Regulatory Alerts2023-04-26
Added · Updated
SEC Directive on Minimum Financial Requirements
The Securities and Exchange Commission of Sri Lanka issued this directive to establish minimum financial requirements for various categories of market intermediaries. The regulation mandates specific minimum shareholders' funds and liquid capital thresholds for entities such as investment managers, credit rating agencies, and underwriters. These requirements became effective immediately upon the directive's issuance on April 26, 2023.
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