Regulatory Alerts2026-05-19
Added · Updated
Resolution of the Deputy Superintendent of Market Conduct Supervision No. 021-2026-SMV/11
ALFIN BANCO S.A. has been sanctioned with a total fine of 9 UIT for three minor infractions related to the incomplete and untimely communication of significant events. The infractions include failing to disclose that a capital increase was subject to prior authorization from the Superintendency of Banking, Insurance, and AFPs, omitting the identity of the adjudicator of remaining shares in another capital increase communication, and communicating an SBS Resolution four months late. These infractions are typified in subsection 3.1 of numeral 3 of Annex I of the Sanctions Regulation.
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