Regulatory Alerts2002-05-23
Added
Securities and Futures (Opportunity to be Heard) Regulations
The Monetary Authority of Singapore issues this guidance to outline the scope of capital markets services licensing and the application of the Securities and Futures Act to various financial institutions. It details the qualification requirements for fund managers, capital markets services licensees, and REIT managers while establishing business conduct rules and exemption criteria. The document also provides specific forms and procedures for notifying the appointment of representatives and applying for licenses under the regulatory framework.
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