Regulatory Alerts2020-05-04
Added · Updated
Summary of Amendments to the Revised Guidelines on Compliance Function for Fund Management Companies
Issued on 4 May 2020, this document outlines key amendments to the Revised Guidelines on Compliance Function for Fund Management Companies. It details the repositioning of existing requirements from Chapter 8 into Chapter 4 to align with the new Guidelines on Advertising for Capital Market Products and Related Services. Additionally, specific paragraphs in Chapter 8 were disapplied, and consequential amendments were made to Chapter 13 regarding Digital Investment Management Companies.
More like this from SC
We email you every new SC publication the day it's published.
Topics
Share