Regulatory Alerts2021-12-20 | BVES-IETI-BURAdded · Updated
Stock Exchange Ethics Instruction
The Board of Directors of the Stock Exchange of El Salvador, S.A. de C.V., approved this Instruction to establish ethical conduct standards for officials and employees of the Exchange and Brokerage Houses. The document mandates the prevention, identification, and management of conflicts of interest, prohibits market manipulation and insider trading, and requires strict confidentiality of client information. It defines the composition and powers of the Disciplinary Committee to investigate alleged infringements and recommend sanctions to the Board of Directors.
Topics
market-abuse
governance
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