Regulatory Alerts2010-01-15
Added · Updated
SFC Circular on Prudent Risk Management on Margin Financing and Compliance with Conditions Imposed on the Listing of the United Company Rusal Limited
The Securities and Futures Commission issued a circular to registered institutions regarding the listing of United Company Rusal Limited. The regulator requires intermediaries providing margin financing or placing offer shares to implement adequate systems and procedures for prudent risk management. These measures must ensure strict compliance with the specific conditions imposed by the SFC on the Company's listing.
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share