Regulatory Alerts2010-01-15
Added · Updated
SFC Circular on Prudent Risk Management on Margin Financing and Compliance with Conditions Imposed on the Listing of the United Company Rusal Limited
The Securities and Futures Commission issued this circular to guide registered institutions on prudent risk management practices regarding margin financing. The document specifically addresses compliance with the conditions imposed on the listing of the United Company Rusal Limited. It outlines the regulatory expectations for managing credit risks associated with these financial activities.
CIR
Current
Issue Date:
15 Jan 2010
20100115-1-EN.pdf (424.9 KB)
Topic:
Credit Risk Management - Others
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
15 Jan 2010
Annex - SFC Circular
Annex
Current
15 Jan 2010
Annex - SFC Circular
Cross referenced Document
Version History
Superseded Document
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