Regulatory Alerts2022-10-21
Added · Updated
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
The Hong Kong Monetary Authority issued this circular to establish enhanced investor protection measures for the sale and distribution of debt instruments with loss-absorption features and related products. The document mandates specific conduct standards for registered institutions to ensure appropriate product suitability and risk disclosure. It also provides guidance and frequently asked questions to assist institutions in implementing these regulatory requirements effectively.
CIR
Current
Issue Date:
21 Oct 2022
20221021-3-EN.pdf (161.4 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
21 Oct 2022
Annex 1 - Guidance on Enhanced Investor Protection Measures on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex
Current
21 Oct 2022
Annex 2 - Frequently Asked Questions on Sale and Distribution of Loss-absorption Products
CIR
Archive
08 Jul 2019
Frequently Asked Questions on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex: Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products Frequently Asked Questions (“FAQs”)
CIR
Archive
21 Mar 2019
Implementation Arrangements on the Enhanced Investor Protection Measures for Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
CIR
Archive
30 Oct 2018
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex
Current
21 Oct 2022
Annex 1 - Guidance on Enhanced Investor Protection Measures on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex
Current
21 Oct 2022
Annex 2 - Frequently Asked Questions on Sale and Distribution of Loss-absorption Products
Cross referenced Document
Version History
CIR
Archive
08 Jul 2019
Frequently Asked Questions on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex: Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products Frequently Asked Questions (“FAQs”)
CIR
Archive
21 Mar 2019
Implementation Arrangements on the Enhanced Investor Protection Measures for Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
CIR
Archive
30 Oct 2018
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
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