Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour

Our Ref: B1/21C
B9/116C
8 December 2017
The Chief Executive
All authorized institutions
Dear Sir / Madam,
Supervisory Policy Manual (SPM):
Revised module CG-6 “Competence and Ethical Behaviour” I am writing to inform you that, following consultation with the two industry Associations, the Monetary Authority (MA) is issuing today a revised version of the above SPM module as a guidance note. The SPM module was revised mainly to reflect the latest developments in enhancing training programmes for banking practitioners in Hong Kong. On-line access to the SPM module is available on the HKMA’s public website (http://www.hkma.gov.hk/eng/key-functions/banking-stability/supervisory-policy-man ual.shtml) and private website (http://www.stet.iclnet.hk/index.htm). Should you have questions regarding this module, please contact Carita Wan at carita_pm_wan@hkma.gov.hk. Yours faithfully, Daryl Ho Executive Director (Banking Policy) Encl. cc: The Chairperson, The Hong Kong Association of Banks The Acting Chairperson, The DTC Association FSTB (Attn: Ms Eureka Cheung)