Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 97 of December 25, 2023 on Amendments to Resolution No. 167 on Reporting of the Unified Accumulative Pension Fund

Registered in the Ministry of Justice of the Republic of Kazakhstan on December 29, 2023, under No. 33847. Officially published on January 5, 2024, in the Reference Control Database of Legal Acts of the Republic of Kazakhstan (http://zan.gov.kz/client/#!/md/191346/rus).

"NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN" REPUBLICAN STATE INSTITUTION		REPUBLICAN STATE INSTITUTION "NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN"
DECISION OF THE BOARD December 25, 2023 Astana city		DECISION OF THE BOARD No. 97 Astana city

On Amendments and Additions to the Decision of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167 "On Approval of the List, Forms, Deadlines for Reporting of the Unified Accumulative Pension Fund and Rules for Their Submission"

The Board of the National Bank of the Republic of Kazakhstan DECIDES:

1. Make the following amendments and additions to the Decision of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167 "On Approval of the List, Forms, Deadlines for Reporting of the Unified Accumulative Pension Fund and Rules for Their Submission" (registered in the Registry of State Registration of Legal Acts under No. 15863):

in paragraph 1:

subparagraphs 5) and 6) are worded as follows:

"5) the report form on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) according to Appendix 5 to this Decision;

6. the report form on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary)) according to Appendix 6 to this Decision;";

subparagraph 19) is worded as follows:

"19) the report form on payments and return of target accumulations according to Appendix 19 to this Decision;";

add subparagraphs 20) and 21) of the following content:

"20) the report form on target requirements according to Appendix 20 to this Decision;

21. Rules for the submission of reporting by the Unified Accumulative Pension Fund according to Appendix 21 to this Decision.";

paragraph 2 is worded as follows:

"2. The Unified Accumulative Pension Fund submits to the National Bank of the Republic of Kazakhstan in electronic format:

1. monthly:

reporting specified in subparagraphs 2) and 4) of paragraph 1 of this Decision, no later than the 7th (seventh) working day of the month following the reporting month, in the case of the Unified Accumulative Pension Fund having pension assets transferred to external management – no later than the 20th (twentieth) day of the month following the reporting month;

reporting specified in subparagraphs 3), 5), 6), 7), 9), 10), 11), 12), 13), 15), 16) and 19) of paragraph 1 of this Decision, no later than the 7th (seventh) working day of the month following the reporting month;

2. quarterly:

reporting specified in subparagraphs 8) and 14) of paragraph 1 of this Decision, no later than the 7th (seventh) working day of the month following the reporting quarter;

reporting specified in subparagraphs 17) and 18) of paragraph 1 of this Decision, no later than the 25th (twenty-fifth) day of the month following the reporting quarter;

3. annually – reporting specified in subparagraph 20) of paragraph 1 of this Decision, no later than the 30th (thirtieth) of April of the year following the reporting year.";

Appendix 1 is worded in the edition according to Appendix 1 to this Decision;

Appendix 5 is worded in the edition according to Appendix 2 to this Decision;

Appendix 6 is worded in the edition according to Appendix 3 to this Decision;

Appendix 19 is worded in the edition according to Appendix 4 to this Decision;

add Appendix 20 in the edition according to Appendix 5 to this Decision;

add Appendix 21 in the edition according to Appendix 6 to this Decision.

2. The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan shall ensure in the manner established by the legislation of the Republic of Kazakhstan:

1. together with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this Decision in the Ministry of Justice of the Republic of Kazakhstan;

2. placement of this Decision on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3. within ten working days after the state registration of this Decision, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the execution of the measure provided for in subparagraph 2) of this paragraph.

3. Control over the execution of this Decision is entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan in charge.

4. This Decision enters into force on January 1, 2024 and is subject to official publication.

Chairman	T.M. Suleimenov

AGREED

Bureau of National Statistics

Agency for Strategic Planning and Reforms

of the Republic of Kazakhstan

AGREED

Agency of the Republic of Kazakhstan

for Regulation and Development

of the Financial Market

Appendix 1

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 97

Appendix 1

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated August 28, 2017 No. 167

List of Reporting of the Unified Accumulative Pension Fund

The reporting of the Unified Accumulative Pension Fund includes:

1. report on the cost of pension assets;

2. report on the structure of the investment portfolio of pension assets;

3. report on pension assets under external management;

4. report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries);

5. report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary));

6. report on pension payments for mandatory pension contributions, mandatory professional pension contributions, voluntary pension contributions;

7. report on the volumes of payments of pensions and pension accumulations to workers (family members) of states – members of the Eurasian Economic Union on the territory of the Republic of Kazakhstan;

8. report on securities acquired at the expense of own assets;

9. report on "reverse repo" and repo transactions carried out at the expense of own assets;

10. report on deposits, money and cash equivalents placed at the expense of own assets;

11. report on investments in the capital of other legal entities;

12. report on transactions carried out for investing own assets;

13. report on financial instruments of issuers who have defaulted, acquired at the expense of pension assets;

14. report on the cost of one conditional unit of pension assets formed at the expense of mandatory pension contributions, mandatory professional pension contributions and voluntary pension contributions;

15. report on the cost of one conditional unit of conditional pension liabilities;

16. report on assets and liabilities classified by economic sectors (on own assets of the Unified Accumulative Pension Fund);

17. report on assets and liabilities classified by economic sectors (on pension assets of the Unified Accumulative Pension Fund);

18. report on payments and return of target accumulations;

19. report on target requirements.

Appendix 2

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 97

Appendix 5

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated August 28, 2017 No. 167

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries)

Administrative data form index: 1-ENPF_PV

Frequency: monthly

Reporting period: as of "___" ______ 20 ___ year

Persons submitting information: Unified Accumulative Pension Fund

Deadline for submission of the administrative data form: monthly, no later than the 7th (seventh) working day of the month following the reporting month

Form

Table. Volumes of pension accumulations and number of individual pension accounts (sub-accounts) of contributors (beneficiaries)

For pension accumulations under trust management

---

(name of the pension asset manager)

(in thousands of tenge)

Age of contributors (beneficiaries)	Individual pension accounts (sub-accounts) of contributors (beneficiaries)
for accounting of mandatory pension contributions
Men			Women
Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations		Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations
1	2	3	4	5		6	7
under 20 years
21 years
22 years
23 years
24 years
25 years
26 years
27 years
28 years
29 years
30 years
31 years
32 years
33 years
34 years
35 years
36 years
37 years
38 years
39 years
40 years
41 years
42 years
43 years
44 years
45 years
46 years
47 years
48 years
49 years
50 years
51 years
52 years
53 years
54 years
55 years
56 years
57 years
58 years
59 years
60 years
61 years
62 years
63 years
64 years
65 years
66 years
67 years
68 years
69 years
70 years
71 years
72 years
73 years
74 years
75 years
76 years
77 years
78 years
79 years
80 years
81 years and over
Total

continuation of the table:

Individual pension accounts (sub-accounts) of contributors (beneficiaries)
for accounting of mandatory professional pension contributions
Men			Women
Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations
8	9	10	11	12	13

continuation of the table:

Individual pension accounts (sub-accounts) of contributors (beneficiaries)
for accounting of voluntary pension contributions
Men			Women
Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations
14	15	16	17	18	19

continuation of the table:

Conditional pension accounts of individuals
for accounting of mandatory employer pension contributions
Men		Women
Number of conditional pension accounts of individuals	Amount credited to conditional pension accounts	Number of conditional pension accounts of individuals	Amount credited to conditional pension accounts
20	21	22	23

The amount of pension accumulations for unidentified contributors is ______ thousand tenge.

The amount of money in reserve fund accounts is ______ thousand tenge.

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, name and patronymic (if any) signature

Date "____" ______ 20 year

Appendix
to the report form on the volumes of pension accumulations and the number of individual

pension accounts (sub-accounts) of contributors (beneficiaries)

Explanation on filling out the administrative data form

"Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries)"

(index – 1-ENPF_PV, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the administrative data form "Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries)" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".

3. The Form is filled out monthly by the Unified Accumulative Pension Fund separately for pension accumulations under trust management of the National Bank of the Republic of Kazakhstan, and for pension accumulations under trust management of the investment portfolio manager, as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

5. In columns 2, 5, 8, 11, 14 and 17, the number of individual pension accounts of contributors (beneficiaries) having pension accumulations under trust management of the National Bank of the Republic of Kazakhstan, and the number of sub-accounts of contributors (beneficiaries) opened as part of an individual pension account and intended for accounting of pension accumulations transferred to trust management of the investment portfolio manager, are indicated separately for men and women (in the corresponding columns), with breakdown by age of the contributor (beneficiary).

6. In columns 3, 6, 9, 12, 15 and 18, the amount of pension accumulations on individual pension accounts of contributors (beneficiaries) having pension accumulations under trust management of the National Bank of the Republic of Kazakhstan, and the amount of pension accumulations on sub-accounts of contributors (beneficiaries) opened as part of an individual pension account and intended for accounting of pension accumulations transferred to trust management of the investment portfolio manager, are indicated separately for men and women (in the corresponding columns), with breakdown by age of the contributor (beneficiary).

7. In columns 4, 7, 10, 13, 16 and 19, the number of individual pension accounts of contributors (beneficiaries) without pension accumulations under trust management of the National Bank of the Republic of Kazakhstan, and the number of sub-accounts of contributors (beneficiaries) opened as part of an individual pension account and intended for accounting of pension accumulations transferred to trust management of the investment portfolio manager, without pension accumulations, are indicated separately for men and women, with breakdown by age of the contributor (beneficiary).

8. The amount of pension accumulations for unidentified contributors and the amount of money in reserve fund accounts are indicated in the note to the Form provided for in the information system.

9. In the absence of information, the Form is submitted without filling out.

Appendix 3

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated December 25, 2023 No. 97

Appendix 6

to the Decision of the Board

of the National Bank

of the Republic of Kazakhstan

dated August 28, 2017 No. 167

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary))

Administrative data form index: 1-ENPF_PV_OBL

Frequency: monthly

Reporting period: as of "__" ______ 20 ___ year

Persons submitting information: Unified Accumulative Pension Fund

Deadline for submission of the administrative data form: monthly, no later than the 7th (seventh) working day of the month following the reporting month

Form

Table. Volumes of pension accumulations and number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary))

For pension accumulations under trust management

---

(name of the pension asset manager)

(in thousands of tenge)

No.	Region or city of republican significance		Individual pension accounts (sub-accounts) of contributors (beneficiaries)
Name	Code according to the classifier of administrative-territorial objects	for accounting of mandatory pension contributions			for accounting of mandatory professional pension contributions
Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations
1	2	3	4	5	6	7	8	9
	Region not specified
	Total

continuation of the table:

Individual pension accounts (sub-accounts) of contributors (beneficiaries)				Conditional pension accounts of individuals
for accounting of voluntary pension contributions				for accounting of mandatory employer pension contributions
Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) with pension accumulations	Amount of pension accumulations	Number of individual pension accounts (sub-accounts) of contributors (beneficiaries) without pension accumulations	Number of conditional pension accounts of individuals with pension accumulations		Amount of pension accumulations	Number of conditional pension accounts of individuals without pension accumulations
10	11	12	13		14	15

The amount of pension accumulations for unidentified contributors is ______ thousand tenge.

The amount of money in reserve fund accounts is ______ thousand tenge.

Name ______

Address ______

Phone ______

Email address ______

Executor ______ ______

surname, name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, name and patronymic (if any) signature

Date "____" ______ 20 year

Appendix to the report form on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary))

Explanation on filling out the administrative data form

"Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary))"

(index – 1-ENPF_PV_OBL, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the administrative data form "Report on the volumes of pension accumulations and the number of individual pension accounts (sub-accounts) of contributors (beneficiaries) by regions of the Republic of Kazakhstan (by the place of residence of the contributor (beneficiary))" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".

3. The Form is completed monthly by the unified accumulative pension fund separately for pension savings held in trust by the National Bank of the Republic of Kazakhstan and for pension savings held in trust by an investment portfolio manager, as of the end of the reporting period. Data in the Form are indicated in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of Form Completion

5. In column 2, the code of the region (city of republican significance) is indicated in accordance with the classifier of administrative-territorial objects (KATO), posted on the official Internet resource of the Bureau of National Statistics of the Agency for Strategic Planning and Reforms of the Republic of Kazakhstan.

6. In columns 4, 7, and 10, the number of individual pension accounts of depositors (recipients) having pension savings held in trust by the National Bank of the Republic of Kazakhstan, and the number of sub-accounts of depositors (recipients) opened as part of an individual pension account and intended for accounting for pension savings transferred to the trust management of an investment portfolio manager, are indicated, broken down depending on the place of residence of the depositor (recipient).

7. In columns 5, 8, and 11, the amount of pension savings on individual pension accounts of depositors (recipients) having pension savings held in trust by the National Bank of the Republic of Kazakhstan, and the amount of pension savings on sub-accounts of depositors (recipients) opened as part of an individual pension account and intended for accounting for pension savings transferred to the trust management of an investment portfolio manager, are indicated, broken down depending on the place of residence of the depositor (recipient).

8. In columns 6, 9, and 12, the number of individual pension accounts of depositors (recipients) without pension savings held in trust by the National Bank of the Republic of Kazakhstan, and the number of sub-accounts of depositors (recipients) opened as part of an individual pension account and intended for accounting for pension savings transferred to the trust management of an investment portfolio manager, without pension savings, are indicated, broken down depending on the place of residence of the depositor (recipient).

9. The amount of pension savings for unidentified depositors and the amount of money in reserve fund accounts are indicated in the note to the Form provided for in the information system.

10. In the absence of information, the Form is submitted without filling in.

Appendix 4
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 97

Appendix 19
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on Disbursements and Return of Targeted Savings

Administrative data form index: 1-ENPF_VVCN

Frequency: monthly

Reporting period: as of "__" ______ 20 ___ year

Persons submitting information: unified accumulative pension fund

Deadline for submitting the administrative data form: monthly, no later than the 7th (seventh) working day of the month following the reporting month

Form

Table. Disbursements and Return of Targeted Savings

Row Code	Name of Articles	For the reporting month			For the period from the beginning of the year
		number of recipients (persons)	number of disbursements (units)	amount (in US dollars)	number of recipients (persons)
1	2	3	4	5	6
100	Disbursements of targeted savings, including:
101	for improving housing conditions
102	for payment of education
103	to heirs
200	Return of targeted savings	X	X		X

Name ______

Address ______

Phone ______

Email address ______

Executor ______ _______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______ 20 year

Appendix
to the report form on disbursements and return of targeted savings

Explanation of completion of the administrative data form

"Report on Disbursements and Return of Targeted Savings"

(index – 1-ENPF_VVCN, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the administrative data form "Report on Disbursements and Return of Targeted Savings" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".

3. The Form is completed monthly by the unified accumulative pension fund as of the end of the reporting period.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of Form Completion

5. In column 3, the number of recipients to whom disbursements of targeted savings were made during the reporting month is indicated in units.

6. In column 4, the number of disbursements of targeted savings made to recipients during the reporting month is indicated in units. Information on the number of disbursements of targeted savings is reflected based on the disbursements of targeted savings (transactions) made to recipients.

7. In column 5, the amount of disbursements or return of targeted savings for the reporting month is indicated in US dollars.

8. In column 6, the number of recipients to whom disbursements of targeted savings were made for the period from the beginning of the year (cumulative total) is indicated in units.

9. In the absence of information, the Form is submitted without filling in.

Appendix 5
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 97

Appendix 20
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The administrative data form is posted on the Internet resource: www.nationalbank.kz

Report on Targeted Requirements

Administrative data form index: 1-ENPF_CT

Frequency: annual

Reporting period: as of "__" ______ 20 ___ year

Persons submitting information: unified accumulative pension fund

Deadline for submitting the administrative data form: annually, no later than April 30 (thirtieth) of the year following the reporting year

Form

Table. Targeted Requirements

Year of birth of participants	Number of participants	Amount of targeted requirements at the end of the year preceding the reporting year (in US dollars)	Amount of income accrued on the amount of targeted requirements at the end of the year preceding the reporting year (in US dollars)	Amount of targeted requirements from the amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan in the reporting year (in US dollars)	Amount of targeted requirements as of the end of the reporting year (in US dollars)
1	2	3	4	5	6

The amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan is ______ US dollars.

The amount of income accrued on previously formed targeted requirements of participants in targeted requirements is ______ US dollars.

The amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan with adjustment is ______ US dollars.

The rate of average investment income is ______ percent.

The total number of participants in targeted requirements at the end of the reporting year is ______ persons.

Name ______

Address ______

Phone ______

Email address ______

Executor ______ _______ ______

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______ 20 year

Appendix
to the report form on targeted requirements

Explanation of completion of the administrative data form

"Report on Targeted Requirements"

(index – 1-ENPF_CT, frequency – annual)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the administrative data form "Report on Targeted Requirements" (hereinafter – Form).

2. The Form is developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics".

3. The Form is completed annually by the unified accumulative pension fund as of the end of the reporting period.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation of Form Completion

5. In column 1, the years of birth of participants in targeted requirements are indicated.

6. In column 2, the number of participants in targeted requirements of the corresponding year of birth is indicated in units.

7. In column 3, the amount of targeted requirements at the end of the year preceding the reporting year is indicated in US dollars (hereinafter – US dollars).

8. In column 4, the amount of income accrued on the amount of targeted requirements at the end of the year preceding the reporting year is indicated in US dollars.

9. In column 5, the amount of targeted requirements from the amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan for the reporting period is indicated in US dollars.

10. In column 6, the amount of targeted requirements as of the end of the reporting year, equal to the sum of the values of columns 3, 4, and 5, is indicated in US dollars.

11. The amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan, the amount of income accrued on previously formed targeted requirements of participants in targeted requirements, the amount of fifty percent of the average investment income of the National Fund of the Republic of Kazakhstan with adjustment, the rate of average investment income, and the total number of participants in targeted requirements at the end of the reporting year are indicated in the note to the Form provided for in the information system.

12. In the absence of information, the Form is submitted without filling in.

Appendix 6
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 97

Appendix 21
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167

Rules for submitting reporting by the unified accumulative pension fund

1. The Rules for submitting reporting by the unified accumulative pension fund (hereinafter – Rules) are developed in accordance with subparagraph 65-2) of part two of Article 15 of the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan" and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics" and define the procedure for submitting reporting by the unified accumulative pension fund (hereinafter – Fund) to the National Bank of the Republic of Kazakhstan (hereinafter – National Bank).

2. Reporting is submitted by the Fund in electronic form using the information system "Web Portal of the National Bank of the Republic of Kazakhstan".

3. Reporting authenticated by the electronic digital signature of the Head of the Fund or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.

4. The completeness and accuracy of data in reporting are ensured by the Head of the Fund or the person entrusted with the function of signing the report.

5. Data in reporting are indicated in the national currency of the Republic of Kazakhstan – tenge, as well as in US dollars.

6. For the purpose of forming reporting, assets in foreign currency are indicated in conversion at the market exchange rate determined in accordance with the procedure established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the Procedure for Determining the Market Exchange Rate of Currency", registered in the Registry of State Registration of Normative Legal Acts under No. 8378.

7. The concepts of "resident" and "non-resident" are used in the meanings defined by the Law of the Republic of Kazakhstan "On Currency Regulation and Currency Control".