Securities Industry (Anti Money Laundering and Countering the Financing of Terrorism) (Amendment) Rules, 2020

EXTRAORDINARY
OFFICIAL GAZETTE
THE BAHAMAS
PUBLISHED BY AUTHORITY
NASSAU 23rd NASSAU 11 August, 2011 th NASSAU October, 2019 26th May, 2020

SECURITIES INDUSTRY (ANTI-MONEY
LAUNDERING AND COUNTERING THE
FINANCING OF TERRORISM) (AMENDMENT)
RULES, 2020
Arrangement of Rules
Rule

1. Citation..............................................................................................................2
2. Amendment of rule 9 of S.I. No. 96 of 2015 ....................................................2

S.I. No. 80 of 2020
The Securities Commission of The Bahamas, in exercise of the powers conferred by
section 149 of the Securities Industry Act, 2011 (No. 10 of 2011), makes the following
Rules —

1. Citation.
2. Amendment of rule 9 of S.I. No. 96 of 2015.
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   SECURITIES INDUSTRY ACT
   (NO. 10 OF 2011)
   SECURITIES INDUSTRY (ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM) (AMENDMENT) RULES, 2020 These Rules which amend the Securities Industry (Anti-Money Laundering and Countering the Financing of Terrorism) Rules, 20151, may be cited as the Securities (Anti-Money Laundering and Countering the Financing of Terrorism) (Amendment) Rules, 2020. Rule 9 of the Securities Industry (Anti-Money Laundering and Countering the Financing of Terrorism) Rules, 2015 is amended in subparagraph (1)(a) by the deletion of the words “(ii) correct permanent address;” and the substitution as follows — 1 S.I. No. 98 of 2015. “(ii) at least two current means of contact which may include – (aa) personal email address; (bb) business email address; (cc) personal mobile telephone number; (dd) personal landline number; (ee) business landline number; (ff) personal mailing address which must include where applicable, the street, post office box number, city, state or province, postal or zip code, landline telephone contact and country;

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Made this 25th day of May, 2020
Signed
Chairman
Securities Commission of The Bahamas
(gg) business mailing address which must include where applicable the street, post office box number, city, state or province, postal or zip code, landline telephone contact and country; (hh) residential mailing address which must include where applicable the street, post office box number, city, state or province, postal or zip code, landline telephone contact and country; or (ii) any other means of contact which the Commission may specify;”.