Regulatory Alerts2024-01-05
Added · Updated
Self-Assessment of Compliance with the Code of Banking Practice 2023
The Hong Kong Monetary Authority issued this circular on 5 January 2024 to require all Authorized Institutions to conduct a self-assessment of their compliance with the Code of Banking Practice 2023. The directive mandates the use of the specified reporting template provided in the enclosures to document and submit compliance findings. This regulatory action ensures that financial institutions adhere to established conduct standards and maintain transparency in their operational practices.
CIR
Current
Issue Date:
05 Jan 2024
20240105-1-EN.pdf (158.0 KB)
Topic:
Banking Conduct & Enforcement - Code of Banking Practice
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
05 Jan 2024
Enclosure - Self Assessment of Compliance with the Code of Banking Practice 2023 (Reporting Template)
Annex
Current
05 Jan 2024
Enclosure - Self Assessment of Compliance with the Code of Banking Practice 2023 (Reporting Template)
Cross referenced Document
Version History
Superseded Document
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