Regulatory Alerts2025-03-13
Added · Updated
Iraqi Securities Commission Regulations on Margin Financing Activities 2022
The Iraqi Securities Commission issued the 2022 Regulatory Instructions for Brokerage Firms to conduct margin financing activities, establishing strict eligibility criteria including a minimum capital of 200 million IQD and a performance guarantee. The regulations mandate specific risk management limits, such as capping total margin financing at 200% of net equity and restricting single-stock exposure to 75%, while requiring detailed reporting and independent account segregation. Compliance is enforced through mandatory licensing, regular audits, and penalties for violations, ensuring market stability and investor protection.
More like this from ISC
We email you every new ISC publication the day it's published.
Topics
Share