Regulatory Alerts2026-03-04
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Superintendence Resolution No. 015-2026-SMV
The Peruvian Securities Market Superintendence (SMV) declares the reconsideration appeal filed by El Dorado Asset Management Sociedad Administradora de Fondos S.A. unfounded, thereby upholding the administrative sanction of eleven warnings and a fine of 5,767 UIT (S/26,869.55) imposed for fifteen minor infractions related to the late reporting of significant events. The decision confirms that the administrative body correctly applied the sanctioning criteria, rejecting the entity's arguments regarding the lack of material damage, the inapplicability of prior records for recidivism, and the absence of intent.
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