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Rule · DFSA · 13 Jun 2013 · RMI 123/2013

RMI 123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013

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The instrument repeals and replaces the Conduct of Business module (COB/VER21/12-12) with a new version identified as COB/VER22/07-13. This change is made by the Board of the Dubai Financial Services Authority under the Regulatory Law 2004. The instrument came into force on 14 July 2013.

United Arab EmiratesDubai Financial Services Authority

RM123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013

Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

Amendments to Modules:

(2) The Conduct of Business module – (COB/VER21/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER22/07-13).

Citation:

(3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 123) 2013.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

By Order of the Board

Saeb Eigner ChairmanIan Johnston Chief Executive

13 June 2013
RM123/2013

Click herehere to view Appendix 1 in PDF format.

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Annotations and obligations
3 definitions
  • Definition / condition 3
  • background, boilerplate

Lineage: Superseded

A newer document in RegAlert replaces this one.

Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertRMI 123/2013 Conduct ofBusiness Module (COB) Instrum…2013-06-13 · this documentRMI 123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013 (2013-06-13)Notice of Amendments toLegislation2013 · DFSANotice of Amendments to Legislation (2013-06-16)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (2)
Superseded by
  • Notice of Amendments to Legislation2013 · DFSA

    “CONDUCT OF BUSINESS MODULE (COB) INSTRUMENT (NO 123) 2013 , which repeals and replaces the Conduct of Business (COB) module”

Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument.”

Timeline

Amended 1 time · last 2013-06-16

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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added