Regulatory Alerts2020-07-31
Added · Updated
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
The Hong Kong Monetary Authority issued this circular to establish simplified arrangements for the sale and distribution of eligible retail bonds issued by the government and related organizations. Registered institutions must adhere to these guidelines to ensure compliant marketing and distribution practices for these specific investment products. The document serves as a regulatory framework to streamline the process while maintaining investor protection standards.
CIR
Current
Issue Date:
31 Jul 2020
20200731-1-EN.pdf (288.2 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
31 Jul 2020
Annex - Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex
Current
31 Jul 2020
Annex - Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Version History
Superseded Document
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