Regulatory Alerts2026-07-03
Added · Updated
Superintendent Resolution No. 073-2026-SMV/02
Superintendent Resolution No. 073-2026-SMV/02 revokes the authorization to operate of Diviso Bolsa Sociedad Agente de Bolsa S.A. (DIVISO SAB) for committing a very serious infringement by acting as a placement agent for securities issued by Diviso Fondos Sociedad Administradora de Fondos S.A. without observing applicable regulations. The resolution upholds the sanction imposed by Adjunct Superintendent Resolution No. 006-2026-SMV/10, rejecting the appeal filed by DIVISO SAB regarding material incompetence, the principle of legality, and the burden of proof.
More like this from SMV
SMV published 15 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share