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Rule · DFSA · 18 Dec 2019 · RMI 259/2019

RMI 259/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 259) 2019

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The Board of the Dubai Financial Services Authority repeals the existing Conduct of Business Module (COB VER/33/07-19) and replaces it with a new version identified as COB VER/34/01-20, which is contained in Appendix 1 of the instrument. The instrument was made on 18 December 2019 and came into force on 1 January 2020. The new COB module may be cited as the Conduct of Business Module or COB, and the instrument includes guidance made by the Chief Executive under the Regulatory Law 2004.

United Arab EmiratesDubai Financial Services Authority

RMI259/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 259) 2019

Click herehere to view the Rulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 18 December 2019 and shall come into force on 1 January 2020.

Amendments to Modules:

(2) The Conduct of Business Module (COB) – (COB VER/33/07-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER/34/01-20).

Citation

(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 259) 2019.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

By Order of the Board

Saeb Eigner ChairmanBryan Stirewalt Chief Executive

18 December 2019

RMI 259/2019

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Annotations and obligations
3 definitions
  • Definition / condition 3
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Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertRMI 259/2019 Conduct ofBusiness Module (COB) Rule-Ma…2019-12-18 · this documentRMI 259/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 259) 2019 (2019-12-18)Mentions (1)a document that mentions itopen the list below the graph ▾Mentions (1): a document that mentions it without changing it — open the list below the graph
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The links and the sentences they come from (1)
Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004”

Mentions (1): 1 document mentions this one without changing it
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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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