Regulatory Alerts2022-10-21
Added · Updated
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
The Hong Kong Monetary Authority issued this circular to establish enhanced investor protection measures for the sale and distribution of debt instruments with loss-absorption features and related products. The document mandates specific conduct standards for registered institutions to ensure appropriate product suitability and risk disclosure. It also provides guidance and frequently asked questions to assist institutions in implementing these regulatory requirements effectively.
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