Regulatory Alerts2011-05-17
Added · Updated
SFC Circulars on Preparation for Full Implementation of the UT Code and ILAS Code
The Securities and Futures Commission issued circulars to all Authorized Institutions regarding the preparation for the full implementation of the Code on Unit Trusts and Mutual Funds and the Code on Investment-Linked Assurance Schemes. These regulatory codes are scheduled to commence on 25 June 2011, requiring institutions to align their operations with the new standards. The document serves as an official notification to ensure compliance with the upcoming changes in the unit trust and insurance product sectors.
CIR
Current
Issue Date:
17 May 2011
20110517-1-EN.pdf (45.1 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Insurance products
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
17 May 2011
Enclosure 1 - SFC circular - Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds ("UT Code") commencing 25 June 2011
Annex
Current
17 May 2011
Enclosure 2 - SFC circular - Preparation for the full implementation of the Code on Investment-Linked Assurance Schemes ("ILAS Code") commencing 25 June 2011
Annex
Current
17 May 2011
Enclosure 1 - SFC circular - Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds ("UT Code") commencing 25 June 2011
Annex
Current
17 May 2011
Enclosure 2 - SFC circular - Preparation for the full implementation of the Code on Investment-Linked Assurance Schemes ("ILAS Code") commencing 25 June 2011
Cross referenced Document
Version History
Superseded Document
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