Regulatory Alerts2017-10-27
Added · Updated
Security controls for Internet trading services
The Securities and Futures Commission issued this circular on 27 October 2017 to establish security controls for Internet trading services. It applies to registered institutions and addresses technology risk management, cybersecurity, and e-banking within wealth management and securities investment products. The document supersedes previous guidance on security controls for Internet banking services and references updated risk management guidelines for e-banking.
CIR
Current
Issue Date:
27 Oct 2017
20171027-1-EN.pdf (102.3 KB)
Topic:
Technology Risk Management - Cybersecurity
Technology Risk Management - E-banking
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
27 Oct 2017
Annex - SFC guidelines of 27 Oct 2017
SPM-SGL
Current
25 Oct 2024
TM-E-1 Risk Management of E-banking
CIR
Archive
26 May 2016
Security controls related to Internet banking services
Annex
Current
27 Oct 2017
Annex - SFC guidelines of 27 Oct 2017
SPM-SGL
Current
25 Oct 2024
TM-E-1 Risk Management of E-banking
CIR
Archive
26 May 2016
Security controls related to Internet banking services
Version History
Superseded Document
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