "Financial Instruments".

The indicator in line 7 of Table 2 is not filled in for debt to which the requirements regarding impairment under International Financial Reporting Standard (IFRS) 9 "Financial Instruments" and the internal Methodology for calculating provisions (reserves) of the bank do not apply.

Appendix 9
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Loans Issued and Interest Rates Thereon

Index of the form intended for the collection of administrative data on a gratuitous basis: LOANS-1

Frequency: monthly

Reporting period: as of "_" _____________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the eleventh working day of the month following the reporting month;

an additional report for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

No.	Name of Indicators	Value
1	2	3
1	Reference
2	Region
3	Type of lending subject
4	Category of business entity
5	Residency status
6	Homogeneity status
7	Currency status
8	Long-term loan status
9	Purpose of lending
10	Collateral status
11	Status of loan with overdue debt exceeding 90 (ninety) calendar days
12	Indicators for the reporting period:
12.1	issued during the reporting period
12.2	weighted average interest rate, %
13	Indicators at the end of the reporting period:
13.1	type of monetary indicator
13.2	account number
13.3	balance amount at the end of the reporting period
14	Stage of credit risk

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Loans Issued and Interest Rates Thereon".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on Loans Issued and Interest Rates Thereon"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Loans Issued and Interest Rates Thereon

(index – LOANS-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Loans Issued and Interest Rates Thereon" (hereinafter – Form).

2. The Form is compiled by second-level banks and branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting month. For an Islamic bank and a branch of a non-resident Islamic bank of the Republic of Kazakhstan, Islamic financial instruments related to trade financing transactions are included in the report.

The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in numeric format with two decimal places.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. Account numbers in the Form and this explanation are indicated in accordance with the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except in cases specified in this explanation when an indicator is not submitted.

Chapter 2. Explanation for Filling out the Form

7. The Form indicates information on loans issued by the bank, branch of a non-resident bank of the Republic of Kazakhstan as of the end of the reporting period, on the volumes of issuance of such loans in the reporting period, and on interest rates on loans issued during the reporting period. For an Islamic bank, branch of a non-resident Islamic bank of the Republic of Kazakhstan, information is provided on Islamic financial instruments related to trade financing transactions and applicable trade markups.

Information submitted via the Form does not include loans issued to banks or other financial organizations carrying out opening and maintenance of bank accounts, "reverse repo" operations, where the counterparty is such banks or organizations.

8. In lines 2, 3, 4, 5, 9, 10, 13.1, 13.2, and 14, values are selected from the System List of Data.

In line 2, the region is indicated at the level of an oblast or city of republican significance according to the national classifier of the Republic of Kazakhstan NK RK 11-2025 "Classifier of Administrative-Territorial Objects" (KATO).

9. In line 5, for a lending subject who is a resident of the Republic of Kazakhstan, the value "1" is indicated, and for a lending subject who is a non-resident of the Republic of Kazakhstan, the value "2" is indicated.

10. In line 6, for homogeneous loans, the value "1" is indicated, and in other cases, "0" is indicated.

11. In line 7, for loans issued in foreign currency, the value "1" is indicated, and in other cases, "0" is indicated.

12. In line 8, for loans provided for a term exceeding 1 (one) year, the value "1" is indicated, and for loans provided for a term of up to 1 (one) year (inclusive), "0" is indicated.

13. Loans issued via payment cards and not identifiable by other lending purposes are classified in line 9 as consumer purpose loans.

14. In line 10, if collateral is present, a value is selected from the System List of Data corresponding to the type of collateral accounting for the largest share of debt.

15. In line 11, the value "1" is indicated for loans with overdue debt on the principal amount and (or) accrued interest exceeding 90 (ninety) calendar days, and in other cases, "0" is indicated.

16. In line 12.1, the amount of loans issued during the reporting month is indicated.

17. In line 12.2, the weighted average interest rate on loans actually submitted in the reporting period, information on which is provided in line 12.1, is indicated. The nominal interest rate specified in the corresponding loan agreements is used for the calculation.

The calculation of the weighted average interest rate is carried out according to the formula:

where:

R_avg – weighted average interest rate;

R_n – interest rate on the n-th loan;

Q_n – volume of the n-th loan issued in the reporting period

For Islamic banks, for branches of non-resident Islamic banks of the Republic of Kazakhstan, in line 12.2, the weighted average indicator of trade markup on trade financing transactions carried out in the reporting period is indicated.

18. In lines 13.2 and 13.3, account numbers are indicated in accordance with the Standard Chart of Accounts, on which the amounts of loans (trade financing) issued by the bank, branch of a non-resident bank of the Republic of Kazakhstan, including an Islamic bank, branch of a non-resident Islamic bank of the Republic of Kazakhstan, and their corresponding monetary values as of the reporting date are accounted for.

If the monetary value is zero, indicators for lines 13.1, 13.2, 13.3, and 14 are not submitted.

19. In line 14, the stage of credit risk to which the issued loans are classified as of the end of the reporting period is indicated in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated September 29, 2025 No. 61 "On Approval of the Rules for Creation of Provisions (Reserves) in accordance with International Financial Reporting Standards and Requirements of the Legislation of the Republic of Kazakhstan on Accounting and Financial Reporting" (registered in the Registry of State Registration of Normative Legal Acts under No. 36994) (hereinafter – Rules).

The indicator in line 14 is not filled in for issued loans to which the requirements regarding impairment under the Rules do not apply.

Appendix 10
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them

Index of the form intended for the collection of administrative data on a gratuitous basis: AFFIL-1

Frequency: monthly

Reporting period: as of "_" ______________ 20 year

List of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

in part of the registry of persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations – monthly, no later than the seventh working day of the month following the reporting month – in case of changes or receipt of data provided for in reporting that occurred in the reporting month;

in part of information on transactions with persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, and additional information to the report on persons related to the bank by special relations and transactions with them – monthly, no later than the fifteenth working day of the month following the reporting month

BIN: ____________

Collection method: in electronic form

Table 1. Registry of Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations

No.	Name of Indicators	Value
1	Person Identifier
1.1	Type of Identifier
1.2	Identification Number
2	Additional Person Identifier:
2.1	Type of Identifier
2.2	Identification Number
3	Name (for a legal entity), surname, first name, patronymic (if any) (for an individual)
4	Status of Individual
5	Country of Registration
6	Status according to which the person is classified as a person related to the bank by special relations
7	Date from which the person was included in the registry of persons related to the bank by special relations
8	Date from which the person was excluded from the registry of persons related to the bank by special relations

Table 2. Information on Transactions with Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations

No.	Name of Indicators	Value
1	Person Identifier
1.1	Type of Identifier
1.2	Identification Number
2	Transaction Information under Contract Terms:
2.1	Reference (code) of the transaction
2.2	Contract Number
2.3	Date of Conclusion of Contract (Start of Performance of Transaction Conditions)
2.4	Date of Expiration of Contract (Performance of Transaction Conditions)
2.5	Type of Operation
2.6	Purpose of Transaction
2.7	Currency Code
2.8	Transaction Amount
2.9	Interest Rate
3	Details of Decision by Authorized Body (Person):
3.1	Number
3.2	Date
4	Status of Conclusion of Transaction under Standard Terms
5	Transaction Value Indicators as of Reporting Date:
5.1	Type of Monetary Indicator
5.2	Account Number
5.3	Amount
6	Note

Table 3. Additional Information on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them

No.	Name of Indicators	Value
1	2	3
1	Type of Indicator
2	Amount

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them"

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them

(index – AFFIL-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Persons Related to the Bank, Branch of a Non-Resident Bank of the Republic of Kazakhstan by Special Relations, and Transactions with Them" (hereinafter – Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting period.

The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in numeric format with two decimal places.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – System List of Data).

5. Account numbers in the Form and this explanation are indicated in accordance with the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts for Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793) (hereinafter – Standard Chart of Accounts).

6. All indicators are mandatory for filling out, except in cases specified in this explanation when an indicator is not submitted.

Chapter 2. Explanation for Filling out the Form

7. The Form indicates:

in Table 1 – values for indicators of the registry of persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations;

in Table 2 – values for indicators of the report on transactions with persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, including information on all transactions of the bank with such persons concluded during the reporting month and (or) valid as of the reporting date;

in Table 3 – additional information to the report on persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, and transactions with them.

8. In lines 1.1, 5, and 6 of Table 1, lines 1.1, 2.5, 2.6, 2.7, 5.1, and 5.2 of Table 2, and line 1 of Table 3, values are selected from reference books posted in the information system "Web Portal of the National Bank of the Republic of Kazakhstan".

In line 5 of Table 1, the country of registration is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the Representation of Names of Countries and Their Administrative-Territorial Units".

9. The status of a person's special relationship with a second-level bank, branch of a non-resident bank of the Republic of Kazakhstan is determined in accordance with Article 49 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan".

10. Table 1 indicates information on all persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations as of the reporting date and who were related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations during the reporting period.

For the identification of persons related to a second-level bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, in lines 1.1 and 1.2 of Tables 1 and 2, the following types of identifiers and their values are indicated:

for a legal entity – a business identification number or a bank identification code assigned to the counterparty of the bank, branch of a non-resident bank of the Republic of Kazakhstan in accordance with the international standard of the International Organization for Standardization 9362 "Banking – Banking telecommunication messages – Bank identification codes", in their absence – an alternative identification number formed by the reporting bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan" (hereinafter – alternative identification number);

for an individual, including an individual entrepreneur – an individual identification number, in its absence – an alternative identification number.

If persons related to a second-level bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations have multiple identifiers, the additional identifier is indicated in line 2 of Table 1.

In line 3 of Table 1, the name (for a legal entity), surname, first name, patronymic (if any) (for an individual) is indicated in accordance with the reference book of persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, which is maintained by the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan.

11. In line 4 of Table 1, for a person related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations who is an individual (including an individual entrepreneur), the value "1" is indicated, and in other cases, "0" is indicated.

12. In line 6 of Table 1, multiple current values may be reflected simultaneously. If a person has multiple statuses of special relationship with the bank, branch of a non-resident bank of the Republic of Kazakhstan, all statuses are indicated in line 6 of Table 1.

13. In line 7 of Table 1, the date from which the bank, branch of a non-resident bank of the Republic of Kazakhstan became aware of the presence of the status (statuses) of special relationship of the person with the bank, branch of a non-resident bank of the Republic of Kazakhstan is indicated.

In subsequent reporting periods, lines 7 and 8 of Table 1 are filled in upon inclusion or exclusion of persons from the registry of persons related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations.

14. Table 2 shall contain information on all transactions of the bank, branch of a non-resident bank of the Republic of Kazakhstan with persons having special relations with it, the amount of which for each type of bank operations with a person having special relations with it exceeds 0.01 (zero whole one hundredth) percent in aggregate of the size of the regulatory own capital of the second-level bank or 0.01 (zero whole one hundredth) percent in aggregate of the size of assets accepted as a reserve of the branch of a non-resident bank of the Republic of Kazakhstan, calculated in accordance with the Maximum Values and Methodology for Calculating Prudential Standards and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic banks that are non-residents of the Republic of Kazakhstan), including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic banks that are non-residents of the Republic of Kazakhstan) accepted as a reserve and their minimum size, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Standards and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methodologies, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as a Reserve and Their Minimum Size" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38502).

If the bank's equity has a negative value, Table 2 shall contain information on all transactions of the bank with persons having special relations with it, the amount of which for each type of bank operations with a person having special relations with it exceeds 0.001 (zero whole one thousandth) percent in aggregate of the size of the bank's assets.

Table 2 shall not include operations for the conversion of foreign currency (cash and non-cash) carried out by the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan through a bank account within the framework of a contract concluded by the decision of the Board of Directors of the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan with a person having special relations with the bank, branch of a non-resident bank of the Republic of Kazakhstan, as well as information on transfer operations between own accounts of one person having special relations with the bank.

15. In line 2.1 of Table 2, the reference (code) of the transaction is indicated, which serves as a unique identifier of this transaction in the digital system of the bank, branch of a non-resident bank of the Republic of Kazakhstan.

16. When selecting the type of operation in line 2.5 of Table 2 "dividends paid to persons having special relations with the bank, branch of a non-resident bank of the Republic of Kazakhstan" and "dividends paid to the bank by persons having special relations with the bank", line 2.3 of Table 2 indicates the date of payment and the date of receipt of dividends, respectively.

In line 2.8 of Table 2, the amount of paid dividends is indicated, and in line 5.3 of Table 2 for the type of financial indicator "Accrued Income, Expenses" – the amount of accrued dividends.

17. Upon extension of the contract, in line 2.4 of Table 2, the corresponding date to which the contract is extended is indicated, in line 5.3 of Table 2 for the type of financial indicator "Principal Debt" – the amount of the book balance as of the reporting date during the period of action of the extended contract of the transaction.

18. In line 2.6 of Table 2, the purpose of the transaction is indicated in accordance with the reference book kept by the bank.

19. In line 2.7 of Table 2, currency codes are indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds".

20. In line 2.8 of Table 2, the amount of the transaction specified in the contract is reflected.

The amount of the transaction under a contract in foreign currency is indicated in conversion at the market exchange rate of currency, determined in the manner provided for by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983), as of the date of conclusion of the contract.

21. In line 2.9 of Table 2, the reward rate for the transaction is indicated in accordance with the terms of the contract in percent per annum.

22. In lines 3.1 and 3.2 of Table 2, the details of the first decision of the authorized body (person) on the conclusion (execution) by the bank, branch of a non-resident bank of the Republic of Kazakhstan of a transaction with a person having special relations with it are reflected.

Indicators in lines 3.1 and 3.2 of Table 2 are not filled in if the indicator in line 4 of Table 2 indicates the value "1".

If at the time of concluding the transaction the person did not have a sign of being related to the bank, branch of a non-resident bank of the Republic of Kazakhstan by special relations, values in lines 3.1 and 3.2 of Table 2 are not submitted.

23. In line 4 of Table 2, when concluding a transaction with a person having special relations with the bank, branch of a non-resident bank of the Republic of Kazakhstan, in accordance with the standard terms of such transactions approved by the Board of Directors of the bank and applied to similar transactions with third parties who are not persons having special relations with the bank, "1" is indicated, in other cases "0" is indicated.

24. In lines 5.2 and 5.3 of Table 2, account numbers are indicated in accordance with the Standard Chart of Accounts, on which the amounts of the bank's transactions with persons having special relations with it are accounted for, and the corresponding financial values as of the reporting date.

If the financial value is equal to zero, indicators in lines 5.1, 5.2 and 5.3 of Table 2 are not submitted.

25. When selecting the type of financial indicator in line 5.1 of Table 2 "income, expenses", in line 5.3 the amounts of interest income, expenses on the transaction as of the reporting date, reflected on the corresponding balance sheet accounts of classes 4 and 5 in accordance with the Standard Chart of Accounts are indicated.

26. Table 3 shall contain information on transactions with persons having special relations with the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan in the total amount, without disclosure in terms of subjects and transactions.

Line 1 of Table 3 is filled in accordance with the System List of Data:

the total amount of transactions of the second-level bank with persons having special relations with it, the amounts of which for each type of operations of the second-level bank with a person having special relations with it do not exceed 0.01 (zero whole one hundredth) percent in aggregate of the size of the own capital of the second-level bank, calculated in accordance with the Regulatory Values, as of the reporting date;

the total amount of loans of clients of the second-level bank, insured at a insurance organization that is a person having special relations with the second-level bank, as of the reporting date.

Appendix 11
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form for the Collection of Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The form for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Accounts and Deposits of Resident Clients

Index of the form for the collection of administrative data on a gratuitous basis: RESDEP-1

Periodicity: monthly

Reporting period: as of "___" ______________20 year

Circle of persons submitting the form for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadlines for submitting the form for the collection of administrative data on a gratuitous basis:

monthly, no later than the eighth working day of the month following the reporting month

additional report for December (taking into account closing entries for interbank operations) is submitted (if there are interbank operation turnovers in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

No.	Name of Indicators	Value
1	2	3
1	Reference
2	Information on depositors and bank region:
2.1	counterparty category
2.2	Region
3	Information at the end of the reporting period:
3.1	type of account (deposit)
3.2	currency denomination sign
3.3	deposit term
3.4	weighted average annual reward rate, %
3.5	inflow during the reporting period
3.6	outflow during the reporting period
3.7	balance of money in accounts (deposits)

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form for the collection of administrative data on a gratuitous basis "Report on Accounts and Deposits of Resident Clients".

Appendix
to the form for the collection of administrative data on a gratuitous basis "Report on Accounts and Deposits of Resident Clients"

Explanation for filling out the form for the collection of administrative data on a gratuitous basis

Report on Accounts and Deposits of Resident Clients

(index – RESDEP-1, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form for the collection of administrative data on a gratuitous basis "Report on Accounts and Deposits of Resident Clients" (hereinafter – the Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting month.

The unit of measurement for financial indicators of the Form is tenge. Financial indicators are indicated in numeric format with two decimal places.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – the System List of Data).

5. All indicators are mandatory for filling in, except for those specified in this explanation, when the indicator is not submitted.

Chapter 2. Explanation for Filling out the Form

6. In lines 2.1, 2.2, 3.1, 3.2 and 3.3, values are selected from reference books posted in the information system "Web Portal of the National Bank of the Republic of Kazakhstan".

7. When filling out the Form, second-level banks, branches of non-resident banks of the Republic of Kazakhstan disclose information on accounts and deposits of resident clients of the Republic of Kazakhstan, classified under the codes of the group of economic sectors "6", "7", "8" or "9" in accordance with the Rules for the Application of Economic Sector Codes and Payment Purpose Codes, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for the Application of Economic Sector Codes and Payment Purpose Codes" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365), which is coordinated with the National Classifier of Economic Sectors (NCS).

8. In line 2.1, code "1" is indicated if the counterparty (depositor) is a legal entity, code "2" if the counterparty (depositor) is an individual (including individual entrepreneurs).

9. In line 2.2, the region of the branch of the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan servicing the account is indicated, at the level of the region or city of republican significance in accordance with the National Classifier of the Republic of Kazakhstan NK RK 11-2025 "Classifier of Administrative-Territorial Objects" (KATO).

10. In line 3.3, accounts and deposits are distributed by terms based on bank deposit contracts with clients.

For term and savings deposits for which the contract term has expired, but the deposit has not been claimed by the client, in line 3.3 the deposit term code "6" is indicated, provided that:

1. the client is an inactive taxpayer or has tax and social payment arrears, and restrictions (collection orders, orders to suspend expenditure operations) have been issued by the tax authorities of the Republic of Kazakhstan on the client's account;

2. claims from third parties for the withdrawal of money from the bank account and (or) attachment of money located in the bank account have been presented to the client's account;

3. the bank extends this deposit on "demand deposit" terms.

For conditional deposits, in line 3.3 the deposit term code "06" is indicated.

11. In line 3.4, the weighted average reward rates on the amounts of inflows to accounts and deposits of resident clients for the reporting period are reflected. For calculation, the nominal reward rate specified in the corresponding contracts is used. The amount of inflows to accounts and deposits of clients does not include the amount of rewards paid by the bank on accounts and deposits.

12. In line 3.5, the amount of inflow to the account, deposit for the reporting period for all replenishment operations is indicated, excluding the amount of reward paid by the bank on the account, deposit.

In line 3.6, the amount of outflow from the account, deposit for the reporting period for operations of partial withdrawal or withdrawal (closure) of the account, deposit is indicated.

13. In line 3.7, the amount of the bank's obligations on accounts, deposits at the end of the reporting period is indicated, excluding accrued rewards.

14. For accounts and deposits in foreign currency, amounts are recalculated at the market exchange rate of currency in accordance with the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983):

for lines 3.5 and 3.6 – as of the date of the operation with foreign currency;

for line 3.7 – as of the reporting date.

Appendix 12
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form for the Collection of Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The form for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Main Sources of Attracted Funds

Index of the form for the collection of administrative data on a gratuitous basis: FUND-1

Periodicity: monthly

Reporting period: as of "_" ______________ 20 year

Circle of persons submitting the form for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form for the collection of administrative data on a gratuitous basis: monthly, no later than the fifteenth day of the month following the reporting month

BIN: ____________

Collection method: in electronic form

No.	Name of Indicators	Value
1	2	3
1	Reference
2	Information on counterparty:
2.1	name, surname, first name, patronymic (if any)
2.2	type of identifier
2.3	identifier
2.4	counterparty category
2.5	residency sign
2.6	country of registration
2.7	affiliation to the group of companies
3	Type of Funding
4	Currency Sign
5	Book Value of Obligation as of the Reporting Date
5.1	discount included in the book value

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form for the collection of administrative data on a gratuitous basis "Report on Main Sources of Attracted Funds".

Appendix
to the form for the collection of administrative data on a gratuitous basis "Report on Main Sources of Attracted Funds"

Explanation for filling out the form for the collection of administrative data on a gratuitous basis

Report on Main Sources of Attracted Funds
(index – FUND-1, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form for the collection of administrative data on a gratuitous basis "Report on Main Sources of Attracted Funds" (hereinafter – the Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan monthly as of the end of the reporting period.

The unit of measurement used when filling out the Form is tenge. Financial indicators are indicated in numeric format with two decimal places.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

4. When filling out the Form, codes are indicated in accordance with the digital resource used for data processing (hereinafter – the System List of Data).

5. Account numbers in the Form and this explanation are indicated in accordance with the Standard Chart of Accounts of Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts of Accounting in Second-Level Banks, Mortgage Organizations, Joint Stock Company "Bank of Development of Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 6793) (hereinafter – the Standard Chart of Accounts).

6. All indicators are mandatory for filling in, except for those specified in this explanation, when the indicator is not submitted.

Chapter 2. Explanation for Filling out the Form

7. The Form shall contain information on the largest depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan – individuals and legal entities, the amount of obligations (total amount of obligations) of the bank to which constitutes not less than 10 (ten) million tenge and is included in the number of 30 (thirty) largest values of the list of depositors (creditors) of the bank, formed in descending order of the amount of obligations.

If the depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan are a group of related persons, including a legal entity, its major participants and (or) subsidiary organizations, then for the purpose of determining the status of the largest depositor (creditor) of the bank, the total amount of obligations of the bank to the specified persons is considered.

If the depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan are several branches of one legal entity, then in the Form the amount of obligations in aggregate for the given legal entity is indicated.

8. The Form shall indicate the book value of money attracted by the bank, branch of a non-resident bank of the Republic of Kazakhstan, including accrued rewards, positive (negative) adjustments, discounts and premiums on demand accounts and deposits, term, savings and conditional deposits, loans, issued securities, perpetual financial instruments, subordinated debts.

9. In lines 2.2, 2.4, 2.5, 2.6 and 3, values are selected from the System List of Data.

In line 2.6, the country of registration is indicated in accordance with the National Classifier of the Republic of Kazakhstan NK RK ISO 3166-1 "Codes for the Representation of Names of Countries and Units of Their Administrative-Territorial Subdivisions".

10. If a group of related persons, including a legal entity, its major participants and (or) subsidiary organizations, is included in the number of the largest depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan, then information in the Form is indicated separately for each of the specified persons.

11. The status of major participants of a legal entity (whose share of participation is 10 (ten) percent and more) and (or) its subsidiary organizations for the purposes of paragraphs 7 and 10 of this explanation is updated by the bank, branch of a non-resident bank of the Republic of Kazakhstan as of the beginning of each calendar month.

12. The Joint Stock Company "Unified Accumulative Pension Fund", the funds of which are placed by it independently and (or) by organizations as a trustee managing pension assets, is not included in the number of the largest depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan.

13. In line 2.1, the name of the counterparty (depositor, creditor) is indicated in accordance with the reference book kept by the reporting bank, branch of a non-resident bank of the Republic of Kazakhstan. For individuals, the indicator in line 2.1 may be replaced by a conditional designation of individual clients, for example, individual 1, individual 2, and so on.

For the identification of the largest depositors (creditors) of the bank, branch of a non-resident bank of the Republic of Kazakhstan in lines 2.2 and 2.3, the following types of identifiers and their values are indicated:

for a legal entity – business identification number or bank identification code assigned to the counterparty of the bank, branch of a non-resident bank of the Republic of Kazakhstan in accordance with the international standard of the International Organization for Standardization 9362 "Banking – Bank-to-Bank Telecommunications Messaging – Bank Identification Codes", in their absence – an alternative identification number formed by the reporting bank according to the algorithm established for the digital system "Web Portal of the National Bank of the Republic of Kazakhstan" (hereinafter – alternative identification number);

for an individual, including an individual entrepreneur – individual identification number, in its absence – alternative identification number.

14. In line 2.4, code "1" is indicated if the creditor (depositor) is a legal entity, code "2" if the creditor (depositor) is an individual (including individual entrepreneurs).

15. In line 2.5, the value "1" is indicated for a counterparty that is a resident of the Republic of Kazakhstan, and the value "2" is indicated for a counterparty that is a non-resident of the Republic of Kazakhstan.

16. If the parent company of the group or the individual representing the parent level of the group is a client of the bank or the branch of a non-resident bank of the Republic of Kazakhstan, then the name of the company or the surname, first name, and patronymic (if available) or a conditional designation (by analogy with the example provided in paragraph 13 of this explanation) of the individual is indicated in line 2.7.

If the parent company of the group or the individual representing the parent level of the group is not a client of the bank or the branch of a non-resident bank of the Republic of Kazakhstan, the name of the depositor (creditor) of the bank-legal entity is repeated in line 2.7.

For quasi-state sector companies, the parent company is indicated in line 2.7 even if it is not a client of the bank or the branch of a non-resident bank of the Republic of Kazakhstan.

If the depositor (creditor) of the bank-legal entity has two or more major participants and there is no parent company of the group, then the legal entity before which the bank or the branch of a non-resident bank of the Republic of Kazakhstan has obligations is indicated in line 2.7 (in the absence of obligations to other major participants of the legal entity).

If the bank or the branch of a non-resident bank of the Republic of Kazakhstan has obligations to several major participants of the legal entity, the major participant with the largest share in the capital of the legal entity is indicated in line 2.7, and in case of equal shares – the major participant, the amount of obligations of the bank or the branch of a non-resident bank of the Republic of Kazakhstan to which is greater as of the reporting date.

17. In line 4, for obligations in foreign currency, the value "1" is indicated, in other cases "0" is indicated.

18. In line 5, the book value of money attracted by the bank or the branch of a non-resident bank of the Republic of Kazakhstan is indicated, including accrued remuneration, positive (negative) adjustments, discounts, and premiums.

19. The value in line 5 includes the value in line 5.1.

20. Islamic banks and branches of non-resident Islamic banks of the Republic of Kazakhstan fill in line 5 taking into account balances on balance sheet account 7830 "Obligations under an investment deposit agreement" in accordance with the Standard Chart of Accounts.

21. The indicator in line 5.1 is not reported in the absence of a discount included in the book value.

Appendix 13
to the Rules for Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, and JSC "Development Bank of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on volumes and interest rates of individual deposits

Index of the form intended for the collection of administrative data on a gratuitous basis: INDDEP-1

Frequency: monthly

Reporting period: as of "_" ________________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks that are participants in the system of mandatory deposit insurance, branches of non-resident banks of the Republic of Kazakhstan that are participants in the system of mandatory deposit insurance

Deadlines for submitting the form intended for the collection of administrative data on a gratuitous basis:

monthly, no later than the twelfth working day of the month following the reporting month;

additional report for December (taking into account closing turnovers on interbank operations) is submitted (if there are turnovers on interbank operations in the reporting month) no later than January 31 of the year following the completed financial year

BIN: ____________

Collection method: in electronic form

Table 1. Information on individual deposits

(in tenge)

№	Name	Total deposits, including:	Up to 1 (one) month inclusive	Over 1 (one) to 3 (three) months inclusive
1	2	3	4	5
1	Total deposits of individuals in national and foreign currencies, including:
1.1	Deposits in national currency, including:
1.1.1	Deposits not meeting term conditions, including:
1.1.1.1	Conditional deposits, including:
1.1.1.1.1	up to 1 (one) million tenge inclusive
1.1.1.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.1.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.1.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.1.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.1.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.1.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.1.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.1.1.9	over 500 (five hundred) million tenge
1.1.1.1.10	conditional deposits of persons related to the second-level bank by special relations
1.1.1.2	Term deposits, including:
1.1.1.2.1	up to 1 (one) million tenge inclusive
1.1.1.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.1.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.1.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.1.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.1.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.1.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.1.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.1.2.9	over 500 (five hundred) million tenge
1.1.1.2.10	term deposits in national currency of persons related to the second-level bank by special relations
1.1.2	Deposits meeting term conditions, including:
1.1.2.1	with the right to replenishment, including:
1.1.2.1.1	up to 1 (one) million tenge inclusive
1.1.2.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.2.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.2.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.2.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.2.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.2.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.2.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.2.1.9	over 500 (five hundred) million tenge
1.1.2.1.10	deposits meeting term conditions with the right to replenishment of persons related to the second-level bank by special relations
1.1.2.2	without the right to replenishment, including:
1.1.2.2.1	up to 1 (one) million tenge inclusive
1.1.2.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.2.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.2.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.2.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.2.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.2.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.2.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.2.2.9	over 500 (five hundred) million tenge
1.1.2.2.10	deposits meeting term conditions without the right to replenishment of persons related to the second-level bank by special relations
1.1.3	Savings deposits, including:
1.1.3.1	with the right to replenishment, including:
1.1.3.1.1	up to 1 (one) million tenge inclusive
1.1.3.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.3.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.3.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.3.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.3.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.3.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.3.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.3.1.9	over 500 (five hundred) million tenge
1.1.3.1.10	savings deposits with the right to replenishment of persons related to the second-level bank by special relations
1.1.3.2	without the right to replenishment, including:
1.1.3.2.1	up to 1 (one) million tenge inclusive
1.1.3.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.3.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.3.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.3.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.3.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.3.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.3.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.3.2.9	over 500 (five hundred) million tenge
1.1.3.2.10	savings deposits without the right to replenishment of persons related to the second-level bank by special relations
1.1.4	Current accounts, including:
1.1.4.1	up to 1 (one) million tenge inclusive
1.1.4.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.4.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.4.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.4.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.4.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.4.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.4.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.4.9	over 500 (five hundred) million tenge
1.1.4.10	current accounts of persons related to the second-level bank by special relations
1.1.5	Demand deposits, including:
1.1.5.1	up to 1 (one) million tenge inclusive
1.1.5.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
1.1.5.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
1.1.5.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
1.1.5.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
1.1.5.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
1.1.5.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
1.1.5.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
1.1.5.9	over 500 (five hundred) million tenge
1.1.5.10	demand deposits of persons related to the second-level bank by special relations
2	Deposits in foreign currency, including:
2.1	Deposits not meeting term conditions, including:
2.1.1	Conditional deposits, including:
2.1.1.1	up to 1 (one) million tenge inclusive
2.1.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.1.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.1.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.1.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.1.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.1.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.1.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.1.1.9	over 500 (five hundred) million tenge
2.1.1.10	conditional deposits of persons related to the second-level bank by special relations
2.1.2	Term deposits, including:
2.1.2.1	up to 1 (one) million tenge inclusive
2.1.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.1.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.1.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.1.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.1.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.1.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.1.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.1.2.9	over 500 (five hundred) million tenge
2.1.2.10	term deposits of persons related to the second-level bank by special relations
2.2	Deposits meeting term conditions, including:
2.2.1	with the right to replenishment, including:
2.2.1.1	up to 1 (one) million tenge inclusive
2.2.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.2.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.2.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.2.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.2.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.2.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.2.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.2.1.9	over 500 (five hundred) million tenge
2.2.1.10	deposits meeting term conditions with the right to replenishment of persons related to the second-level bank by special relations
2.2.2	without the right to replenishment, including:
2.2.2.1	up to 1 (one) million tenge inclusive
2.2.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.2.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.2.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.2.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.2.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.2.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.2.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.2.2.9	over 500 (five hundred) million tenge
2.2.2.10	deposits meeting term conditions without the right to replenishment of persons related to the second-level bank by special relations
2.3	Savings deposits, including:
2.3.1	with the right to replenishment, including:
2.3.1.1	up to 1 (one) million tenge inclusive
2.3.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.3.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.3.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.3.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.3.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.3.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.3.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.3.1.9	over 500 (five hundred) million tenge
2.3.1.10	savings deposits with the right to replenishment of persons related to the second-level bank by special relations
2.3.2	without the right to replenishment, including:
2.3.2.1	up to 1 (one) million tenge inclusive
2.3.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.3.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.3.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.3.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.3.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.3.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.3.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.3.2.9	over 500 (five hundred) million tenge
2.3.2.10	savings deposits without the right to replenishment of persons related to the second-level bank by special relations
2.4	Current accounts, including:
2.4.1	up to 1 (one) million tenge inclusive
2.4.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.4.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.4.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.4.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.4.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.4.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.4.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.4.9	over 500 (five hundred) million tenge
2.4.10	current accounts of persons related to the second-level bank by special relations
2.5	Demand deposits, including:
2.5.1	up to 1 (one) million tenge inclusive
2.5.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
2.5.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
2.5.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
2.5.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
2.5.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
2.5.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
2.5.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
2.5.9	over 500 (five hundred) million tenge
2.5.10	demand deposits of persons related to the second-level bank by special relations
3	Deposits in national currency, part of the remuneration for which is subsidized by the state, opened within the framework of housing construction savings, state educational savings system, including:
3.1	up to 1 (one) million tenge inclusive
3.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
3.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
3.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
3.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
3.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
3.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
3.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
3.9	over 500 (five hundred) million tenge
3.10	deposits in national currency, part of the remuneration for which is subsidized by the state, opened within the framework of housing construction savings, state educational savings system of persons related to the second-level bank by special relations
4	Deposits in national currency with a floating interest rate, including:
4.1	Term deposits, including:
4.1.1	up to 1 (one) million tenge inclusive
4.1.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
4.1.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
4.1.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
4.1.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
4.1.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
4.1.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
4.1.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
4.1.9	over 500 (five hundred) million tenge
4.1.10	term deposits with a floating interest rate of persons related to the second-level bank by special relations
4.2	Savings deposits, including:
4.2.1	up to 1 (one) million tenge inclusive
4.2.2	from 1 (one) million tenge to 3 (three) million tenge inclusive
4.2.3	from 3 (three) million tenge to 5 (five) million tenge inclusive
4.2.4	from 5 (five) million tenge to 10 (ten) million tenge inclusive
4.2.5	from 10 (ten) million tenge to 15 (fifteen) million tenge inclusive
4.2.6	from 15 (fifteen) million tenge to 20 (twenty) million tenge inclusive
4.2.7	from 20 (twenty) million tenge to 50 (fifty) million tenge inclusive
4.2.8	from 50 (fifty) million tenge to 500 (five hundred) million tenge inclusive
4.2.9	over 500 (five hundred) million tenge
4.2.10	savings deposits with a floating interest rate of persons related to the second-level bank by special relations

continuation of the table:

Over 3 (three) to 6 (six) months inclusive	Over 6 (six) to 12 (twelve) months inclusive	Over 12 (twelve) to 24 (twenty-four) months inclusive	Over 24 (twenty-four) months	Without a fixed term	Number of accounts, including:	Up to 1 (one) month inclusive
6	7	8	9	10	11	12

continuation of the table:

Over 1 (one) to 3 (three) months inclusive	Over 3 (three) to 6 (six) months inclusive	Over 6 (six) to 12 (twelve) months inclusive	Over 12 (twelve) to 24 (twenty-four) months inclusive	Over 24 (twenty-four) months	Without a fixed term
13	14	15	16	17	18

Table 1.1. Information on deposits of individuals of branches of non-resident banks of the Republic of Kazakhstan

(in tenge)

№	Name	Total deposits, including:	Up to 1 (one) month inclusive	From 1 (one) to 3 (three) months inclusive	From 3 (three) to 6 (six) months inclusive	From 6 (six) to 12 (twelve) months inclusive
1	2	3	4	5	6	7
1	Total deposits of physical persons in national and foreign currencies, including:
1.1	Deposits in national currency, including:
1.1.1	Deposits not meeting term conditions, including:
1.1.1.1	Conditional deposits, including:
1.1.1.1.1	up to 500 (five hundred) million tenge inclusive
1.1.1.1.2	over 500 (five hundred) million tenge
1.1.1.1.3	conditional deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.1.2	Term deposits, including:
1.1.1.2.1	up to 500 (five hundred) million tenge inclusive
1.1.1.2.2	over 500 (five hundred) million tenge
1.1.1.2.3	term deposits in national currency of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.2	Deposits meeting term conditions, including:
1.1.2.1	with the right to replenishment, including:
1.1.2.1.1	up to 500 (five hundred) million tenge inclusive
1.1.2.1.2	over 500 (five hundred) million tenge
1.1.2.1.3	deposits meeting term conditions with the right to replenishment of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.2.2	without the right to replenishment, including:
1.1.2.2.1	up to 500 (five hundred) million tenge inclusive
1.1.2.2.2	over 500 (five hundred) million tenge
1.1.2.2.3	deposits meeting term conditions without the right to replenishment of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.3	Savings deposits, including:
1.1.3.1	with the right to replenishment, including:
1.1.3.1.1	up to 500 (five hundred) million tenge inclusive
1.1.3.1.2	over 500 (five hundred) million tenge
1.1.3.1.3	savings deposits with the right to replenishment of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.3.2	without the right to replenishment, including:
1.1.3.2.1	up to 500 (five hundred) million tenge inclusive
1.1.3.2.2	over 500 (five hundred) million tenge
1.1.3.2.3	savings deposits without the right to replenishment of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.4	Current accounts, including:
1.1.4.1	up to 500 (five hundred) million tenge inclusive
1.1.4.2	over 500 (five hundred) million tenge
1.1.4.3	current accounts of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
1.1.5	Demand deposits, including:
1.1.5.1	up to 500 (five hundred) million tenge inclusive
1.1.5.2	over 500 (five hundred) million tenge
1.1.5.3	demand deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2	Deposits in foreign currency, including:
2.1	Deposits not meeting term conditions, including:
2.1.1	Conditional deposits, including:
2.1.1.1	up to 500 (five hundred) million tenge inclusive
2.1.1.2	over 500 (five hundred) million tenge
2.1.1.3	conditional deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2.1.2	Term deposits, including:
2.1.2.1	up to 500 (five hundred) million tenge inclusive
2.1.2.2	over 500 (five hundred) million tenge
2.1.2.3	term deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2.2	Deposits meeting term conditions, including:
2.2.1	up to 500 (five hundred) million tenge inclusive
2.2.2	over 500 (five hundred) million tenge
2.2.3	deposits meeting term conditions with the right to replenishment of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2.3	savings deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2.4	Current accounts, including:
2.4.1	up to 500 (five hundred) million tenge inclusive
2.4.2	over 500 (five hundred) million tenge
2.4.3	current accounts of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
2.5	Demand deposits, including:
2.5.1	up to 500 (five hundred) million tenge inclusive
2.5.2	over 500 (five hundred) million tenge
2.5.3	demand deposits of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
3	Deposits in national currency, for which part of the reward is subsidized by the state, opened within the framework of housing construction savings, state educational savings system, including:
3.1	up to 500 (five hundred) million tenge inclusive
3.2	over 500 (five hundred) million tenge
3.3	deposits in national currency, for which part of the reward is subsidized by the state, opened within the framework of housing construction savings, state educational savings system of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
4	Deposits in national currency with a floating interest rate, including:
4.1	Term deposits, including:
4.1.1	up to 500 (five hundred) million tenge inclusive
4.1.2	over 500 (five hundred) million tenge
4.1.3	term deposits with a floating interest rate of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations
4.2	Savings deposits, including:
4.2.1	up to 500 (five hundred) million tenge inclusive
4.2.2	over 500 (five hundred) million tenge
4.2.3	savings deposits with a floating interest rate of persons related to the branch of a non-resident bank of the Republic of Kazakhstan by special relations

continuation of the table:

From 12 (twelve) to 24 (twenty-four) months inclusive	Over 24 (twenty-four) months	Without a fixed term	Number of accounts, including:	Up to 1 (one) month inclusive	From 1 (one) to 3 (three) months inclusive	From 3 (three) to 6 (six) months inclusive
8	9	10	11	12	13	14

continuation of the table:

From 6 (six) to 12 (twelve) months inclusive	From 12 (twelve) to 24 (twenty-four) months inclusive	Over 24 (twenty-four) months	Without a fixed term
15	16	17	18

Table 2. Information on turnovers of physical persons' deposits

№	Name	Number of accounts opened during the reporting month	Total deposits accepted on newly opened accounts during the reporting month
1	2	3	4
1	Total deposits of physical persons in national and foreign currencies, including:
1.1	Deposits in national currency, including:
1.1.1	Deposits not meeting term conditions, including:
1.1.1.1	Conditional deposits
1.1.1.2	Term deposits, including:
1.1.1.2.1	up to 1 (one) month inclusive
1.1.1.2.2	over 1 (one) to 3 (three) months inclusive
1.1.1.2.3	over 3 (three) to 6 (six) months inclusive
1.1.1.2.4	over 6 (six) to 12 (twelve) months inclusive
1.1.1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.1.2.6	over 24 (twenty-four) months
1.1.2	Deposits meeting term conditions, with the right to replenishment, including:
1.1.2.1	over 1 (one) month inclusive
1.1.2.2	over 1 (one) to 3 (three) months inclusive
1.1.2.3	over 3 (three) to 6 (six) months inclusive
1.1.2.4	over 6 (six) to 12 (twelve) months inclusive
1.1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.2.6	over 24 (twenty-four) months
1.1.3	Deposits meeting term conditions, without the right to replenishment, including:
1.1.3.1	up to 1 (one) month inclusive
1.1.3.2	over 1 (one) to 3 (three) months inclusive
1.1.3.3	over 3 (three) to 6 (six) months inclusive
1.1.3.4	over 6 (six) to 12 (twelve) months inclusive
1.1.3.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.3.6	over 24 (twenty-four) months
1.1.4	Savings deposits with the right to replenishment, including:
1.1.4.1	up to 1 (one) month inclusive
1.1.4.2	over 1 (one) to 3 (three) months inclusive
1.1.4.3	over 3 (three) to 6 (six) months inclusive
1.1.4.4	over 6 (six) to 12 (twelve) months inclusive
1.1.4.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.4.6	over 24 (twenty-four) months
1.1.5	Savings deposits without the right to replenishment, including:
1.1.5.1	up to 1 (one) month inclusive
1.1.5.2	over 1 (one) to 3 (three) months inclusive
1.1.5.3	over 3 (three) to 6 (six) months inclusive
1.1.5.4	over 6 (six) to 12 (twelve) months inclusive
1.1.5.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.5.6	over 24 (twenty-four) months
1.1.6	Current accounts
1.1.7	Demand deposits
2	Deposits in foreign currency, including:
2.1	Deposits not meeting term conditions, including:
2.1.1	Conditional deposits
2.1.2	Term deposits, including:
2.1.2.1	up to 1 (one) month inclusive
2.1.2.2	over 1 (one) to 3 (three) months inclusive
2.1.2.3	over 3 (three) to 6 (six) months inclusive
2.1.2.4	over 6 (six) to 12 (twelve) months inclusive
2.1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.1.2.6	over 24 (twenty-four) months
2.2	Deposits meeting term conditions, including:
2.2.1	with the right to replenishment, including:
2.2.1.1	up to 1 (one) month inclusive
2.2.1.2	over 1 (one) to 3 (three) months inclusive
2.2.1.3	over 3 (three) to 6 (six) months inclusive
2.2.1.4	over 6 (six) to 12 (twelve) months inclusive
2.2.1.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.2.1.6	over 24 (twenty-four) months
2.2.2	without the right to replenishment, including:
2.2.2.1	up to 1 (one) month inclusive
2.2.2.2	over 1 (one) to 3 (three) months inclusive
2.2.2.3	over 3 (three) to 6 (six) months inclusive
2.2.2.4	over 6 (six) to 12 (twelve) months inclusive
2.2.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.2.2.6	over 24 (twenty-four) months
2.3	Savings deposits, including:
2.3.1	with the right to replenishment, including:
2.3.1.1	up to 1 (one) month inclusive
2.3.1.2	over 1 (one) to 3 (three) months inclusive
2.3.1.3	over 3 (three) to 6 (six) months inclusive
2.3.1.4	over 6 (six) to 12 (twelve) months inclusive
2.3.1.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.3.1.6	over 24 (twenty-four) months
2.3.2	without the right to replenishment, including:
2.3.2.1	up to 1 (one) month inclusive
2.3.2.2	over 1 (one) to 3 (three) months inclusive
2.3.2.3	over 3 (three) to 6 (six) months inclusive
2.3.2.4	over 6 (six) to 12 (twelve) months inclusive
2.3.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.3.2.6	over 24 (twenty-four) months
2.4	Current accounts
2.5	Demand deposits
3	Deposits in national currency, for which part of the reward is subsidized by the state, opened within the framework of housing construction savings, state educational savings system, including:
3.1	up to 1 (one) month inclusive
3.2	over 1 (one) to 3 (three) months inclusive
3.3	over 3 (three) to 6 (six) months inclusive
3.4	over 6 (six) to 12 (twelve) months inclusive
3.5	over 12 (twelve) to 24 (twenty-four) months inclusive
3.6	over 24 (twenty-four) months
4	Deposits in national currency with a floating interest rate, including:
4.1	Term deposits, including:
4.1.1	up to 1 (one) month inclusive
4.1.2	over 1 (one) to 3 (three) months inclusive
4.1.3	over 3 (three) to 6 (six) months inclusive
4.1.4	over 6 (six) to 12 (twelve) months inclusive
4.1.5	over 12 (twelve) to 24 (twenty-four) months inclusive
4.1.6	over 24 (twenty-four) months
4.2	Savings deposits, including:
4.2.1	up to 1 (one) month inclusive
4.2.2	over 1 (one) to 3 (three) months inclusive
4.2.3	over 3 (three) to 6 (six) months inclusive
4.2.4	over 6 (six) to 12 (twelve) months inclusive
4.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
4.2.6	over 24 (twenty-four) months

continuation of the table:

Number of accounts renewed during the reporting month	Total deposits renewed during the reporting month	Number of accounts topped up by the depositor and/or a third party during the reporting month	Total deposits topped up by the depositor and/or a third party during the reporting month	Number of accounts from which money was partially withdrawn during the reporting month
5	6	7	8	9

continuation of the table:

Total deposits partially withdrawn during the reporting month	Number of accounts matured by term during the reporting month	Total deposits matured by term during the reporting month	Number of accounts prematurely matured during the reporting month	Total deposits prematurely matured during the reporting month
10	11	12	13	14

Table 3. Information on the compensation amount

№	Indicator Name	Value
1	2	3
1	Compensation amount of the Joint Stock Company "Kazakhstan Deposit Insurance Fund" (hereinafter - the Fund) for deposits (excluding counterclaims of the second-level bank to the depositor) (in tenge)
2	Compensation amount of the Fund for deposits (including counterclaims of the second-level bank to the depositor) (in tenge)
3	Number of clients (in units), including:
3.1	clients with zero balances on all accounts (in units)
4	Number of accounts with zero balances (in units)

Table 4. Information on physical persons' deposits by region

№	Region and city of republican significance	In tenge		In foreign currency
Number of accounts (in units)	Total deposits (in tenge)	Number of accounts (in units)	Total deposits (in tenge)
1	2	3	4	5	6
1
2
3
…
Total:

Table 5. Information on reward rates and volumes of attraction for the reporting month for attracted deposits of physical persons with a fixed interest rate (deposits with a fixed interest rate)

№	Category of deposit with a fixed interest rate	Deposits accepted on newly opened accounts during the reporting month
Volume (in tenge)	Maximum rate		Weighted average rate
1	2	3	4		5
1	Deposits in national currency
1.1	Deposits not meeting term conditions, including:
1.1.1	Conditional deposits
1.1.2	Term deposits, including:
1.1.2.1	up to 1 (one) month inclusive
1.1.2.2	over 1 (one) to 3 (three) months inclusive
1.1.2.3	over 3 (three) to 6 (six) months inclusive
1.1.2.4	over 6 (six) to 12 (twelve) months inclusive
1.1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.1.2.6	over 24 (twenty-four) months
1.2	Deposits meeting term conditions, with the right to replenishment, including:
1.2.1	up to 1 (one) month inclusive
1.2.2	over 1 (one) to 3 (three) months inclusive
1.2.3	over 3 (three) to 6 (six) months inclusive
1.2.4	over 6 (six) to 12 (twelve) months inclusive
1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.2.6	over 24 (twenty-four) months
1.3	Deposits meeting term conditions, without the right to replenishment, including:
1.3.1	up to 1 (one) month inclusive
1.3.2	over 1 (one) to 3 (three) months inclusive
1.3.3	over 3 (three) to 6 (six) months inclusive
1.3.4	over 6 (six) to 12 (twelve) months inclusive
1.3.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.3.6	over 24 (twenty-four) months
1.4	Savings deposits with the right to replenishment, including:
1.4.1	up to 1 (one) month inclusive
1.4.2	over 1 (one) to 3 (three) months inclusive
1.4.3	over 3 (three) to 6 (six) months inclusive
1.4.4	over 6 (six) to 12 (twelve) months inclusive
1.4.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.4.6	over 24 (twenty-four) months
1.5	Savings deposits without the right to replenishment, including:
1.5.1	up to 1 (one) month inclusive
1.5.2	over 1 (one) to 3 (three) months inclusive
1.5.3	over 3 (three) to 6 (six) months inclusive
1.5.4	over 6 (six) to 12 (twelve) months inclusive
1.5.5	over 12 (twelve) to 24 (twenty-four) months inclusive
1.5.6	over 24 (twenty-four) months
1.6	Current accounts
1.7	Demand deposits
2	Deposits in foreign currency
2.1	Deposits not meeting term conditions, including:
2.1.1	Conditional deposits
2.1.2	Term deposits, including:
2.1.2.1	up to 1 (one) month inclusive
2.1.2.2	over 1 (one) to 3 (three) months inclusive
2.1.2.3	over 3 (three) to 6 (six) months inclusive
2.1.2.4	over 6 (six) to 12 (twelve) months inclusive
2.1.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.1.2.6	over 24 (twenty-four) months
2.2	Deposits meeting term conditions, with the right to replenishment, including:
2.2.1	up to 1 (one) month inclusive
2.2.2	over 1 (one) to 3 (three) months inclusive
2.2.3	over 3 (three) to 6 (six) months inclusive
2.2.4	over 6 (six) to 12 (twelve) months inclusive
2.2.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.2.6	over 24 (twenty-four) months
2.3	Deposits meeting term conditions, without the right to replenishment, including:
2.3.1	up to 1 (one) month inclusive
2.3.2	over 1 (one) to 3 (three) months inclusive
2.3.3	over 3 (three) to 6 (six) months inclusive
2.3.4	over 6 (six) to 12 (twelve) months inclusive
2.3.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.3.6	over 24 (twenty-four) months
2.4	Savings deposits with the right to replenishment, including:
2.4.1	up to 1 (one) month inclusive
2.4.2	over 1 (one) to 3 (three) months inclusive
2.4.3	over 3 (three) to 6 (six) months inclusive
2.4.4	over 6 (six) to 12 (twelve) months inclusive
2.4.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.4.6	over 24 (twenty-four) months
2.5	Savings deposits without the right to replenishment, including:
2.5.1	up to 1 (one) month inclusive
2.5.2	over 1 (one) to 3 (three) months inclusive
2.5.3	over 3 (three) to 6 (six) months inclusive
2.5.4	over 6 (six) to 12 (twelve) months inclusive
2.5.5	over 12 (twelve) to 24 (twenty-four) months inclusive
2.5.6	over 24 (twenty-four) months
2.6	Current accounts
2.7	Demand deposits
3	Deposits in national currency, for which part of the reward is subsidized by the state, opened within the framework of housing construction savings, state educational savings system

continuation of the table:

Deposits renewed during the reporting month
Renewed deposits with changed reward rate			Renewed deposits with unchanged reward rate
Volume (in tenge)	Maximum rate	Weighted average rate	Volume (in tenge)	Maximum rate	Weighted average rate
6	7	8	9	10	11

continuation of the table:

Deposits with changed reward rate during the reporting month, excluding renewed deposits
Volume (in tenge)	Maximum rate	Weighted average rate
12	13	14

Table 6. Information on reward rates and attraction volumes for the reporting month for attracted deposits of physical persons with a floating interest rate (deposits in national currency with a floating interest rate)

No.	Benchmark	Benchmark value	Volume of newly attracted deposits, in tenge	Spread, percentage points	Maximum rate
1	2	3	4	5	6
1	Base rate of the National Bank of the Republic of Kazakhstan
2	TONIA rate (TONIA) – Tenge OverNight Index Average
3	TWINA rate (TWINA) – Tenge Week Index Average

Table 7. Information on the presence or absence of an agency network for attracting physical persons' deposits

No.	Agency network for attracting physical persons' deposits	Value
1	2	3
1	Presence (yes or no)
2	Attraction of physical persons' deposits via the National Post Operator (yes or no)
3	Attraction of physical persons' deposits via services of other intermediaries, excluding the National Post Operator (yes or no)

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the volumes and reward rates of physical persons' deposits".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on the volumes and reward rates of physical persons' deposits"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the volumes and reward rates of physical persons' deposits (index – INDDEP-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the volumes and reward rates of physical persons' deposits" (hereinafter – the Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan, which are participants in the system of mandatory deposit insurance, monthly as of the end of the reporting month.

The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in numbers with two decimal places.

3. Deposits are distributed by term based on bank deposit contracts with clients. By term, deposits are classified into deposits:

up to 1 (one) month inclusive;

more than 1 (one) to 3 (three) months inclusive;

more than 3 (three) to 6 (six) months inclusive;

more than 6 (six) to 12 (twelve) months inclusive;

more than 12 (twelve) to 24 (twenty-four) months inclusive;

more than 24 (twenty-four) months;

without a fixed term (demand deposits, conditional deposits).

Current accounts are classified by term as deposits without a fixed term.

Deposits with terms calculated in days are converted to a monthly value equal to 30 (thirty) calendar days (the number of calendar days in a year corresponds to 360 (three hundred sixty) days).

4. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. When filling out Table 1 by second-level banks and Table 1.1 by branches of non-resident banks of the Republic of Kazakhstan, information on physical persons' deposits, including those with zero balances, is disclosed.

6. For deposits in foreign currency, amounts are recalculated at the market exchange rate determined in the manner provided for by the joint resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36983) (hereinafter – Joint Resolution No. 56 and Order No. 544), as of the reporting date.

7. When distributing deposits into groups depending on the deposit amount, data as of the end of the reporting period are used.

8. In columns 3 and 11 of Table 1 and Table 1.1, the total amounts of deposits and the number of accounts opened by physical persons in tenge and/or in foreign currency are indicated.

9. In columns 4, 5, 6, 7, 8, 9, 10, 12, 13, 14, 15, 16, 17 and 18 of Table 1 and Table 1.1, the total amounts of deposits and the number of accounts opened by physical persons in tenge and in foreign currency, broken down by term (absence of term), are indicated.

10. In columns 10 and 18 of Table 1 and Table 1.1, in addition to current accounts, demand deposits and conditional deposits, taking into account restrictions in the legislation of the Republic of Kazakhstan, deposits for which the contract term has expired but the deposit has not been claimed by the client are indicated, provided that:

1. the client is an inactive taxpayer or has tax and social payment arrears, and there are restrictions (collection orders, orders to suspend spending operations) on the client's account issued by the tax authorities of the Republic of Kazakhstan;

2. claims from third parties for the withdrawal of money from the bank account and/or seizure of money located in the bank account have been presented to the client's account;

3. the bank renews this deposit on "demand deposit" terms.

11. In row 3 of Table 1 and Table 1.1, deposits in national currency, part of the reward for which is subsidized by the state, opened within the framework of housing construction savings and the state educational savings system, are indicated. Deposits in national currency opened within the framework of housing construction savings and the state educational savings system, but for which part of the reward is not subsidized by the state, are indicated in other rows of Table 1 and Table 1.1 depending on the type of deposit.

12. In row 4 of Table 1 and Table 1.1, information on deposits for which the reward is accrued at a floating interest rate is indicated.

13. Data in rows for deposits of persons associated with the bank by special relations are already included in the corresponding rows 1.1.1.1, 1.1.1.2, 1.1.2.1, 1.1.2.2., 1.1.3.1, 1.1.3.2, 1.1.4, 1.1.5, 2.1.1, 2.1.2, 2.2.1, 2.2.2, 2.3.1, 2.3.2, 2.4, 2.5, 3, 4.1 and 4.2 of Table 1.

Indicators in rows for deposits (deposits) of persons associated with the branch of a non-resident bank of the Republic of Kazakhstan by special relations are already included in the corresponding rows 1.1.1.1, 1.1.1.2, 1.1.2.1, 1.1.2.2., 1.1.3.1, 1.1.3.2, 1.1.4, 1.1.5, 2.1.1, 2.1.2, 2.2, 2.3, 2.4, 2.5, 3, 4.1 and 4.2 of Table 1.1.

The sign of a person's association with the bank by special relations is determined by Article 49 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan".

14. Table 2 indicates turnover on physical persons' deposits for the reporting month.

15. If during the reporting month operations on opening, renewing, replenishing, and partial withdrawal of deposits in foreign currency were carried out, as provided for in the report, amounts are recalculated at the market exchange rate determined in the manner provided for by Joint Resolution No. 56 and Order No. 544, as of the date of operations with foreign currency.

16. In columns 3 and 4 of Table 2, the deposit amount and the number of accounts opened by physical persons during the reporting month, broken down by term, are indicated. In column 4 of Table 2, the deposit amount at the time of its opening must be indicated, without taking into account the amounts of its further replenishment, including this applies to deposits opened without depositing funds at the time of opening.

Operations on the assignment and division of deposits opened within the framework of housing construction savings, resulting in the opening of a new bank account, are reflected in columns 3 and 4 of Table 2.

17. In columns 5 and 6 of Table 2, the number of accounts and the deposit amount, the terms of which were renewed in the reporting month, are indicated. In column 6 of Table 2, the deposit amount at the time of renewal must be indicated, without taking into account the amounts of its further replenishment.

18. In columns 7 and 8 of Table 2, the number of accounts and the deposit amount, replenished by clients and/or third parties in the reporting month (excluding capitalization, reward paid on deposits to the current account), are indicated, including amounts of deferred initial deposit for the deposit, contributed in the reporting month in accordance with the bank deposit contract.

For savings deposits and deposits meeting the terms of fixed-term deposits without the right to replenish, columns 7 and 8 of Table 2 are filled only in cases of deferred initial deposit for the deposit.

Operations on the merger of deposits opened within the framework of housing construction savings, resulting in the closure of a bank account, are reflected in columns 7 and 8 of Table 2.

19. In columns 9 and 10 of Table 2, the number of accounts and the deposit amount, from which money was partially withdrawn in the reporting month, are indicated, including at the request of the bank client, his authorized person, at the request of third parties based on concluded contracts, in accordance with collection orders of state revenue bodies and bailiffs.

20. In columns 11 and 12 of Table 2, the number of accounts and the deposit amount, closed in the reporting month due to the expiration of the contract term, including current accounts, are indicated.

21. In columns 13 and 14 of Table 2, the number of accounts and the deposit amount, prematurely closed in the reporting month, are indicated.

Operations on assignment, merger and division of deposits opened within the framework of housing construction savings, resulting in the closure of a bank account, are reflected in columns 13 and 14 of Table 2.

22. In row 1 of Table 3, the total amount of compensation for all physical persons' deposits of the second-level bank and the branch of a non-resident bank of the Republic of Kazakhstan, payable to the Joint Stock Company "Kazakhstan Deposit Insurance Fund" (hereinafter – the Fund), is indicated, without taking into account the bank's counterclaims against depositors.

23. In row 2 of Table 3, the total amount of compensation for all physical persons' deposits of the bank and the branch of a non-resident bank of the Republic of Kazakhstan, payable by the Fund, is indicated, taking into account (minus) the total amount of the second-level bank's counterclaims against depositors.

24. In row 3 of Table 3, the total number of physical persons who are client-depositors of the bank and the branch of a non-resident bank of the Republic of Kazakhstan is indicated.

25. In row 3.1 of Table 3, the number of clients with a zero balance on all accounts is indicated. If a client of the bank and the branch of a non-resident bank of the Republic of Kazakhstan has several accounts in the bank, the branch of a non-resident bank of the Republic of Kazakhstan, and one of them has a zero balance, then when filling out this row, such clients who have a zero balance only on individual accounts are not taken into account.

26. In row 4 of Table 3, the total number of physical persons' accounts with zero balances is indicated.

27. Table 4 indicates the amount and number of accounts for physical persons' deposits broken down by regions, according to the corresponding branches of the bank (relative to the location of the bank's branches), in tenge and in foreign currency. Oblasts and cities of republican significance are filled in accordance with the National Classifier of the Republic of Kazakhstan NK RK 11-2025 "Classifier of Administrative-Territorial Objects" (KATO). In the absence of deposits in branches, the corresponding cells of the report are not filled.

28. Table 5 is filled for newly attracted deposits of physical persons with a fixed interest rate of second-level banks, branches of non-resident banks of the Republic of Kazakhstan, and current accounts, for the period from the first to the last (inclusive) day of the reporting month.

Newly attracted deposit – a deposit:

accepted by the bank-participant under a bank account and/or bank deposit contract during the reporting month;

on a renewed bank deposit contract during the reporting month;

reward rate for which was changed during the reporting month.

29. For newly attracted multi-currency deposits of physical persons, the second-level bank indicates maximum reward rates for each type of currency in the information.

30. Table 5 is filled in the order of conclusion of operations for attracting deposits for the reporting period without duplicating amounts in other columns. The order of its attribution to the corresponding columns of Table 5 is determined based on the initial nature of the deposit operation.

31. In columns 3, 4 and 5 of Table 5, the volume, maximum annual effective and weighted average annual effective reward rates of deposits of the second-level bank and the branch of a non-resident bank of the Republic of Kazakhstan, accepted on newly opened accounts, for the reporting month for each category of deposits with a fixed interest rate are indicated respectively. When calculating the volume of deposits, the deposit amount at the time of its opening and all inflows to it during the reporting month are taken into account. In this case, if a deposit is opened without depositing funds and is not replenished during the reporting month, then the volume is not indicated in column 3 of Table 5, but at the same time, column 4 of Table 5 must be filled with the maximum rate for the newly opened deposit.

In the inflows of Table 5, all replenishments of the deposit made by clients and/or third parties in the reporting month (excluding capitalization, reward paid on deposits to the current account) must be reflected, including amounts of deferred initial deposit for the deposit, contributed in the reporting month in accordance with the bank deposit contract.

In the event that the reward rate for a deposit accepted on a newly opened account was changed during the reporting month, the largest maximum reward rate from all rates that were during the reporting month, taking into account its change, is indicated in column 4 of Table 5. At the same time, newly attracted deposits in the reporting month, for which the reward rate was also changed in the reporting month, are not duplicated in columns 12, 13 and 14 of Table 5.

32. Newly attracted deposits in foreign currency are recalculated at the market exchange rate determined in the manner provided for by Joint Resolution No. 56 and Order No. 544, as of the date of attraction of the deposit in foreign currency.

33. In columns 6, 7 and 8 of Table 5, the volume, maximum annual effective and weighted average annual effective reward rates of deposits of the second-level bank and the branch of a non-resident bank of the Republic of Kazakhstan, renewed during the reporting month with a change in the reward rate, for each category of deposits with a fixed interest rate are indicated respectively. In the event that the reward rate for a renewed deposit was changed again during the reporting month, the largest maximum annual effective reward rate from all rates that were during the reporting month after the renewal of the deposit, taking into account its change, is indicated in column 7 of Table 5. At the same time, deposits renewed in the reporting month, for which the reward rate was changed again in the reporting month, are not duplicated in columns 12, 13 and 14 of Table 5. When calculating the volume of deposits, the amount of the renewed deposit with a change in the reward rate at the time of renewal and all inflows to it during the reporting month, starting from the date of renewal, are taken into account.

In columns 9, 10 and 11 of Table 5, the volume, maximum annual effective and weighted average annual effective reward rates of deposits of the second-level bank and the branch of a non-resident bank of the Republic of Kazakhstan, renewed during the reporting month without a change in the reward rate, for each category of deposits with a fixed interest rate are indicated respectively.

Columns 6, 7, 8, 9, 10 and 11 of Table 5 must be filled in accordance with the requirements specified in paragraph 30 of these explanations. That is, if initially there was a renewal with retention of the reward rate, and then there was a general change in the reward rate for such deposits during the reporting month, then the information is reflected in columns 9, 10 and 11 of Table 5.

In the event that the reward rate for a renewed deposit was changed during the reporting month, the largest maximum annual effective reward rate from all rates that were during the reporting month after the renewal of the deposit, taking into account its change, is indicated in column 10 of Table 5. At the same time, deposits renewed in the reporting month, for which the reward rate was changed in the reporting month, are not duplicated in columns 12, 13 and 14 of Table 5. When calculating the volume of deposits, the amount of the renewed deposit without a change in the reward rate at the time of renewal and all inflows to it during the reporting month, starting from the date of renewal, including those inflows that occurred after the general change in the reward rate for such deposits, are taken into account.

Deposits renewed more than 1 time during the reporting month (deposits with a term of up to 1 (one) month inclusive) are indicated only the first time of renewal by the initially renewed volume, at the same time, the largest maximum reward rate from all rates that were during the reporting month at the renewals of this deposit is indicated. The balance of deposits renewed during the reporting month is determined as of the date of the initial renewal. Inflows to such deposits are included, starting from the date of the initial renewal.

34. In columns 12, 13 and 14 of Table 5, the volume, maximum annual effective and weighted average annual effective reward rates of deposits of the second-level bank, the reward rates for which were changed during the reporting month, for each category of deposits with a fixed interest rate, excluding renewed deposits and newly attracted deposits, for which the reward rates were changed during the reporting month, are indicated respectively. When calculating the volume of deposits, the deposit amount at the time of the change in the reward rate and all inflows to it during the reporting month are taken into account.

The balance of deposits, the reward rate for which was changed during the reporting month, is determined as of the date of the change in the reward rate. Inflows to such deposits are included, starting from the date of the change in the reward rate.

35. Each newly attracted deposit must be attributed to only one of the types of newly attracted deposits specified in paragraph 29.

The sum of columns 3, 6, 9 and 12 of Table 5 must be equal to the volume of newly attracted deposits in the reporting month, taking into account all inflows to them during the reporting month.

36. The weighted average annual effective reward rate is calculated separately for each category of deposit attracted during the reporting month, including depending on the term of the deposit (where specified), using the following formula:

                                   n
    
                     ∑ GESVi * Vi
    
                                  i=1
    

GESV sr. vz. =

                                     n

                      ∑ Vi

                                   i=1

where:

GESV sr. vz. – weighted average annual effective reward rate for a certain category of deposit;

GESVi – annual effective reward rate for a certain category of deposit;

Vi – amount of newly attracted deposits (all inflows) during the reporting month for each category of deposit with a fixed interest rate, attracted at the same GESVi, without taking into account the reward (except for the capitalized amount of reward, paid reward on deposits to the current account).

When calculating the amount of newly attracted deposits for the reporting month, all inflows to the newly attracted deposit during the reporting month specified in paragraph 28 of these explanations are taken into account.

37. If, when calculating the annual effective reward rate, the resulting number has more than two decimal places, it is subject to rounding to hundredths as follows:

if the thousandth part is greater than or equal to 5 (five), the hundredth part is increased by 1 (one), all following digits are excluded;

if the thousandth part is less than 5 (five), the hundredth part remains unchanged, all following digits are excluded.

38. Table 6 is filled for attracted deposits of physical persons in national currency with a floating interest rate of second-level banks and the branch of a non-resident bank of the Republic of Kazakhstan, for the period from the first to the last (inclusive) day of the reporting month.

39. The following sources of information on benchmarks (market indicators for comparison with reward rates) are used to fill out column 3 of Table 6:

for the base rate of the National Bank of the Republic of Kazakhstan – data published on the official Internet resource of the National Bank of the Republic of Kazakhstan;

for money market rates: TONIA (TONIA) – Tenge OverNight Index Average, TWINA (TWINA) – Tenge Week Index Average – data published on the official Internet resource of the Joint Stock Company "Kazakhstan Stock Exchange".

40. In column 4 of Table 6, the volume of the bank's deposits attracted during the reporting month for each category of deposit with a floating interest rate is indicated. When calculating the volume of newly attracted deposits for the reporting month, all inflows to the newly attracted deposit during the reporting month are taken into account.

41. In column 5 of Table 6, the value of the interest rate spread is indicated, which is calculated and established by the second-level bank, the branch of a non-resident bank of the Republic of Kazakhstan independently for each category of deposit with a floating interest rate.

In the event that different values of the interest rate spread are applied to deposits with a floating interest rate with one benchmark, the maximum applied interest rate spread is indicated.

42. In column 6 of Table 6, the maximum annual effective reward rate within each category of deposit attracted during the reporting month is indicated.

43. If the calculated floating interest rate reward has more than two decimal places, it shall be rounded to the hundredths place as follows:

if the thousandths digit is greater than or equal to 5 (five), the hundredths digit is increased by 1 (one), and all subsequent digits are excluded;

if the thousandths digit is less than 5 (five), the hundredths digit remains unchanged, and all subsequent digits are excluded.

44. In the absence of deposits in one or more categories, the corresponding columns and rows shall not be filled.

45. In line 1 of Table 7, the presence or absence of an agency network for attracting deposits from individuals (yes or no) is indicated.

46. In the absence of information (i.e., "no" is indicated in line 1 of Table 7), lines 2 and 3 of Table 7 are not filled.

47. In line 2 of Table 7, data on the presence or absence of facts of attracting deposits from individuals by second-level banks and branches of non-resident banks of the Republic of Kazakhstan through the National Postal Operator (yes or no) are indicated.

48. In line 3 of Table 7, data on the presence or absence of facts of attracting deposits from individuals by second-level banks and branches of non-resident banks of the Republic of Kazakhstan through the services of other intermediaries (excluding the National Postal Operator) (yes or no) are indicated.

Appendix 14
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of the administrative form: Report on Outflows and Inflows in accordance with the schedules for fulfilling requirements and obligations

Index of the form intended for the collection of administrative data on a gratuitous basis: GAP-1

Frequency: monthly

Reporting period: as of "_" ______________ 20 year

Entities submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

BIN: ____________

Collection method: in electronic form

(in thousands of tenge)

No	Assets	Assets (liabilities) for which no maturity is set
in national currency	in foreign currency
---	---	---	---
1	2
	Assets	x	x
1	Cash (cash on hand, cash in transit, ATMs, etc.)
2	Correspondent accounts and deposits (excluding the National Bank of the Republic of Kazakhstan) placed in other banks
3	Correspondent accounts and deposits placed in the National Bank of the Republic of Kazakhstan
4	Securities, including:
4.1.	at fair value
4.2.	at amortized cost
5	Interbank loans
6	Loans to clients, including:
6.1	legal entities
6.1.1	principal
6.1.2	reward
6.2	individuals
6.2.1	principal
6.2.2	reward
7	Reverse repo transactions with securities
8	Equity and subordinated debt investments
9	Other debtors
10	Other assets for which cash inflows are expected
	Total for assets:
	Liabilities	x	x
11	Correspondent accounts and deposits of other banks
12	Correspondent accounts and deposits of the National Bank of the Republic of Kazakhstan
13	Borrowings received, including:
13.1.	principal
13.2.	reward
14	Client deposits, including:
14.1.	legal entities
14.2.	individuals
15	Repo transactions with securities
16	Issued securities, including:
16.1.	principal
16.2.	reward
17	Subordinated debts, including:
17.1.	principal
17.2.	reward
18	Paid dividends
19	Other creditors
20	Other liabilities for which cash outflows are expected
	Capital	x	x
21	Share placement
22	Buyback of issued shares
	Total for liabilities and capital:
	Off-balance sheet instruments	x	x
23	Guarantees
24	Credit lines
25	Other
	Total for off-balance sheet instruments

continuation of the table:

Inflows and outflows for requirements and obligations for which there is no overdue debt on the principal and accrued reward, as well as for which there is overdue debt on the principal and (or) accrued reward not more than 30 (thirty) days
during the upcoming reporting month		from 31 (thirty-one) to 90 (ninety) days		from 91 (ninety-one) to 180 (one hundred eighty) days
in national currency	in foreign currency	in national currency	in foreign currency	in national currency	in foreign currency
3	4	5	6	7	8

continuation of the table:

from 181 (one hundred eighty-one) to 365 (three hundred sixty-five) days		from 1 to 5 years		more than 5 years
in national currency	in foreign currency	in national currency	in foreign currency	in national currency	in foreign currency
9	10	11	12	13	14

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Outflows and Inflows in accordance with the schedules for fulfilling requirements and obligations"

Appendix
to the form intended for the collection of administrative data on a gratuitous basis, "Report on Outflows and Inflows in accordance with the schedules for fulfilling requirements and obligations"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Outflows and Inflows in accordance with the schedules for fulfilling requirements and obligations

(index – GAP-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Outflows and Inflows in accordance with the schedules for fulfilling requirements and obligations" (hereinafter – the Form).

2. The Form is compiled by second-level banks monthly as of the end of the reporting month. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. Data on expected inflows is indicated in absolute value as a positive number, data on expected outflows is indicated in absolute value as a negative number.

Chapter 2. Explanation for filling out the Form

5. The Form indicates information on inflows and outflows in accordance with the schedules for fulfilling requirements and obligations, including for non-residents of the Republic of Kazakhstan. Cash inflows and outflows are indicated for both the principal and the reward.

6. All assets for which there is no overdue debt on the principal and (or) accrued reward, as well as for which there is overdue debt on the principal and (or) accrued reward not more than 30 (thirty) calendar days, are distributed in accordance with the schedule for fulfilling requirements in the upcoming period.

7. All liabilities and off-balance sheet instruments are distributed in accordance with the schedule for fulfilling requirements.

8. Information on assets, liabilities, and off-balance sheet instruments for which no schedule for fulfillment is established is indicated in columns 1 and 2.

9. In line 4, securities accounted for at fair value are indicated in columns 1 and 2. Securities accounted for at amortized cost are indicated in accordance with the schedules for fulfillment.

10. In lines 6, 13, 16, and 17, cash inflows and outflows are indicated with a breakdown into principal and reward.

11. In line 10, other assets indicate information on cash inflows for assets not reflected in previous lines.

12. In lines 18, 21, and 22, information is indicated in the presence of a corresponding decision of the bank's board of directors, general meeting of shareholders, and other authorized bodies of the bank.

13. In line 20, information on cash outflows for other liabilities not reflected in previous lines is indicated.

14. For off-balance sheet instruments, the difference between cash inflows and outflows is indicated.

15. In the absence of data, indicators in the corresponding rows are not reported.

Appendix 15
to the Rules for Submission of Reporting by Second-Level Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the website: www.nationalbank.kz

Name of the administrative form: Report on Cash Operations

Index of the form intended for the collection of administrative data on a gratuitous basis: CASH-1

Frequency: monthly

Reporting period: as of "" ______________ 20 year

Entities submitting the form intended for the collection of administrative data on a gratuitous basis: second-level banks, branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the thirtieth day of the month following the reporting month

BIN: ____________

Collection method: in electronic form

Table 1. Information on client operations

No	Name of indicators	Value
1	2	3
1	Reference
2	Region
3	Cash and settlement department
4	Operation category
5	Client type
6	Categories of business entities
7	Type of economic activity of the client
8	Type of operation
9	Amount

Table 2. Information on cash operations

No	Name of indicators	Value
1	2	3
1	Reference
2	Region
3	Operation category
4	Type of operation
5	Amount

Name _______________________________________________________

Address ___________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Cash Operations".

Appendix
to the form intended for the collection of administrative data on a gratuitous basis "Report on Cash Operations"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Cash Operations

(index – CASH-1, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on Cash Operations" (hereinafter – the Form).

2. The Form is compiled by second-level banks, branches of non-resident banks of the Republic of Kazakhstan monthly.

3. The Form is compiled as of the end of the reporting month. The unit of measurement used when filling out the Form is tenge. Monetary indicators are indicated in numeric format with two decimal places.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

5. For the purposes of the Form, the following concepts are used:

1. electronic devices – ATMs, electronic terminals, and other devices intended for cash operations for accepting and (or) issuing cash or for carrying out other types of operations, forming corresponding confirming documents, excluding POS-terminals;

2. POS-terminal – an electromechanical device by means of which, using payment cards and connection to the digital system of a second-level bank, branch of a non-resident bank of the Republic of Kazakhstan, cash is issued.

6. All indicators are mandatory for filling out, except for cases specified in this explanation when the indicator is not reported.

Chapter 2. Explanation for filling out the Form

7. The Form indicates information on operations (receipt, expense) carried out using cash through the cash desks, electronic devices, and POS-terminals of a second-level bank, branch of a non-resident bank of the Republic of Kazakhstan by legal entities (all forms of ownership), individuals, and individual entrepreneurs.

8. Line 1 of Tables 1 and 2 is intended to reflect the reference, which serves as an identifier of the report row in the digital system "Web Portal of the National Bank of the Republic of Kazakhstan". The reference is unique for the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan, submitting information on a cash operation.

9. In lines 2, 3, 4, 5, 6, 7, and 8 of Table 1 and lines 2, 3, and 4 of Table 2, values are selected from the digital resource used for data processing (System List of Data).

In line 2 of Table 1 and in line 2 of Table 2, regions are filled in at the level of the oblast or city of republican significance according to the National Classifier of the Republic of Kazakhstan NK RK 11-2025 "Classifier of Administrative-Territorial Objects" (KATO).

10. In line 3 of Table 1, the cash and settlement department of the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan, where the cash receipt and expense operation was carried out, is indicated, in accordance with the reference book maintained by the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan.

The indicator is mandatory for filling out for all operations, except for cash receipt and expense operations carried out through electronic devices and POS-terminals.

11. In line 6 of Table 1, the category of the business entity (for clients who are legal entities and individual entrepreneurs) is indicated.

12. In line 7 of Table 1, the type of economic activity of clients who are legal entities and individual entrepreneurs is indicated, according to the National Classifier of the Republic of Kazakhstan NK RK 03-2019 "General Classifier of Types of Economic Activity" (OKED).

13. Line 8 of Table 1 is classified into the following receipt and expense items:

1. cash receipt items:

in the item "Receipts from the sale of goods, services, and completed works", cash receipts are reflected:

from legal entities, individual entrepreneurs of all forms of ownership;

from the sale of goods by both trading and non-trading enterprises;

from types of services and works constituting the main activity of legal entities and individual entrepreneurs: household, medical, legal, repair and construction, funeral services, and education services;

cash receipts from legal entities, individual entrepreneurs in payment of commission rewards for banking services (fees for forms for receiving payments to the budget, etc.);

from the aforementioned types of services and works, not related to the main activity of legal entities, individual entrepreneurs, provided they do not contradict the requirements of the current legislation of the Republic of Kazakhstan, cash receipts from providing other types of services;

in the item "Receipts to accounts", cash receipts in the cash desks of the second-level bank, branch of a non-resident bank of the Republic of Kazakhstan from legal, individual entities, and individual entrepreneurs for replenishing deposits, current, and card accounts are reflected;

in the item "Receipts from individuals for one-time transfer within the Republic of Kazakhstan through money transfer systems (without opening an account)", cash receipts from individuals for making transfers to other persons located within the Republic of Kazakhstan through the money transfer system (without opening an account in a second-level bank, in a branch of a non-resident bank of the Republic of Kazakhstan) are reflected;

in the item "Receipts from individuals for one-time transfer abroad through money transfer systems (without opening an account)", cash receipts from individuals for making transfers to other persons located outside the Republic of Kazakhstan through the money transfer system (without opening an account in a second-level bank, in a branch of a non-resident bank of the Republic of Kazakhstan) are reflected;

in the item "Repayment of loans", cash receipts to current accounts of individuals, legal entities, and individual entrepreneurs in repayment of loans and accrued rewards on them, acceptance of payments without opening an account for repayment of loans issued in other financial organizations are reflected;

in the item "Receipts of cash through electronic devices", cash receipts to accounts of individuals, legal entities, and individual entrepreneurs through electronic devices are reflected;

in the item "Receipts of cash not accounted for under the above items 'Cash Receipts'", all other receipts not accounted for under the above items 'Cash Receipts' are reflected.

2. cash expense items:

in the item "Issuance for payment of goods, services, and completed works", cash issuance to legal entities and individual entrepreneurs of all forms of ownership for payments for goods, services, and completed works, for household and representative expenses, including to legal entities and individual entrepreneurs having the right to purchase things, precious stones and metals, works of art, antiques, and handicrafts, for the procurement of waste materials, scrap metal, for the purchase of glass containers from the population is reflected;

in the item "Issuance from accounts", cash issuance by the second-level bank from current, card accounts of individuals, legal entities, and individual entrepreneurs, return of deposits and rewards on them is reflected;

in the item "Issuance of cash to individuals for one-time transfer within the Republic of Kazakhstan through money transfer systems (without opening an account)", cash issuance to individuals from receipts on transfers from other persons located within the Republic of Kazakhstan through the money transfer system (without opening an account in a second-level bank, in a branch of a non-resident bank of the Republic of Kazakhstan) is reflected;

in the item "Issuance of cash to individuals for one-time transfer from abroad through money transfer systems (without opening an account)", cash issuance to individuals from receipts on transfers from other persons located outside the Republic of Kazakhstan through the money transfer system (without opening an account in a second-level bank, in a branch of a non-resident bank of the Republic of Kazakhstan) is reflected;

in the item "Issuance of loans", issuance of loans in cash to current accounts of individuals, legal entities, and individual entrepreneurs for purposes provided for by the current legislation of the Republic of Kazakhstan is reflected;

in the item "Issuance of cash through electronic devices", cash issuance from accounts of individuals, legal entities, and individual entrepreneurs through electronic devices is reflected;

in the item "Issuance of cash through POS-terminals", cash issuance through POS-terminals is reflected;

in the item "Issuance of cash for payments to employees", cash issuance from current accounts of legal entities and individual entrepreneurs for payments on all types of labor remuneration, including wages, payment for sick leave in case of temporary disability, reimbursement or payment of travel expenses, vacation pay, bonuses, supplements and allowances, compensation, benefits, and other is reflected;

in the item "Issuance of cash not accounted for under the above items 'Cash Expenses'", other cash issuance not accounted for under the above items 'Cash Expenses' is reflected.

14. Line 4 of Table 2 is classified into the following receipt and expense items:

1. cash receipt items:

in the item "Receipts of withdrawn cash from electronic devices", cash receipts withdrawn from electronic devices are reflected;

in the item "Receipts from the sale of foreign currency by exchange offices of the second-level bank", cash receipts for sold foreign currency from the second-level bank's own exchange offices are reflected;

in the item "Receipts from the sale of foreign currency by legal entities carrying out activities exclusively through exchange offices based on a license of the National Bank of the Republic of Kazakhstan for exchange operations with cash foreign currency", cash receipts for sold foreign currency from legal entities carrying out activities exclusively through exchange offices based on a license of the National Bank of the Republic of Kazakhstan for exchange operations with cash foreign currency are reflected;

in the article "Receipts of cash into the operational cash register of a level 2 bank from the operational cash register of branches of the National Bank of the Republic of Kazakhstan" reflect receipts of cash from the operational cash register of branches of the National Bank of the Republic of Kazakhstan to reinforce the operational cash registers of level 2 banks;

in the article "Receipts of cash into the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan from the operational cash register of branches of the National Bank of the Republic of Kazakhstan" reflect receipts of cash from the operational cash register of branches of the National Bank of the Republic of Kazakhstan to reinforce the operational cash registers of a branch of a non-resident bank of the Republic of Kazakhstan;

in the article "Receipts of cash into the operational cash register of a level 2 bank from its cash departments and from the operational cash registers of level 2 banks, organizations carrying out certain types of banking operations" reflect receipts of cash:

into the operational cash register of a level 2 bank from its independent operational cash registers located outside the cash node of the level 2 bank (movement of cash within the level 2 bank network: head office cash register, branch cash register, cash register located outside the cash node of the level 2 bank);

into the operational cash register of a level 2 bank from the operational cash registers of other level 2 banks, organizations carrying out certain types of banking operations;

in the article "Receipts of cash into the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan from its cash departments and from the operational cash registers of level 2 banks, organizations carrying out certain types of banking operations" reflect receipts of cash:

into the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan from its independent operational cash registers located outside the cash node of the branch of a non-resident bank of the Republic of Kazakhstan;

into the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan from the operational cash registers of level 2 banks, organizations carrying out certain types of banking operations;

2. articles of cash expenses:

in the article "Balance of cash in the operational cash register at the end of the reporting period" reflect the balance of cash in the operational cash register of a level 2 bank, branch of a non-resident bank of the Republic of Kazakhstan at the end of the reporting period;

in the article "Issuance of cash for loading electronic devices" reflect the issuance of cash for reinforcing electronic devices;

in the article "Issuance of cash for the purchase of foreign currency by a level 2 bank to its own exchange offices" reflect the issuance of cash to its own exchange offices for the purchase of foreign currency;

in the article "Issuance of cash for the purchase of foreign currency to legal entities carrying out activities exclusively through exchange offices based on a license of the National Bank of the Republic of Kazakhstan for foreign currency exchange operations" reflect the issuance of cash for the purchase of foreign currency to legal entities carrying out activities exclusively through exchange offices based on a license of the National Bank of the Republic of Kazakhstan for foreign currency exchange operations;

in the article "Submission of cash by a level 2 bank to the operational cash register of branches of the National Bank of the Republic of Kazakhstan" reflect the amount of cash transferred by the level 2 bank to the operational cash register of branches of the National Bank of the Republic of Kazakhstan;

in the article "Submission of cash by a branch of a non-resident bank of the Republic of Kazakhstan to the operational cash register of branches of the National Bank of the Republic of Kazakhstan" reflect the amount of cash transferred by the branch of a non-resident bank of the Republic of Kazakhstan to the operational cash register of branches of the National Bank of the Republic of Kazakhstan;

in the article "Issuance of cash from the operational cash register of a level 2 bank to its cash departments, operational cash registers of level 2 banks and organizations carrying out certain types of banking operations" reflect the issuance of cash:

from the operational cash register of a level 2 bank to its independent operational cash registers located outside the cash node of the level 2 bank (movement of cash within the level 2 bank network: head office cash register, branch cash register, cash register located outside the cash node of the level 2 bank);

from the operational cash register of a level 2 bank to the operational cash registers of other level 2 banks and organizations carrying out certain types of banking operations;

in the article "Issuance of cash from the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan to its cash departments, operational cash registers of level 2 banks and organizations carrying out certain types of banking operations" reflect the issuance of cash:

from the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan to its independent operational cash registers located outside the cash node of the branch of a non-resident bank of the Republic of Kazakhstan;

from the operational cash register of a branch of a non-resident bank of the Republic of Kazakhstan to the operational cash registers of other level 2 banks and organizations carrying out certain types of banking operations.

15. The aggregate amount for all client credit operations specified in line 9 of Table 1 (excluding receipts of cash through electronic devices) and for all cash credit operations specified in line 5 of Table 2 equals the aggregate amount for all client debit operations specified in line 9 of Table 1 (excluding issuance of cash through electronic devices) and for all cash debit operations specified in line 5 of Table 2.

Appendix 16

to the Rules on Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on monitoring of operational risk events causing losses

Index of the form intended for the collection of administrative data on a gratuitous basis: RISK-1

Frequency: quarterly

Reporting period: as of "___" ____________ 20 __ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 banks, branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly - no later than the thirtieth day of the month following the reporting quarter

BIN: ____________

Collection method: in electronic form

Table 1. Operational risk events causing losses

(in thousands of tenge)

No.	Description of the operational risk event, in which losses were incurred (causes of losses)	Form and size of consequences from the implementation of operational risk events
Imposed and collected fines on grounds established by the laws of the Republic of Kazakhstan	Court costs, recoveries by court decision	Out-of-court compensation to employees	Out-of-court compensation to clients
1	2	3	4	5	6
1
2
3
4
5
…

continuation of the table:

		Other losses not covered by reserves	Decrease in asset value	Others (specify which)
Early write-off of material assets	Costs to eliminate consequences of the implementation of operational risk
7	8	9	10	11

Table 2. Aggregate amount of losses from the implementation of operational risk

Name of indicator	Amount
Aggregate amount of losses from the implementation of operational risk

Name _______________________________________________________

Address _______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on monitoring of operational risk events causing losses".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on monitoring of operational risk events causing losses"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on monitoring of operational risk events,

causing losses
(index – RISK-1, frequency – quarterly)

Chapter 1. General Provisions

1. This explanation defines the requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on monitoring of operational risk events causing losses" (hereinafter – Form).

2. The Form is compiled by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan quarterly as of the end of the reporting quarter.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. In column 2 of Table 1, a separate operational risk event (causes of losses) implemented in the reporting period, causing a loss of 500,000 (five hundred thousand) tenge or more, is disclosed.

The amount of loss is reflected taking into account compensation.

5. In Table 2, the total amount of all losses, taking into account compensation, incurred by the bank from the beginning of the current calendar year as of the reporting date, including losses of 500,000 (five hundred thousand) tenge or more, is indicated.

Appendix 17

to the Rules on Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on income paid to executive staff

Index of the form intended for the collection of administrative data on a gratuitous basis: RExe-1

Frequency: annual

Reporting period: for the period from January 1 to December 31, 20__ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 banks, branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: annually, within one hundred and twenty calendar days after the end of the financial year

BIN: ____________

Collection method: in electronic form

(in thousands of tenge)

No.	Surname, first name and patronymic (if any)	Individual identification number or other identification number (for non-residents of the Republic of Kazakhstan)	Position of the executive staff	Supervised type of activity
1	2	3	4	5
1
2
…
	Total	X	X	x

continuation of the table:

Presence of facts of non-payment of variable remuneration (yes/no)	Remuneration accrued in the reporting period			Remuneration suspended in reporting periods preceding the reporting period and paid in the reporting period
paid fixed	variable
paid	suspended	year n	year n-1	year n-2
6	7	8	9	10	11	12
	X	X	x	x	x	x
	X	X	x	x	x	x
	X	X	x	x	x	x
x

Name _______________________________________________________

Address _______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on income paid to executive staff
(index – RExe-1, frequency - annual)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on income paid to executive staff" (hereinafter – Form).

2. The Form is compiled by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan annually as of the end of the reporting period.

Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The report form reflects information on income paid to executive staff of the bank, branch of a non-resident bank of the Republic of Kazakhstan during the financial year.

5. Income amounts are reflected on a gross basis taking into account mandatory payments to the budget.

6. In column 6, the presence of facts of non-payment of variable remuneration during the reporting period is indicated.

7. In column 10, the amount of remuneration suspended in the period preceding the reporting period and paid in the reporting period is indicated (where year "n" is the year preceding the reporting period). In columns 11 and 12 (where "year n-1", "year n-2" are years preceding year "n"), the amounts of remuneration, the payment of which was suspended in the corresponding period and carried out in the reporting period, are indicated. The number of additional columns, starting from column 12, corresponds to the number of years preceding the reporting year "n-2" for which payment of suspended remuneration was carried out in the reporting period.

8. The report reflects information on executive staff of the bank, branch of a non-resident bank of the Republic of Kazakhstan, including those dismissed during the reporting period.

Appendix 18

to the Rules on Reporting by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan and Joint Stock Company "Bank of Development of Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash operations, foreign economic contracts of clients of the level 2 bank and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction

Index of the form intended for the collection of administrative data on a gratuitous basis: AML_CFT-1

Frequency: annual

Reporting period: for the period from January 1 to December 31, 20__ year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: annually no later than thirty-six calendar days after the end of the financial year

BIN: ____________

Collection method: in electronic form

No.	Name of indicators	Values
1	2	3
Section 1. General information on the level 2 bank (hereinafter - bank)
1.1	Number of regions and cities of republican significance covered by the bank, as well as foreign countries in which the bank is represented through subsidiary banks and branches
1.2	Number of clients (in units)
1.3	Value of debit turnovers
1.4	Total amount of outgoing non-cash operations
1.5	Total amount of cash withdrawals
Section 2. Bank clients
2.1	Number of high-risk clients recognized by banks in accordance with the program for managing risks of money laundering, terrorist financing and financing of the proliferation of weapons of mass destruction
2.2	Number of clients included in the List of organizations and persons associated with terrorist financing and/or extremism of the Financial Monitoring Committee of the Ministry of Finance of the Republic of Kazakhstan (hereinafter - authorized body)
2.3	Number of clients included in the list of the United Nations Security Council
2.4	Number of clients - individuals who are foreign public officials
2.5	Number of clients - legal entities, the beneficial owner of which is a foreign public official
2.6	Number of correspondent banks having accounts in the reporting bank (LORO)
2.7	Number of clients - non-residents
2.8	Number of clients - legal entities, the beneficial owners of which are the first heads of the client legal entity
2.9	Number of clients from countries with a high level of corruption in accordance with the list of countries of the Corruption Perceptions Index
2.10	Number of clients from countries included in the black, grey lists of the Financial Action Task Force on Money Laundering
2.11	Number of clients - non-profit organizations
Section 3. Products and services of the bank
3.1	Number of permanent clients enjoying privileges in servicing (VIP)
3.2	Number of bank clients using custodial services
3.3	Number of identified owners (clients) of electronic money
3.4	Number of foreign financial organizations
3.5	Payments and/or transfers of money without using a bank account
3.6	Primary remote establishment of business relations (number of clients)
Section 4. Cash operations
4.1	Cash withdrawals by individuals (excluding pensions and benefits)
4.2	Issuance to legal entities for other expenses
Section 5. Outgoing non-cash money transfers (within the country)
5.1	Consulting, marketing and research services
5.2	Storage, transportation services
5.3	Transfers within the country for construction and installation work
5.4	Gratuitous transfers, including transfers through fast money transfer systems
Section 6. Outgoing non-cash money transfers (abroad)
6.1	Consulting, marketing and research services
6.2	Storage, transportation services
6.3	Transfers abroad for construction and installation work
6.4	Penalties (fines, penalties), compensatory payments under contracts
6.5	Gratuitous transfers, including transfers through fast money transfer systems
Section 7. Outgoing non-cash money transfers (to offshore zones)
7.1	Consulting, marketing and research services
7.2	Storage, transportation services
7.3	Transfers abroad for construction and installation work
7.4	Penalties (fines, penalties), compensatory payments under contracts
7.5	Gratuitous transfers, including transfers through fast money transfer systems
Section 8. Foreign economic contracts of clients, excluding clients registered in offshore zones
8.1	Amount of debt on contracts for export and import of bank clients with an account number having a receivable debt of more than 180 (one hundred and eighty) days
8.2	Payments and transfers of money under bank client contracts without an account number, having a repatriation period of more than 360 days, excluding branches (representative offices) of foreign non-financial companies (hereinafter - NFCs)
8.3	Payments and transfers of money under foreign economic contracts providing for payment to third parties
Section 9. Foreign economic contracts of clients registered in offshore zones
9.1	Amount of debt on contracts for export and import of bank clients with an account number having a receivable debt of more than 180 days
9.2	Payments and transfers of money under bank client contracts without an account number, having a repatriation period of more than 360 days excluding NFCs
9.3	Payments and transfers of money under foreign economic contracts providing for payment to third parties
Section 10. Information on measures taken under the Law of the Republic of Kazakhstan "On Countering the Legalization (Money Laundering) of Proceeds Obtained Criminal, Terrorist Financing and Financing of the Proliferation of Weapons of Mass Destruction"
10.1	Number of clients with whom business relations were terminated in accordance with the Law of the Republic of Kazakhstan "On Countering the Legalization (Money Laundering) of Proceeds Obtained Criminal, Terrorist Financing and Financing of the Proliferation of Weapons of Mass Destruction", information on which was sent to the authorized body
10.2	Number of clients refused to establish business relations in accordance with the Law of the Republic of Kazakhstan "On Countering the Legalization (Money Laundering) of Proceeds Obtained Criminal, Terrorist Financing and Financing of the Proliferation of Weapons of Mass Destruction", information on which was sent to the authorized body
10.3	Number of threshold operations subject to financial monitoring, sent to the authorized body, information on which was sent to the authorized body
10.4	Number of suspicious operations sent to the authorized body
10.5	Number of suspended suspicious operations sent to the authorized body
10.6	Number of refusals to conduct operations with money or other property sent to the authorized body

Name _______________________________________________________

Address _______________________________________________________________

Telephone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash transactions, foreign economic contracts of clients of the level 2 bank and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction."

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash transactions, foreign economic contracts of clients of the level 2 bank and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash transactions, foreign economic contracts of clients of the level 2 bank and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction

(index – AML_CFT-1, frequency – annual)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the level 2 bank, clients of the level 2 bank, products and services of the level 2 bank, cash and non-cash transactions, foreign economic contracts of clients of the level 2 bank and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction" (hereinafter – the Form).

2. The Form is compiled annually by level 2 banks of the Republic of Kazakhstan and filled out as of the end of the reporting period or for the reporting year.

Data in the Form is filled out in thousands of tenge with two decimal places. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

Amounts for transactions in foreign currency are indicated in conversion at the market exchange rate determined in the manner provided for by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate of Currency" (registered in the Registry of State Registration of Normative Legal Acts under No. 36983), as of the last date of the transaction or as of the last date of the reporting period, except for contracts where the repatriation deadline has been violated, for which conversion is carried out as of the last date of the reporting month.

3. The Form is signed by the head or person authorized to sign the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form reflects information about the bank, bank clients, bank products and services, cash and non-cash transactions, foreign economic contracts of bank clients, and measures to counter the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction, adopted under the Law of the Republic of Kazakhstan "On Countering the Legalization (Money Laundering) of Proceeds Obtained Criminally, Terrorist Financing and Financing of the Proliferation of Weapons of Mass Destruction."

5. Values in rows 1.1, 1.2, 2.1, 2.2, 2.3, 2.4, 2.5, 2.6, 2.7, 2.8, 2.9, 2.10, 2.11, 3.1, 3.2, 3.3 and 3.4 are filled out as of the end of the reporting financial year. Values in other rows of the Form are filled out for the reporting year.

6. Values in rows 1.3, 1.4, 1.5, 3.5, 3.6 and sections 4, 5, 6, 7, 8 and 9 are indicated in thousands of tenge. Quantitative data in rows 1.1, 1.2, 3.1, 3.2, 3.3, 3.4, sections 2 and 10 are indicated in units.

7. Row 1.2 indicates information about the number of clients serviced by the bank, both with and without opening a bank account.

8. Row 1.3 indicates information on the turnover balance sheet for classes 1, 2, 3, 4 and 5 (balance sheet turnovers) for the reporting year.

9. Row 1.5 indicates the total amount of outgoing non-cash transactions (client transactions), including international money transfers and transfers made within the territory of the Republic of Kazakhstan, provided in accordance with the administrative data form "Information on the acceptance and execution of payments and/or money transfers with and without using a bank account" according to Appendix 13 to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213 "On Approval of the Rules for Providing Information on Payment Services" (registered in the Registry of State Registration of Normative Legal Acts under No. 14339) (hereinafter – Rules No. 213).

10. Row 1.5 indicates the total amount of cash withdrawals made by bank clients, provided in accordance with the cash transaction report form according to Appendix 11 to this Resolution and the administrative data form "Information on the quantity and volume of cash withdrawal transactions using payment cards" according to Appendix 3 to Rules No. 213.

11. Row 2.1 indicates the number of high-risk clients as of the end of the reporting financial year in accordance with criteria established by the bank. This item does not include information on rows 2.2, 2.3, 2.4, 2.5, 2.6, 2.7, 2.8, 2.9, 2.10 and 2.11.

12. Row 2.5 indicates information on the number of legal entities whose beneficial owners (beneficial owner) is a foreign public official.

13. Row 2.8 indicates information on the number of legal entities whose beneficial owners are recognized as the sole executive body, head of the collective executive body.

14. Row 2.9 indicates information on the number of clients registered in countries with a rating lower than the Republic of Kazakhstan in the latest published Corruption Perception Index by the international non-governmental organization Transparency International.

15. Row 2.10 indicates information on the number of clients from countries included in the lists of the Financial Action Task Force (FATF):

1. not cooperating with the Financial Action Task Force (FATF);

2. having strategic deficiencies in national systems for countering money laundering, terrorist financing and financing of the proliferation of weapons of mass destruction.

16. Row 3.1 indicates information on the number of permanent clients enjoying service privileges (VIP). VIP clients are understood to be a natural or legal person to whom the bank provides an extended or individual range of banking services on special conditions in accordance with the bank's internal documents.

17. Row 3.2 indicates information on the number of bank clients using custodial services. Custodial services are understood to be activities for the storage, accounting and ownership of financial instruments and other activities carried out in accordance with Article 74 of the Law of the Republic of Kazakhstan "On the Securities Market."

18. Row 3.3 indicates information on the number of identified owners (clients) of electronic money, provided in accordance with the administrative data form "Information on the number of agents and sub-agents of the electronic money issuer and owners of electronic money" according to Appendix 9 to Rules No. 213. Identified owners (clients) of electronic money are natural or legal persons who have undergone an identification procedure in accordance with the requirements of the legislation of the Republic of Kazakhstan on countering the legalization (money laundering) of proceeds obtained criminally, terrorist financing and financing of the proliferation of weapons of mass destruction.

19. Row 3.4 indicates information on the number of clients of foreign financial organizations corresponding to the residency indicator – 2 and the economic sector group code – 5 according to the Rules for applying economic sector codes and payment designations, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 (registered in the Registry of State Registration of Normative Legal Acts under No. 14365) (hereinafter – Rules No. 203), which is consistent with the National Classifier of Economic Sectors (NCS).

20. Row 3.5 indicates the total amount for transactions without using a bank account, including transactions through fast money transfer systems, as well as transactions in offshore zones, excluding utility payments and budget payments, in accordance with the administrative data form "Information on the acceptance and execution of payments and/or money transfers with and without using a bank account" according to Appendix 13 to Rules No. 213.

21. Row 4.1 indicates the total amount of cash withdrawals by natural persons, excluding pensions and benefits, including through ATMs, POS-terminals (an electromechanical device by means of which cash is withdrawn using payment cards and connection to the digital system of the level 2 bank).

22. Row 4.2 reflects information on cash withdrawals by legal entities for payment for goods, payment for services and for other expenses.

23. Rows 5.1, 6.1 and 7.1 indicate information on non-cash money transfers for consulting, marketing and research services, carried out under payment designation codes – 858 and 859 according to Rules No. 203. The selection of money transfers with the specified payment designations must be carried out using the following keywords and word fragments: "consult", "marketing", "research", "consult", "marketing", "research".

24. Rows 5.2, 6.2 and 7.2 reflect information on non-cash money transfers for storage and transportation services, carried out under payment designation codes – 811, 812, 814 and 816 according to Rules No. 203.

25. Row 5.4 reflects information on gratuitous transfers, including transfers through fast money transfer systems, carried out under payment designation codes – 111, 112 and 119 according to Rules No. 203. The selection of money transfers with the specified payment designation (transfer) is carried out using the following keywords and word fragments: "material", "help", "sponsor", "support", "aid", "charity", "charity", "gifts", "gifts", "compensation", "compensation".

26. Rows 5.3, 6.3 and 7.3 indicate information on non-cash money transfers for construction and installation work, carried out under payment designation code – 821 according to Rules No. 203.

27. Rows 6.4 and 7.4 reflect information on the payment of penalties (fines, penalties), compensatory payments under foreign economic contracts of clients, carried out under payment designation code – 119 according to Rules No. 203. The selection of money transfers with the specified payment designation (transfer) must be carried out using the following keywords and word fragments: "fine", "penalty", "fine", "penalty".

28. Sections 7 and 9 contain information on transactions carried out in offshore zones, the list of which is approved by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated February 24, 2020 No. 8 "On Establishing the List of Offshore Zones for the Purposes of Banking and Insurance Activities, Activities of Professional Participants in the Securities Market and Other Licensed Types of Activities in the Securities Market, Activities of Joint Investment Funds and Activities of Organizations Carrying Out Microfinance Activities" (registered in the Registry of State Registration of Normative Legal Acts under No. 20095). Information on offshore zones that are part of a state is provided in cases where such information is known to the bank.

29. Rows 8.1 and 9.1 indicate the amount of debt (difference between the delivery date and payment date) for contracts with an account number, for which as of the reporting date there is an accounts receivable of more than 180 (one hundred eighty) days for foreign currency contracts for export (export revenue) and import (advance payments).

30. Rows 8.2 and 9.2 indicate information on payments and money transfers under foreign economic contracts of bank clients without an account number, for which as of the reporting date the repatriation deadline exceeds 360 (three hundred sixty) calendar days, except for branches (representative offices) of foreign non-financial companies. The repatriation deadline is determined by the Rules for carrying out export-import currency control in the Republic of Kazakhstan, approved by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 29, 2023 No. 78 and the Order of the Deputy Prime Minister - Minister of Finance of the Republic of Kazakhstan dated October 4, 2023 No. 1054 (registered in the Registry of State Registration of Normative Legal Acts under No. 33512).

31. Rows 8.3 and 9.3 indicate the total amount for foreign economic contracts providing for payment to third parties.

Appendix 19

to the Rules for reporting by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan and joint stock company "Bank of Development Kazakhstan"

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of administrative form: Report on Changes in Financial Assets and Liabilities

Index of the form intended for the collection of administrative data on a gratuitous basis: FA_INTFLOWS_11SB

Frequency: quarterly

Reporting period: for the "_" quarter of 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 banks, branches of non-resident banks of the Republic of Kazakhstan, joint stock company "Bank of Development Kazakhstan"

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: quarterly, no later than the last working day of the month following the reporting quarter

BIN: ____________

Collection method: in electronic form

No.	Name of Indicators	Value
1	2	3
1	Account Number
2	Residency Indicator
3	Economic Sector Group Code
4	Nominal Currency Indicator
5	Changes as a result of transactions
6	Revaluation
7	Other Changes
8	Breakdown of the type of other changes

Name _______________________________________________________

Address _______________________________________________________________

Telephone ________________________________________

Email Address _________________________

Executor ____________________________________ ________________

surname, first name, patronymic (if any) signature, phone

Head or person authorized to sign the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Changes in Financial Assets and Liabilities."

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on Changes in Financial Assets and Liabilities"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on Changes in Financial Assets and Liabilities

(index – FA_INTFLOWS_11SB, frequency – annual)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on Changes in Financial Assets and Liabilities" (hereinafter – the Form).

2. The Form is compiled quarterly, filled out for the reporting quarter.

3. The Form is signed by the head or person authorized to sign the report, and the executor.

4. The Form indicates information on changes during the reporting period on balance sheet accounts of the first and second classes of the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, Joint Stock Company "Bank of Development Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2011 No. 3 "On Approval of the Standard Chart of Accounts in Level 2 Banks, Mortgage Organizations, Joint Stock Company "Bank of Development Kazakhstan" and Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 6793), reflecting the existence of claims or obligations in relations with residents of the Republic of Kazakhstan.

Chapter 2. Instructions for Filling out the Form

5. Rows 1, 2, 3 and 4 are filled out in accordance with the System List of Data.

6. In rows 5, 6 and 7, the amount is indicated in tenge in the format of a number with two decimal places.

7. Row 5 reflects changes as a result of transactions – financial flows that arise by mutual agreement of institutional units as a result of the creation, liquidation or transfer of ownership rights to financial assets or liabilities. The transfer of ownership rights occurs through sale, transfer or release in any other form from all rights, obligations and risks associated with a financial asset or liability.

8. Row 6 reflects revaluation – financial flows arising as a result of changes in market value and/or changes in the exchange rate of the national currency to foreign currencies, affecting the value of assets and liabilities denominated in foreign currency.

9. Row 7 reflects other changes – financial flows arising as a result of changes in assets and liabilities, other than changes as a result of transactions and revaluation. This category includes unilateral write-off of claims, change in classification of assets and liabilities, as well as changes that are not subject to reflection in rows 4 and 5.

10. The sum of rows 5, 6 and 7 is equal to the difference between the balances on the corresponding balance sheet account at the end of the reporting period and at the end of the previous reporting period.

11. Row 8 is filled out if there is a non-zero value in row 7.

Appendix

to the Resolution of the Board of the

National Bank of the

Republic of Kazakhstan

dated December 2, 2025 No. 88

List of some Resolutions of the Board of the

National Bank of the Republic of Kazakhstan that have lost force, as well as structural elements of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan

1. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 29, 2018 No. 139 "On Approval of the Instruction on the Submission by Level 2 Banks, Bank of Development Kazakhstan, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations and Mortgage Organizations to the National Bank of the Republic of Kazakhstan of Information for the Formation of a Financial Sector Overview" (registered in the Registry of State Registration of Normative Legal Acts under No. 17274).

2. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 21, 2020 No. 54 "On Approval of the List, Forms, Deadlines and Rules for Reporting by Level 2 Banks" (registered in the Registry of State Registration of Normative Legal Acts under No. 20474).

3. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 22 "On Approval of the List, Forms, Deadlines and Rules for Reporting by Branches of Non-Resident Banks of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 22323).

4. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 26, 2021 No. 48 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 21, 2020 No. 54 "On Approval of the List, Forms, Deadlines for Reporting by Level 2 Banks and Rules for its Submission" (registered in the Registry of State Registration of Normative Legal Acts under No. 22715).

5. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 27, 2023 No. 89 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 29, 2018 No. 139 "On Approval of the Instruction on the Submission by Level 2 Banks, Bank of Development Kazakhstan, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations and Mortgage Organizations to the National Bank of the Republic of Kazakhstan of Information for the Formation of a Financial Sector Overview" (registered in the Registry of State Registration of Normative Legal Acts under No. 33744).

6. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 23, 2024 No. 54 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 21, 2020 No. 54 "On Approval of the List, Forms, Deadlines for Reporting by Level 2 Banks and Rules for its Submission" (registered in the Registry of State Registration of Normative Legal Acts under No. 35140).

7. Paragraph 3 of the List of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan to which amendments and additions are made regarding the submission of reporting, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 22, 2021 No. 11 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Reporting Issues and Suspension of the Action of Certain Norms of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan" (registered in the Registry of State Registration of Normative Legal Acts under No. 22309).

8. Point 2 of the List of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which amendments and additions are made regarding the collection of administrative data and reporting, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 19, 2021 No. 37 "On amendments and additions to certain resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of collection of administrative data and reporting" (registered in the Registry of state registration of normative legal acts under No. 22596).

9. Points 1 and 3 of the List of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which amendments and additions are made regarding the collection of administrative data and reporting, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 24, 2022 No. 2 "On amendments and additions to certain resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of collection of administrative data and reporting" (registered in the Registry of state registration of normative legal acts under No. 26679).

10. Points 3 and 4 of the List of certain resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which amendments and additions are made regarding the reporting by participants of the financial market, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2023 No. 67 "On amendments and additions to certain normative legal acts of the Republic of Kazakhstan on issues of reporting by participants of the financial market" (registered in the Registry of state registration of normative legal acts under No. 33507).