Regulatory Alerts2017-11-24
Added · Updated
SFC Circular on Launch of Online Submission of Information under Section 110(1) of the SFO
The Securities and Futures Commission issued this circular to announce the launch of an online submission system for information required under Section 110(1) of the Securities and Futures Ordinance. This new digital channel is available to all authorized institutions for submitting specified data to the regulator. The move aims to streamline the reporting process and enhance efficiency in regulatory compliance for financial institutions.
CIR
Current
Issue Date:
24 Nov 2017
20171124-5-EN.pdf (48.8 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Nov 2017
Circular Issued by the Securities and Futures Commission (“SFC”) on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance (“SFO”)
CIR
Current
24 Nov 2017
Circular Issued by the Securities and Futures Commission (“SFC”) on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance (“SFO”)
Cross referenced Document
Version History
Superseded Document
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