Regulatory Alerts2026-02-05
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Superintendence Resolution No. 010-2026-SMV/10
Acres Sociedad Agente de Bolsa S.A. is fined five (5) UIT (S/ 22,000.00) for a very serious infringement for failing to maintain prudential limits on its Intermediation Liquidity Indicator, which exceeded the maximum value of 1.00 on December 15, 16, 17, 20, and 21, 2021. The infringement stems from the entity's failure to include day trade operations in the calculation of exposure to short positions as required by the Intermediation Agents Regulation. The sanction is imposed following an administrative procedure where the entity acknowledged its responsibility for the violation.
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