Technical Standards for the Administration and Management of the Solidarity Guarantee Account — BCR — SV

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

THE COMMITTEE OF STANDARDS OF THE CENTRAL BANK OF RESERVE OF EL SALVADOR,

CONSIDERING:
I. That by Legislative Decree No. 614, dated December 20, 2022,
published in the Official Journal No. 241, Volume No. 437 on December 21, 2022, the Comprehensive Pension System Law was approved.
II. That article 2, letter l) of the Comprehensive Pension System Law establishes that
this System will have a Solidarity Guarantee Account, which will finance the benefits, in accordance with the provisions of the aforementioned Law and that it will be part of the Pension Fund.
III. That article 75 of the Comprehensive Pension System Law establishes that, each
Administrator will manage a Pension Fund that will be composed of the set of Individual Savings Accounts for Pensions, contributions to the Solidarity Guarantee Account and its respective profitability.
IV. That article 97 of the Comprehensive Pension System Law, in its fourth paragraph, it
is established that in cases where, after the twenty-year period of enjoyment of the pension for old age, there is a available balance in the individual account, it must be continue the payment of the benefit from the same, until its exhaustion; otherwise, if the balance of the individual account is exhausted, the pension for old age granted will be paid for life from the Solidarity Guarantee Account.
V. That article 119 of the Comprehensive Pension System Law establishes the
benefits that the Solidarity Guarantee Account will finance, the components of financing of the same and that the Central Bank of Reserve will issue a Technical Standard for the administration and management of the Solidarity Guarantee Account.
VI. That articles 123 and 125 of the Comprehensive Pension System Law establish that
affiliates who access the benefit of balance return or Temporary Economic Benefit as established in said articles will have the right to receive the return of their contributions to the Solidarity Guarantee Account.
VII. That article 159 of the Comprehensive Pension System Law establishes that the
Central Bank of Reserve of El Salvador will issue the Technical Standards necessary that allow the development of what is established in the aforementioned Law.

THEREFORE,

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

by virtue of the regulatory powers conferred by article 99 of the Law of Supervision and Regulation of the Financial System, AGREES, to issue the following:

TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT

CHAPTER I
OBJECT, SUBJECTS AND TERMS

Object
Art. 1.- These Standards aim to develop the provisions contained in the Comprehensive Pension System Law, regarding the administration and management of the Solidarity Guarantee Account by Pension Fund Administrators.

Subjects
Art. 2.- The subjects obliged to comply with these Standards are the Pension Fund Administrators.

Terms
Art. 3.- For the purposes of these Standards, the terms indicated below have the following meaning:
a) Affiliate: Any person who maintains a relationship with a Pension Fund Administrator, through the signing of an affiliation contract; b) AFP: Pension Fund Administrator; c) Central Bank: Central Bank of Reserve of El Salvador; d) CIAP: Individual Savings Account for Pensions. It is the sum of the contributions mandatory worker contributions and the proportion corresponding to the employer's contribution and the earnings that are credited. In addition, the Individual Savings Account for Pensions will include the Transfer Certificate, Complementary Transfer Certificate, and the accumulated balance in the Social Housing Fund, when applicable; e) Solidarity Guarantee Account (CGS): In accordance with article 119 of the Comprehensive Pension System Law, it is the mechanism that assumes the financing and payment present and future of the Minimum Pension and of the obligations corresponding to the Pension Institutes of the Public Pension System, with the objective of giving sustainability to the payment of pensions, in a stable and lifelong manner; f) CT: Transfer Certificate or its equivalent value; g) CTC: Equivalent value of the Complementary Transfer Certificate; h) Identity Document: It may be the Unique Identity Document, Minor's Card, Passport or Resident's Card, as applicable;

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

i) DUI: Unique Identification Document; j) Employer: According to what is established in article 7 of the Comprehensive Pension System Law, the employer is understood to be the employer with whom the affiliate maintains a subordinate labor relationship; k) Legal age: Completed age that enables an affiliate to opt for a benefit or pension for old age, in accordance with what is established in article 96 of the Pension System Law; l) Work History: Individual work history of the affiliate; m) IBC: Contribution base income, in accordance with what is provided in article 14 of the Comprehensive Pension System Law; n) INPEP: National Institute of Pensions of Public Employees, which was dissolved by Legislative Decree No. 615, dated December 20, 2022, published in the Official Journal No. 241, Volume No. 437 of December 21, 2022; o) IPC: Consumer Price Index, published by the National Office of Statistics and Censuses; p) ISP: Salvadoran Institute of Pensions; q) ISSS: Salvadoran Social Security Institute; r) SP Law: Comprehensive Pension System Law; s) INPEP Number: Number granted by the National Institute of Pensions of Public Employees to its affiliates, prior to the entry into force of the Law of Creation of the Salvadoran Institute of Pensions; t) Pensioner: Person who is receiving a pension from the Pension System either as the cause or as a beneficiary in accordance with the Comprehensive Pension System Law; u) Minimum Pension: It is the minimum amount to be granted in cases of old age, disability and survival in accordance with article 114 of the Comprehensive Pension System Law; v) SP: Pension System; w) SAP: Pension Savings System in accordance with what is established in the Law of Pension Savings System repealed by Legislative Decree No. 614, dated December 20, 2022, published in the Official Journal No. 241, Volume No. 437 of December 21, 2022; x) SPP: Public Pension System; and y) Superintendence: Financial System Superintendence.

CHAPTER II
OF THE SOLIDARITY GUARANTEE ACCOUNT

Contributions to the Solidarity Guarantee Account Art. 4.- In accordance with article 119 of the SP Law, the Solidarity Guarantee Account is constituted with the following contributions:

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

a) The contribution borne by the employer established in letter b) of article 16 of the SP Law; and b) The special contribution on the amount of the monthly pension of the affiliates pensioned for old age referred to in article 121 of the SP Law, which will be 7% if the amount of the monthly pension is greater than 6 times the minimum pension. The Solidarity Guarantee Account and its respective profitability will be part of the equity of the Pension Fund and will be expressed in units of said Fund. In accordance with articles 7 and 15 of the SP Law, independent workers will be responsible for the payment of the total of the contributions referred to in article 16 of the same Law.

Credits to the Solidarity Guarantee Account
Art. 5.- It is the responsibility of the AFP to credit to the Solidarity Guarantee Account the contributions referred to in article 4 of these Standards. Such credit must be made within a period not exceeding thirty days counted from the day following the expiration of the period established to make the payments of the contributions to the SP. However, notwithstanding what is established in the preceding paragraph, for the case of the special contributions referred to in article 121 of the SP Law, the credit to the Solidarity Guarantee Account will be made on the day the pension is paid to the corresponding pensioned affiliates. Contributions will be expressed in units on the date they have been credited to the Pension Fund and will accrue the profitability of said Fund in accordance with what is established in the valuation regulations of pension funds.

Financing of benefits borne by the Solidarity Guarantee Account Art. 6.- The Solidarity Guarantee Account will be administered by the AFP and will be used exclusively to finance the following obligations:
a) Payment of pensions in any modality contemplated in the SP Law upon exhaustion of the Individual Savings Account for Pensions and having completed the payment of the CT or its equivalent value, when applicable; (3) b) Payment of a value equivalent to the Transfer Certificates for all affiliates in accordance with what is established in articles 119 and 147 of the SP Law for the financing of the payments of the benefits contemplated in said Law when applicable. For the case of affiliates mandatory to the SAP with the right to balance return, the payment of the CT will be made in a single amount. (3) In the case of affiliates mandatory to the SAP, who meet the requirements to retire for old age, disability or generate the right to a pension for survival, the payment of the CT or its equivalent value will be made through monthly installments for the amount of the pension in force, from the time the balance of the CIAP has been exhausted. (3) In the event of the death of the affiliate before the payment of the CT or its equivalent value is completed, without there being beneficiaries with the right to a pension for survival, the remaining balance will become part of the estate, updating this by the variation of the IPC in accordance with what is established in the second paragraph of article 147 of the SP Law; (3) c) Return of contributions to affiliates who do not meet the requirements to access any other benefit covered with resources from the Solidarity Guarantee Account; d) Increase of ten percent (10%) of the amount of the pension in force payment of the affiliates pensioned for old age referred to in article 121 of the SP Law, as consideration for said contribution, which will be effective from the date on which the pensioned affiliate reaches eighty-five years of age, in accordance with what is provided in said article; and e) Other benefits and benefits established by the SP Law charged to the CGS.

Internal Control
Art. 7.- For the control of income and expenses of the CGS, the AFPs must have policies, procedures and an internal control structure for the processes related to records of operations or transactions, with the objective of implementing mechanisms that allow them to minimize errors and mitigate risks of a legal nature, operational and financial. Each AFP must group according to the type of benefit indicated in article 119 of the SP Law, the payment of benefits charged to the CGS, and must prepare separate spreadsheets attending to each of the benefits or benefits that the CGS finances. Likewise, the AFPs must implement the necessary controls to verify the survival of the pensioners, in order to carry out the pension disbursements with resources coming from the CGS effectively. Notwithstanding what is established in the "Technical Standards for the Granting of Benefits for Old Age in the Pension System -43), the proof of survival must be carried out at least semi-annually through the mechanisms that allow proving that the affiliate or pensioned beneficiary is alive.

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

Support of information
Art. 8.- The records of the movements of the operations that are carried out will constitute the documentary support of each of the transactions that are carried out in the CGS and of the accounting records, accounts and subaccounts of the equity of the Pension Fund, the AFPs must maintain them in electronic or physical media that allow their rapid location.

CHAPTER III
OF THE LIQUIDITY MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT

Art. 9.- The AFPs must identify all affiliates who will have the right to the coverage of some benefit charged to the CGS with the objective of maintaining adequate management of its liquidity management. For these purposes, with sixty (60) days of advance notice before the payment of said benefits, they must identify and quantify the resources monthly necessary for the CGS to cover the cases established in the letters of article 6 of these Standards. The AFP will calculate the total of the resources corresponding to the payment of the commitments charged to the CGS and will carry out the necessary management to execute the payments in a timely manner.

Return of contributions to the Solidarity Guarantee Account Art. 10.- To carry out the calculation of the return of contributions to the CGS, the process established in article 31 of -43), approved by the Central Bank through its Committee of Standards. The amount will be the balance corresponding to the last day of the month prior to when it meets with the age requirement. However, if the affiliate presented the request after meeting the requirements, the balance to be taken into account will be that of the last day of the month prior to when said request was presented.

CHAPTER IV
REQUIREMENTS OF RESOURCES FROM THE STATE
Art. 11.- If the Solidarity Guarantee Account is insufficient to cover its pension obligations, they will have the payment guarantee of the ISP; in case such participation results insufficient, it will correspond to the State to contribute, in accordance with article 50 of the Constitution of the Republic. For this, the AFPs will present the corresponding fund request to the ISP for the payment of all benefits to be paid in the following month. For this, they must present

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

a consolidated of the total amount required that must reflect the changes generated by the granting of new pensions, expiration, redistribution, suspension or any change in the amount of the benefits granted, as well as a detail of the dates of payment schedule of these.

CHAPTER V
REGISTERS OF THE SOLIDARITY GUARANTEE ACCOUNT

Mechanized Account System of the Solidarity Guarantee Account and Register Art. 12.- For the purposes of adequate control of income and expenses of the Account of Solidarity Guarantee, the AFPs must keep an updated record of the contributions received from employers and special contribution of pensioners, as well as the payment of each of the benefits that are financed from the CGS. The AFPs must adapt their computer systems in a way that allows clearly identifying the following minimum content:
a) For the case of income to the CGS:
i. DUI or identity document of the affiliate or pensioner;
ii. Name of the affiliate or pensioner;
iii. IBC or pension amount in the case of special contributions of the
pensioners;
iv. Nominal value of the contribution, which will correspond to the percentage borne by the
employer as established in letter a) of article 4 of these Standards;
v. Nominal value of the contribution that corresponds to the special contributions on the
amount of the monthly pension of the affiliates pensioned to whom it refers letter b) of article 4 of these Standards;
vi. Period of accrual of the contribution to the CGS;
vii. Number of the spreadsheet to which the contribution corresponds;
viii. Payment date;
ix. Registration date; and
x. Number of Units corresponding to the CGS.
b) For the case of CGS expenses detailed by:
i. Name of the beneficiary or pensioner;
ii. DUI or identity document of the cause or pensioner;
iii. Benefits that the CGS must pay according to article 7 of the
these Standards;
iv. Payment date of the benefit;
v. Accrual period corresponding to the payment of the benefit; and
vi. Amount of the benefit paid.

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

This information must coincide with the corresponding accounting records of the CGS. Art. 13.- The codes of the operations that imply movements or transactions that must be reflected in the Individual Savings Account Statements, will be assigned the codes in accordance with what is established in Annex No. 2 of these Standards.

Information requirements
Art. 14.- The AFPs must establish a report of the monthly movements at nominal values where the initial balance, income by type of contribution, expenses by type of benefit, and final balance of the CGS, which must be reported to the Superintendence within the first ten (10) business days of the month following the one reported. The Superintendence will send to the AFPs, with a copy to the Central Bank, the technical details related to the sending of said information, which will be communicated in a maximum period of thirty (30) business days after the entry into force of the these Standards. The technical details will be limited to the collection of information in accordance with what is regulated in Annex No. 1 of these Standards. The AFPs must implement the necessary mechanisms for the submission of the information within a maximum period of thirty (30) days, counted from the date of having received the note from the Superintendence referred to in the second paragraph of this article.

CHAPTER VI
TRANSFER CERTIFICATES AND COMPLEMENTARY TRANSFER CERTIFICATES

Payment of Transfer Certificates charged to the Solidarity Guarantee Account Art. 15.- The payment of the amount equivalent to the CTs will be charged to the CGS which will be credited to their CIAP. The calculation of the CTs will be carried out by the AFP in accordance with what is established in article 148 of the SP Law, for which the AFPs will follow the following procedure:
a) When affiliates request the AFPs for the payment of a benefit that requires a Transfer Certificate as a source of financing, the AFPs must inform them that it is an indispensable requirement to carry out the process of reconstruction of the Work History when they have contributed to the SPP, since it is the basis for the calculation of these benefits; b) The AFPs must inform the Superintendence of the payment requests of the amount equivalent of the CT, reporting the information detailed in Annex No. 3 of the these Standards;

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 12/30/2022 Validity: 12/30/2022

c) The Superintendence will confirm the consistency of the information within the period of 3 business days, counted from the date on which the information is received; d) Once the information is verified, the Superintendence will communicate to the AFPs about the records that have passed the validations and those that present inconsistencies. The AFPs will pay only the amounts equivalent to the CT for the records that have passed the validations and will proceed in accordance with what is -48); and e) At the end of the month, the AFPs must send to the Superintendence and to the corresponding Pension Institute the information of the amounts equivalent of the CTs and CTCs that have been recognized charged to the CGS.

Payment of Complementary Transfer Certificates charged to the Solidarity Guarantee Account Art. 16.- When the affiliate has the right to the payment of a CTC, in accordance with what is provided -48), the payment of the amount equivalent to the CTCs will be charged to the CGS. The AFP must send to the Superintendence information of the amounts equivalent CTCs that have been recognized and/or paid charged to the CGS, in accordance with the information detailed in Annex No. 3 of these Standards.

CHAPTER VII
OTHER PROVISIONS AND VALIDITY

Transfers between Pension Fund Administrators
Art. 17.- When the transfer of an affiliate from one AFP to another is appropriate, the AFP of origin will transfer to the AFP of destination all the historical information of the contributions that in the name of the affiliate have been made to the CGS, considering the provisions contained in letter a) of article 12 of these Standards. When it concerns affiliates who made transfers during their work history, the calculation of the returns to the CGS that are regulated in these Standards, must take into account the data on the average monthly unit value of the Fund of the Pension Fund of the AFP in which they are affiliated at the time of making said calculation.

Transitory
Art. 18.- The AFPs will have a period of 90 days to make the adjustments corresponding related to the substitution of the Unique Pension Number by the Number of Unique Identity Document in the Systems, forms or others in which they apply said change.

Repeal
Art. 19.-
-07), approved on March seven of two thousand eighteen, by the Committee of Standards of the Central Bank of Reserve of El Salvador.

Sanctions
Art. 20.- Non-compliance with the provisions contained in these Standards will be sanctioned in accordance with what is established in the Law of Supervision and Regulation of the Financial System.

Unforeseen Aspects
Art. 21.- The aspects not provided for in regulatory matters in these Standards will be resolved by the Central Bank through its Committee of Standards.

Validity
Art. 22.- These Standards will enter into force from December thirty of two thousand twenty-two.

MODIFICATIONS:
(1) Modification to Annex No. 1 approved by the Central Bank, through its Committee of Standards, in Session No. CN-01/2023 of January twenty-six of two thousand twenty-three, with validity from January twenty-six of two thousand twenty-three. (2) Modification to Annex No. 2 approved by the Central Bank, through its Committee of Standards, in Session No. CN-01/2024 of January 31 of two thousand twenty-four, with validity from February 15 of two thousand twenty-four. (3) Modification to article 6 approved by the Central Bank, through its Committee of Standards, in Session No. CN-09/2024 of September 23 of two thousand twenty-four, with validity from October 9 of two thousand twenty-four.

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 1
ADMINISTRATION OF THE SOLIDARITY GUARANTEE ACCOUNT

FIELD DESCRIPTION

ADMINISTRATOR OF PENSION FUNDS
Code assigned to the AFP.

INITIAL BALANCE CGS
Initial valued balance corresponding to the first day of the reported month.

NOMINAL BALANCE CGS
Nominal balance corresponding to the first day of the reported month.

CREDIT MONTH
Month of credit reported.

TOTAL BENEFICIARIES
Total number of beneficiaries of the CGS.

SURPLUS (DEFICIT) OF THE CGS
Indicate the surplus or deficit of the CGS.

INCOME TO THE CGS

TOTAL CONTRIBUTIONS
EMPLOYERS
Total contributions paid corresponding to the period.

TOTAL CONTRIBUTIONS
PENSIONERS 184
Total contributions corresponding to this group.

TOTAL CONTRIBUTIONS
PENSIONERS 184A
Total contributions corresponding to this group.

TOTAL CONTRIBUTIONS
PENSIONERS BY OLD AGE (1)
Total contributions corresponding to the special contribution of pensioners by old age in accordance with Art. 121 of the SP Law. (1)

TOTAL AFFILIATES
Total number of affiliates who contributed to the CGS.

TOTAL PENSIONERS
Total number of pensioners who contributed to the CGS.

EXPENSES OF THE CGS

TOTAL AMOUNTS CT
Total amounts paid for Transfer Certificates.

TOTAL AMOUNTS CTC
Total amounts paid for Complementary Transfer Certificates.

TOTAL AMOUNTS OLD AGE PENSIONS SECOND STAGE
Total amounts paid for second stage old age pensions.

TOTAL SURVIVOR PENSIONS SECOND STAGE
Total amounts paid for second stage survivor pensions.

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 1

FIELD DESCRIPTION

EXPENSES OF THE CGS

TOTAL AMOUNTS OF MINIMUM OLD AGE PENSIONS
Total amounts paid for minimum old age pensions.

TOTAL AMOUNTS OF MINIMUM INVALIDITY PENSIONS
Total amounts paid for minimum invalidity pensions.

TOTAL AMOUNTS OF MINIMUM SURVIVOR PENSIONS
Total amounts paid for minimum survivor pensions.

TOTAL AMOUNTS OF RETURN OF CONTRIBUTIONS TO AFFILIATES Total amounts paid for returns of contributions made by affiliates to the CGS.

TOTAL AMOUNTS OF OLD AGE PENSIONS BY EXHAUSTION OF THE CIAP Total amounts paid for old age pensions due to exhaustion of the CIAP.

TOTAL AMOUNTS OF INVALIDITY PENSIONS BY EXHAUSTION OF THE CIAP (1) Total amounts paid for invalidity pensions due to exhaustion of the CIAP. (1)

TOTAL AMOUNTS OF SURVIVOR PENSIONS BY EXHAUSTION OF THE CIAP (1) Total amounts paid for survivor pensions due to exhaustion of the CIAP. (1)

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 2
CODES OF THE OPERATIONS THAT MUST BE REFLECTED IN THE INDIVIDUAL PENSION SAVINGS ACCOUNT STATEMENTS REGARDING THE CGS

CGS: Solidarity Guarantee Account

Type Code Adjustment Indicator Reversal Indicator Concept

A 116 Adjustment of Reversal of Payment of Contribution to the Solidarity Guarantee Account C 116 Adjustment of Payment of Contribution to the Solidarity Guarantee Account

A 117 Adjustment of Reversal of Transfer of the Solidarity Guarantee Account for payment of benefits C 117 Adjustment of Reversal of Transfer of the Solidarity Guarantee Account for payment of benefits

A 121 Adjustment of Reversal of Payment of value equivalent to CT and CTC C 121 Adjustment of Payment of value equivalent to CT and CTC

A 122 Adjustment of Reversal of Payment of second stage old age pension CGS C 122 Adjustment of Payment of second stage old age pension CGS

A 123 Adjustment of Reversal of Payment of second stage survivor pension CGS C 123 Adjustment of Payment of second stage survivor pension CGS

A 127 Adjustment of Reversal of Payment of minimum old age pension CGS C 127 Adjustment of Payment of minimum old age pension CGS

A 128 Adjustment of Reversal of Payment of minimum invalidity pension CGS C 128 Adjustment of Payment of minimum invalidity pension CGS

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 2

Type Code Adjustment Indicator Reversal Indicator Concept

A 129 Adjustment of Reversal of Payment of minimum survivor pension CGS C 129 Adjustment of Payment of minimum survivor pension CGS

A 130 Adjustment of Reversal of Return of contributions of affiliates CGS C 130 Adjustment of Return of contributions of affiliates CGS

A 131 Adjustment of Profitability generated in the Fund c 131 Adjustment of Reversal of Profitability generated in the Fund

A (2) 132 (2) Adjustment of (2) Reversal of (2) Payment of pension by old age by exhaustion of the CIAP (2) C(2) 132 (2) Adjustment of (2) Payment of pension by old age by exhaustion of the CIAP (2)

A (2) 142 (2) Adjustment of (2) Reversal of (2) Payment of pension by Invalidity by exhaustion of the CIAP (2) C(2) 142 (2) Adjustment of (2) Payment of pension by Invalidity by exhaustion of the CIAP (2)

A (2) 143(2) Adjustment of (2) Reversal of (2) Payment of pension by Survivorship by exhaustion of the CIAP (2) C (2) 143 (2) Adjustment of (2) Payment of pension by Survivorship by exhaustion of the CIAP (2)

CGS: Solidarity Guarantee Account

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 3

INFORMATION ON VALUES EQUIVALENT TO TRANSFER CERTIFICATES AND COMPLEMENTARY TRANSFER CERTIFICATES CHARGED TO THE SOLIDARITY GUARANTEE ACCOUNT

A. Validation processes

Information on the value equivalent to the Transfer Certificate to be recognized charged to the CGS
This information will be sent by the AFP to the Superintendence, according to the following:

DESCRIPTION OF THE FIELD COMMENT
AFP Code Code of the AFP that will pay the equivalent value of the CT.
Request Number Corresponds to the sequential number of the request.
Request Date Corresponds to the date on which the AFP makes the request. Cause of the request Corresponds to the cause of the issuance of the Certificate (Old Age, Invalidity or Survivorship) DUI Corresponds to the Unique Identity Document of the affiliate causing the issuance of the Certificate. First name Indicates the first name of the affiliate causing. Second name Indicates the second name of the affiliate causing. First surname Indicates the first surname of the affiliate causing. Second surname Indicates the second surname of the affiliate causing. Married surname Indicates the married surname of the affiliate causing. Date of Incorporation to the SAP Corresponds to the date on which the affiliate incorporated into the SAP. Reference Date The first day of the month prior to the affiliation date must be considered if this was done within the established period to incorporate into the SAP; otherwise, consider the first day of the month prior to the maximum date to affiliate to the SAP, according to the regulations. Adjusted Certificate Amount Indicates the amount of the Certificate that has been adjusted. ISSS Affiliation Number Mandatory if affiliated with the ISSS.

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 3

INPEP Number Mandatory if affiliated with the INPEP This field must contain the new enrollment number of length 10. File Type Indicates whether the file is new or being updated.

Valid requests
This file will contain the information of the requests that register data consistent with the affiliation database of the Superintendence, corresponding to the Transfer Certificate system.

DESCRIPTION OF THE FIELD COMMENT
AFP Code Code of the AFP that will pay the equivalent value of the CT.
Request Number Corresponds to the sequential number of the request.
Cause of issuance Corresponds to the cause of the issuance of the Certificate (Old Age, Invalidity or Survivorship) DUI Corresponds to the Unique Identity Document of the affiliate causing the issuance of the Certificate. First name Indicates the first name of the affiliate causing. Second name Indicates the second name of the affiliate causing. First surname Indicates the first surname of the affiliate causing. Second surname Indicates the second surname of the affiliate causing. Married surname Indicates the married surname of the affiliate causing. ISSS Affiliation Number Corresponds to the affiliation number with the ISSS INPEP Number Corresponds to the INPEP number Date of Origin Corresponds to the date of origin.

Requests with inconsistencies
This information will correspond to the inconsistencies detected between the information of the affiliate, recorded in the CT issuance requests, and the affiliation database of the Superintendence, corresponding to the Transfer Certificate system.

DESCRIPTION OF THE FIELD COMMENT
SPP Institute Code Code of the Institute to whom the issuance of the CT would have corresponded.

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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 3

Request Number Corresponds to the sequential number of the request.
Cause of issuance Corresponds to the cause of the issuance of the Certificate (Old Age, Invalidity or Survivorship) DUI Corresponds to the Unique Identity Document of the affiliate causing the issuance of the Certificate. ISSS Affiliation Number Mandatory if affiliated with the ISSS INPEP Number Mandatory if affiliated with the INPEP This field must contain the new enrollment number of length 10. Date of Invalidity Corresponds to the date of invalidity. Error Code Indicates the error code generated. Error Description Indicates the description of the error generated.

B. Payment of the amount equivalent to Transfer Certificates or Complementary Transfer Certificates

Payment of the value equivalent to CT and CTC
This information will correspond to the payment of the amounts equivalent to the Transfer Certificates or Complementary Transfer Certificates recognized charged to the CGS.

DESCRIPTION OF THE FIELD COMMENT
SPP Institute Code Code of the Institute to whom the issuance of the CT would have corresponded. Date of sending of the information Corresponds to the date on which the information is sent. Certificate Number Corresponds to the number of the Certificate indicating whether it is CT or CTC. AFP Code Code of the AFP that will pay the equivalent value of the CT. DUI Corresponds to the Unique Identity Document of the affiliate causing the issuance of the Certificate. Request Number Corresponds to the sequential number of the request. Equivalent Value of the Certificate Paid Indicates the equivalent value of the Certificate paid.

CNBCR-11/2022
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TECHNICAL STANDARDS FOR THE ADMINISTRATION AND MANAGEMENT OF THE SOLIDARITY GUARANTEE ACCOUNT Approval: 30/12/2022 Validity: 30/12/2022
Annex No. 3

Date of payment of the equivalent value of the Certificate Indicates the date of payment of the equivalent value of the Certificate. Certificate Expiration Date Indicates the expiration date of the Certificate. Interest Rate to Accrue Indicates the interest rate to accrue. Annuity Amount Indicates the amount of the annuity.