Regulatory Alerts2024-01-05
Added · Updated
Self-Assessment of Compliance with the Code of Banking Practice 2023
The Hong Kong Monetary Authority requires all Authorized Institutions to submit an annual self-assessment of compliance with the Code of Banking Practice by 28 March 2024. This assessment covers the period from 11 December 2022 to 30 June 2023 and must be conducted by internal audit or compliance departments with co-signature from the Chief Executive. Institutions must also ensure compliance extends to relevant subsidiaries and provide detailed explanations for any recurring non-compliance instances.
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share