Superintendent Resolution No. 006-2026-SMV/02

PERÚ Ministry of Economy and Finance

SMV
Superintendence of the Securities Market
"Decade of Equal Opportunities for Women and Men" 1 Electronic document digitally signed under Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Superintendent Resolution No. 006-2026-SMV/02 Lima, January 19, 2026 The Superintendent of the Securities Market HAVING SEEN:
File 2026000834 and Report No. 75-2026-SMV/07 of the Planning, Management and Integrity Office; CONSIDERING:
That, through Article 1 of Superintendent Resolution No. 003-2026-SMV/02 of January 13, 2026, the incorporation of additional public income into the Institutional Budget of Pliego 058 Superintendence of the Securities Market for fiscal year 2026 was authorized, in the amount of S/ 10,039,634, from the financing source Directly Collected Resources, with which the Modified Institutional Budget for fiscal year 2026 (MIB 2026) amounts to S/ 125,197,885; That, it is necessary to modify the codifications of the Incomes, as well as the codification of the Financing Source – Directly Collected Resources both in Incomes and Expenditures, both detailed in Article 1 of Superintendent Resolution No. 003-2026-SMV/02, in accordance with what is stated in the current budget classifiers. Likewise, it corresponds to eliminate the reference to the term Product within the budget categories, insofar as the SMV does not have Budget Programs; and, In accordance with what is provided in letter g) of Article 5 of the Unified Concordant Text of the Organic Law of the Superintendence of the Securities Market (SMV), approved by Legislative Decree No. 26126, as well as to the delegation of powers agreed upon by the SMV Board of Directors in its session of January 7, 2026; RESOLVES:
Article 1.- Object
Modify the detail of the Incomes and Expenditures contained in Article 1 of Superintendent Resolution No. 003-2026-SMV/02 of January 13, 2026, which are now drafted as follows:

PERÚ Ministry of Economy and Finance

SMV
Superintendence of the Securities Market
"Decade of Equal Opportunities for Women and Men" 2 Electronic document digitally signed under Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml INCOMES In Soles FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES 1 BUDGET INCOMES 10,039,634
1.9 BALANCE SHEET BALANCES 10,039,634
1.9.1 BALANCE SHEET BALANCES 10,039,634
1.9.1 1. BALANCE SHEET BALANCES 10,039,634
1.9.1 1.1 BALANCE SHEET BALANCES 10,039,634
1.9.1 1.1 1 BALANCE SHEET BALANCES
TOTAL INCOMES 10,039,634
EXPENDITURES In Soles
FIRST SECTION: CENTRAL GOVERNMENT
PLIEGO: 058 SUPERINTENDENCE OF THE SECURITIES MARKET EXECUTING UNIT: 001 SUPERINTENDENCE OF THE SECURITIES MARKET – SMV [001274] BUDGET CATEGORY: 90001 CENTRAL ACTIONS ACTIVITY: 5000003 ADMINISTRATIVE MANAGEMENT FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES CURRENT EXPENSES
2.1 PERSONNEL AND SOCIAL OBLIGATIONS 6,000,959
ACTIVITY: 5000007 STATE JUDICIAL DEFENSE
FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES CURRENT EXPENSES
2.1 PERSONNEL AND SOCIAL OBLIGATIONS 6,850
BUDGET CATEGORY: 9002 BUDGET ALLOCATIONS THAT DO NOT RESULT IN PRODUCTS ACTIVITY: 5006135 REGULATION OF THE SECURITIES MARKET, MARKET OF PRODUCTS AND COLLECTIVE FUND SYSTEM FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES CURRENT EXPENSES
2.1 PERSONNEL AND SOCIAL OBLIGATIONS 334,570
ACTIVITY: 5006136 SUPERVISION OF THE SECURITIES MARKET, MARKET OF PRODUCTS AND COLLECTIVE FUND SYSTEM FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES CURRENT EXPENSES
2.1 PERSONNEL AND SOCIAL OBLIGATIONS 3,681,555
ACTIVITY: 5006137 GUIDANCE AND EDUCATION ON
SECURITIES MARKET, MARKET OF PRODUCTS
AND COLLECTIVE FUND SYSTEM

PERÚ Ministry of Economy and Finance

SMV
Superintendence of the Securities Market
"Decade of Equal Opportunities for Women and Men" 3 Electronic document digitally signed under Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml FINANCING SOURCE: 02 DIRECTLY COLLECTED RESOURCES CURRENT EXPENSES
2.1 PERSONNEL AND SOCIAL OBLIGATIONS 15,300
TOTAL EXPENDITURES 10,039,634
Article 2.- Presentation of the Resolution
A copy of this resolution is sent, within five (5) calendar days of approval, to the bodies indicated in numeral 31.4 of Article 31 of Legislative Decree No. 1440, Legislative Decree of the National Public Budget System. Register and communicate. Zósimo Juan Pichihua Serna Superintendent of the Securities Market