Regulatory Alerts2020-07-31
Added · Updated
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
The Hong Kong Monetary Authority issued this circular to establish simplified arrangements for the sale and distribution of eligible retail bonds issued by the Government and related organisations. The document outlines the specific requirements and procedures that registered institutions must follow when marketing these government-backed securities to retail investors. It serves as the primary regulatory framework replacing previous simplified arrangements for specific bond types, such as renminbi sovereign bonds, to streamline compliance for licensed corporations.
CIR
Current
Issue Date:
31 Jul 2020
20200731-2-EN.pdf (371.6 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
31 Jul 2020
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
CIR
Archive
08 Sep 2009
Simplified arrangements for selling of renminbi sovereign bonds
CIR
Current
31 Jul 2020
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Version History
CIR
Archive
08 Sep 2009
Simplified arrangements for selling of renminbi sovereign bonds
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