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Rule · DFSA · 24 Aug 2014 · RMI 144/2014

RMI 144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014

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The Board of the Dubai Financial Services Authority repeals and replaces the Conduct of Business module (COB/VER22/07-13) with a new version identified as (COB/VER23/08-14). This instrument, which also includes guidance made by the Chief Executive, came into force on 24 August 2014 at 18:30 hours.

United Arab EmiratesDubai Financial Services Authority

RM144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014

Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 24 August 2014 and shall come into force on the same day at 18:30 hours.

Amendments to Modules:

(2) The Conduct of Business (COB) module — (COB/VER22/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER23/08-14).

Citation:

(3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 144) 2014.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

By Order of the Board

Saeb Eigner ChairmanIan Johnston Chief Executive

24 August 2014
RM144/2014

Click herehere to view Appendix 1 in PDF format.

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Annotations and obligations
3 definitions
  • Definition / condition 3
  • background, boilerplate

Lineage: No known changes

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Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertRMI 144/2014 Conduct ofBusiness Module (COB) Instrum…2014-08-24 · this documentRMI 144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014 (2014-08-24)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument.”

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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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