Regulatory Alerts2026-03-10
Added · Updated
Supervisory Regulation on the Use of Business Projections for K-Factor Calculations
DNB implements five supervisory discretions under the Investment Firms Regulation that allow investment firms to replace missing historical data with business forecasts when calculating K-factors. This provision applies specifically to firms that have not yet provided relevant investment services or previously qualified as small and non-interconnected investment firms. The use of business projections is phased out gradually as historical data becomes available and is prohibited once the firm can calculate K-factors based on historical data.
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