Regulatory Alerts2017-12-08
Added · Updated
Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
The Hong Kong Monetary Authority issued this revised module to establish supervisory expectations regarding the competence and ethical behavior of staff at authorized institutions. The document outlines requirements for ensuring that individuals performing regulated functions possess the necessary skills, knowledge, and integrity to fulfill their duties effectively. It serves as a key component of the regulator's corporate governance framework for maintaining high professional standards within the financial sector.
CIR
Current
Issue Date:
08 Dec 2017
20171208-1-EN.pdf (72.6 KB)
Topic:
Corporate Governance - Others
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
SPM-NGL
Archive
08 Dec 2017
CG-6 Competence and Ethical Behaviour
SPM-NGL
Archive
08 Dec 2017
CG-6 Competence and Ethical Behaviour
Cross referenced Document
Version History
Superseded Document
You may also be interested in
SPM-NGL
Current
23 May 2024
CG-6 Competence and Ethical Behaviour
GLI
Archive
10 Sep 1991
The duties and responsibilities of directors of authorized institutions
SPM-SGL
Archive
21 Sep 2001
CG-1 Corporate Governance of Locally Incorporated Authorized Institutions