Regulatory Alerts2010-01-15
Added · Updated
SFC Circular on Prudent Risk Management for Margin Financing and Rusal Listing Conditions
The Securities and Futures Commission issued this circular to mandate prudent risk management practices for margin financing activities. It specifically requires registered institutions to comply with conditions imposed on the listing of the United Company Rusal Limited. The guidance aims to ensure that firms adequately manage credit risks associated with these specific financial exposures.
CIR
Current
Issue Date:
15 Jan 2010
20100115-2-EN.pdf (44.0 KB)
Topic:
Credit Risk Management - Others
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
15 Jan 2010
Circular issued by the Securities and Futures Commission (SFC) Regarding Prudent Risk Management on Margin Financing and Compliance with Conditions Imposed on the Listing of the United Company Rusal Limited (the Company)
CIR
Current
15 Jan 2010
Circular issued by the Securities and Futures Commission (SFC) Regarding Prudent Risk Management on Margin Financing and Compliance with Conditions Imposed on the Listing of the United Company Rusal Limited (the Company)
Cross referenced Document
Version History
Superseded Document
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