Regulatory Alerts2016-04-01
Added · Updated
SFC Circular on Distribution of Chapter 37 Bonds and Local Unlisted Private Placement Bonds
The Securities and Futures Commission issued this circular to regulate the distribution of bonds listed under Chapter 37 of the Main Board Listing Rules and local unlisted private placement bonds. The document establishes specific guidelines and requirements for registered institutions regarding the marketing and sale of these investment products. It aims to ensure appropriate investor protection and compliance with regulatory standards in the wealth management sector.
CIR
Current
Issue Date:
01 Apr 2016
20160401-2-EN.pdf (137.7 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
01 Apr 2016
Circular Issued by the Securities and Futures Commission (“SFC”) on Distribution of Bonds Listed under Chapter 37 of the Main Board Listing Rules (“Chapter 37 Bonds”) and Local Unlisted Private Placement Bonds
CIR
Current
01 Apr 2016
Circular Issued by the Securities and Futures Commission (“SFC”) on Distribution of Bonds Listed under Chapter 37 of the Main Board Listing Rules (“Chapter 37 Bonds”) and Local Unlisted Private Placement Bonds
Cross referenced Document
Version History
Superseded Document
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