Regulatory Alerts2010-01-15
Added · Updated
SFC Circular on Prudent Risk Management for Margin Financing and Rusal Listing Conditions
The Securities and Futures Commission issued this circular to mandate prudent risk management practices for margin financing activities. It specifically requires registered institutions to comply with conditions imposed on the listing of the United Company Rusal Limited. The guidance aims to ensure that firms adequately manage credit risks associated with these specific financial exposures.
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