Comision Nacional del Mercado de Valores

327 documents, newest first — showing 201–327.

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2015-11-17Circular 4/2015 of the National Securities Market Commission amending Circulars 7/2008 and 11/2008 on accounting standards and reserved information statements for Investment Service Companies and Venture Capital Entities
2015-11-07Royal Decree 1012/2015 developing the Recovery and Resolution Law for Credit Institutions and Investment Firms and modifying the Deposit Guarantee Fund Regulation
2015-11-05Order ECC/2316/2015 of 4 November on Information and Classification Obligations for Financial Products
2015-10-07Order HAP/2046/2015 of 1 October amending the Order of 4 June 1998 on aspects of tax collection management
2015-09-22Law 34/2015, of September 21, Partially Amending the General Tax Law 58/2003
2015-09-19Resolution of 18 September 2015 by the Secretary of State for Treasury and Financial Policy amending Annex 3 of the Resolution of 31 July 2015 on financial prudence principles for autonomous communities and local entities
2015-08-10Circular 2/2015 of the National Securities Market Commission modifying Circular 3/1999 on transparency of operations in official securities markets
2015-08-10Circular 3/2015 of the CNMV on Technical and Legal Specifications and Information for Listed Companies' and Savings Banks' Websites
2015-07-29Law 25/2015 of July 28 on the Second Chance Mechanism, Reduction of Financial Burden and Other Social Order Measures
2015-07-21Law 22/2015 of 20 July on the Audit of Accounts
2015-07-15Law 20/2015 of 14 July on the Regulation, Supervision and Solvency of Insurance and Reinsurance Undertakings
2015-07-03Law 15/2015, of July 2, on Voluntary Jurisdiction
2015-06-29Circular 1/2015 of the National Securities Market Commission on Data and Statistical Information of Market Infrastructures
2015-05-09Royal Decree 358/2015 of 8 May amending Royal Decree 217/2008 on the legal regime of investment firms and partially amending the Regulation of the Collective Investment Institutions Law
2015-03-18Agreement of 11 March 2015 of the Board of the National Securities Market Commission on the Delegation of Powers
2015-02-28Royal Decree-Law 1/2015 of 27 February on the Second Chance Mechanism, Reduction of Financial Burden and Other Social Order Measures
2015-02-14Royal Decree 84/2015 of 13 February developing Law 10/2014 on the regulation, supervision and solvency of credit institutions
2015-02-14Royal Decree 83/2015 of 13 February amending Royal Decree 1082/2012 on Collective Investment Institutions
2015-02-13Resolution of 30 January 2015 by the National Securities Market Commission establishing the procedure and conditions for payment via collaborating entities in tax collection management and by telematic means of the fees applicable to activities and services provided by the CNMV
2015-01-27Order ECC/51/2015 approving official settlement and self-assessment models for CNMV fees
2014-12-09Resolution of 28 November 2014 by the General Secretariat for the Treasury and Financial Policy updating the annex on financial prudence principles for autonomous communities' borrowing operations
2014-12-04Law 31/2014 of 3 December amending the Consolidated Text of the Capital Companies Law for the improvement of corporate governance
2014-11-08Circular 5/2014 by the CNMV amending Circular 5/2008 on statistical reporting requirements for assets and liabilities of EU collective investment institutions. Filling Manual Technical Requirements
2014-11-08Circular 7/2014 of the National Securities Market Commission modifying Circular 6/2013 on accounting standards and statistical information reports for Bank Asset Funds
2014-11-07Circular 3/2014 of the National Securities Market Commission modifying Circular 1/2010 on reserved information and Circular 7/2008 on accounting standards
2014-10-09Order PRE/1838/2014 approving Cl@ve, the common platform for electronic identification, authentication and signature of the State Public Administration Sector
2014-10-01Law 17/2014 of 30 September adopting urgent measures on corporate debt refinancing and restructuring
2014-09-17Law 15/2014 of 16 September on Rationalization of the Public Sector and Other Measures of Administrative Reform
2014-09-06Royal Decree-Law 11/2014 of 5 September on Urgent Measures in Bankruptcy Matters
2014-08-02Resolution of 31 July 2014 by the General Secretariat for the Treasury and Financial Policy updating the annex on maximum borrowing costs for Autonomous Communities
2014-07-30Royal Decree 636/2014 creating the Central Economic-Financial Information System of Public Administrations and regulating information reporting by the Bank of Spain and financial entities
2014-07-16Royal Decree 579/2014 developing aspects of the Law on Support for Entrepreneurs and their Internationalization regarding internationalization bonds and debentures
2014-07-15Law 13/2014 of 14 July on the Transformation of the Fund for the Financing of Payments to Suppliers
2014-06-28Circular 2/2014 of the CNMV on the exercise of regulatory options regarding solvency for investment firms and their consolidatable groups
2014-06-10Resolution of 29 May 2014 updating the annex to the Resolution of 12 February 2014 on financial prudence for autonomous community borrowing under ICO-CCAA 2012 and the Autonomous Liquidity Fund
2014-05-10Order ECC/757/2014 authorizing BME Clearing, SAU to modify the general conditions for energy underlying asset contracts
2014-05-06Royal Decree 304/2014 approving the Regulation of Law 10/2010 on the prevention of money laundering and terrorist financing
2014-04-03Circular 1/2014 of the CNMV on Internal Organization and Control Functions of Investment Service Entities
2014-04-02Resolution of 12 March 2014 by the National Securities Market Commission modifying Annex I of the Resolution of 16 November 2011 creating and regulating the CNMV Electronic Registry
2014-03-08Royal Decree-Law 4/2014 on Urgent Measures for Corporate Debt Refinancing and Restructuring
2014-01-18Resolution of 14 January 2014 by the General Secretariat for the Treasury and Financial Policy amending the 20 July 2012 resolution establishing conditions for Spanish Government Debt Market Makers
2014-01-10Order ECC/2515/2013 of 26 December developing Article 86.2 of the Securities Market Law 24/1988
2013-12-28Law 26/2013 of 27 December on Savings Banks and Banking Foundations (Correction of Errors)
2013-12-28Law 25/2013, of December 27, on the Promotion of Electronic Invoicing and Creation of the Accounting Register of Invoices in the Public Sector
2013-12-21Organic Law 9/2013 of 20 December on the Control of Commercial Debt in the Public Sector
2013-12-10Law 19/2013, of December 9, on Transparency, Access to Public Information and Good Government
2013-11-30Royal Decree-Law 14/2013 on Urgent Measures to Adapt Spanish Law to EU Financial Supervision and Solvency Regulations
2013-11-01Circular 7/2013, of 25 September, of the National Securities Market Commission, regulating the procedure for resolving complaints and inquiries against investment service providers in the securities market
2013-10-30Law 16/2013, of October 29, establishing certain measures in environmental taxation and adopting other tax and financial measures
2013-10-24Circular 6/2013 of the National Securities Market Commission on Accounting Standards, Annual Accounts, Public Financial Statements and Reserved Statistical Information States of Banking Asset Funds
2013-10-15Resolution of 4 October 2013 by the National Securities Market Commission modifying Annex I of the Resolution of 16 November 2011 creating and regulating the CNMV Electronic Registry
2013-08-14Order ECC/1556/2013 Authorizing MEFF to Separate Trading, Clearing, and Settlement Functions
2013-08-09Resolution of 1 August 2013 approving the rules for the daily and intraday electricity production markets and changing the daily market closing time
2013-08-06Resolution of August 1, 2013, by the Secretary General of the Treasury and Financial Policy updating financial prudence limits for autonomous communities' debt operations under the ICO-CCAA 2012 line and Autonomous Liquidity Fund
2013-08-02Circular 3/2013 of the Bank of Spain on the reporting of transactions and balances in negotiable securities
2013-07-27Law 11/2013 of 26 July on measures to support entrepreneurship and stimulate growth and job creation
2013-07-02Resolution of June 28, 2013 by the Secretary General of the Treasury and Financial Policy updating financial prudence limits for autonomous community debt under the ICO-CCAA 2012 line and Autonomous Liquidity Fund
2013-06-27Law 8/2013 of June 26 on Rehabilitation, Regeneration and Urban Renewal
2013-06-24Circular 4/2013 of the National Securities Market Commission establishing models for annual remuneration reports of directors of listed companies and members of savings banks' administrative and control bodies
2013-06-19Circular 3/2013 by the CNMV on information obligations for investment service clients regarding the assessment of financial instrument suitability and appropriateness (Amended by Circular 1/2014)
2013-05-24Circular 2/2013 of 9 May from the CNMV on the Key Investor Information Document and the Prospectus of Collective Investment Institutions (Errata) (Amended by Circular 3/2022 of 21 July)
2013-05-23Resolution of 21 May 2013 appointing members of the Commission of Experts on Corporate Governance
2013-05-15Law 1/2013, of May 14, on measures to strengthen protection for mortgage debtors, debt restructuring and social housing
2013-05-06Order ECC/747/2013 of 25 April modifying Order ECO/697/2004 on the Risk Information Central
2013-04-30Resolution of 26 April 2013 by the General Secretariat for the Treasury and Financial Policy updating the annex on maximum borrowing costs for autonomous communities
2013-04-25Order ECC/680/2013 of 8 April authorizing the modification of Articles 11 and 12 of the Regulations of the Society for the Management of Securities Registration, Clearing and Settlement Systems, S.A.
2013-04-13Royal Decree 256/2013 incorporating EBA criteria on the assessment of the adequacy of members of the administrative body and key function holders into credit institution regulations
2013-03-23Order ECC/461/2013 Determining the Content and Structure of the Annual Corporate Governance Report, Annual Remuneration Report, and Other Disclosure Instruments for Listed Companies and Savings Banks
2013-03-23Royal Decree-Law 6/2013 of 22 March on protection for holders of certain savings and investment products and other financial measures
2013-02-23Royal Decree-Law 4/2013 of 22 February on measures to support entrepreneurship and stimulate growth and job creation
2013-02-23Royal Decree-Law 3/2013, of February 22, modifying the regime of fees in the field of the Administration of Justice and the system of free legal aid
2013-02-19Circular 1/2013 of 30 January from the National Securities Market Commission on the Communication of Information Relating to Investment Service Firms and Their Parent Companies and to Management Companies of Collective Investment Institutions
2013-02-02Royal Decree-Law 2/2013 of 1 February on Urgent Measures in the Electricity System and the Financial Sector
2012-12-31Royal Decree 1698/2012 of 21 December modifying regulations on prospectuses and transparency requirements for securities issuances by transposing Directive 2010/73/EU
2012-12-28Law 16/2012 of 27 December adopting various tax measures for public finance consolidation and economic activity
2012-12-20Law 11/2012 of 19 December on Urgent Measures in Environmental Matters
2012-12-15Order ECC/2682/2012 of 5 December amending Order EHA/2688/2006 on collaboration agreements for State Debt Investment Funds
2012-12-10Memorandum of Understanding on Financial Sector Policy Conditions and Framework Agreement for Financial Assistance
2012-12-10Financial Assistance Facility Agreement between the European Stability Mechanism and the Kingdom of Spain
2012-11-22Order ECC/2502/2012 regulating the procedure for submitting complaints to the complaint services of the Bank of Spain, the CNMV, and the DGSPFP
2012-11-16Royal Decree-Law 27/2012 of 15 November on Urgent Measures to Strengthen Protection for Mortgage Debtors
2012-11-16Royal Decree 1559/2012 establishing the legal regime for asset management companies
2012-11-09Order ECC/2405/2012 authorizing MEFF to act as a Central Counterparty for fixed-income securities and amending its regulations
2012-11-03Agreement of 1 November 2012 of the National Securities Market Commission imposing restrictions on short selling and similar transactions
2012-11-01Resolution of 31 October 2012 by the National Securities Market Commission Modifying Annex I of Normalized Electronic Documents
2012-10-31Law 8/2012 of 30 October on the Sanitization and Sale of Real Estate Assets of the Financial Sector
2012-10-30Law 7/2012, of October 29, amending tax and budgetary regulations and financial regulations to intensify actions in the prevention and fight against fraud
2012-10-25Agreement of 18 October 2012 by the National Securities Market Commission extending the precautionary prohibition on short selling of Spanish shares and initiating notification to ESMA
2012-10-05Royal Decree 1336/2012 of 21 September amending certain royal decrees in relation to the powers of the European Supervisory Authorities
2012-08-08Order ECC/1762/2012 of 3 August developing Article 5 of Royal Decree-Law 2/2012 on remuneration limits for entities receiving public financial support
2012-08-04Circular 1/2012 of the National Securities Market Commission modifying Circulars 6/2010, 4/2008, and 3/2006 regarding collective investment institutions
2012-07-25Agreement of 23 July 2012 of the National Securities Market Commission on the precautionary prohibition of transactions establishing or increasing net short positions on Spanish shares
2012-07-14Royal Decree-Law 20/2012, of July 13, on measures to guarantee budgetary stability and promote competitiveness
2012-06-23Law 1/2012 of 22 June on Simplifying Information and Documentation Obligations for Mergers and Spin-offs of Capital Companies
2012-05-05Royal Decree-Law 17/2012 of 4 May on Urgent Environmental Measures
2012-03-24Royal Decree-Law 10/2012 of 23 March, amending certain financial rules regarding the powers of the European Supervisory Authorities (Correction of Errors)
2012-03-06Resolution of 28 February 2012 by the National Securities Market Commission Modifying Annex I of the Resolution of 16 November 2011 Creating and Regulating the CNMV Electronic Registry
2012-02-17Agreement of 15 February 2012 by the National Securities Market Commission lifting the precautionary prohibition on short positions in Spanish financial sector shares
2012-02-04Royal Decree 303/2012 Regulating the Advisory Committee of the National Securities Market Commission
2012-02-01Order ECC/149/2012 of 30 January developing Article 49.2.b of State Budget Law 39/2010 regarding State Guarantees for Credit Entities
2011-12-24Circular 7/2011 of the National Securities Market Commission on Information Brochures on Tariffs and Content of Standard Contracts
2011-12-15Circular 5/2011 of the CNMV modifying Circular 12/2008 on solvency and Circular 7/2008 on accounting standards for investment service companies
2011-12-06Circular 4/2011 of the National Securities Market Commission modifying Circular 4/2008 on the content of quarterly, semi-annual and annual reports of collective investment institutions
2011-12-05Agreement of 16 November 2011 of the Council of the National Securities Market Commission on adapting the CIFRADOC/CNMV System to recognized electronic certification and signature services and creating the CNMV Telematic Register
2011-12-05Resolution of 16 November 2011 by the CNMV Creating and Regulating the Electronic Registry
2011-12-03Royal Decree-Law 19/2011, of December 2, amending Royal Decree-Law 16/2011, of October 14, which created the Deposit Guarantee Fund for Credit Institutions
2011-10-29Order EHA/2899/2011 on Transparency and Client Protection in Banking Services (Error Correction)
2011-10-15Royal Decree-Law 16/2011, of October 14, creating the Deposit Guarantee Fund for Credit Institutions
2011-10-11Royal Decree 1307/2011 of 26 September modifying Royal Decree 437/2010 on the securitization of the Spanish electricity system deficit
2011-10-05Law 31/2011 of 4 October amending Law 35/2003 on Collective Investment Institutions
2011-09-30Agreement of 28 September 2011 of the National Securities Market Commission regarding short positions on Spanish financial sector shares
2011-08-27Agreement of 25 August 2011 of the National Securities Market Commission regarding short positions on Spanish financial sector shares
2011-08-18Order EHA/2288/2011 of 2 August Modifying the Order of 19 May 1987 on the Book Entry System for State Debt
2011-08-13Agreement of 11 August 2011 of the National Securities Market Commission regarding short positions on Spanish financial sector shares
2011-08-05Resolution of July 28, 2011, of the Board of the National Securities Market Commission regarding evidentiary value of supervisory findings
2011-08-02Law 25/2011 of 1 August, Partially Amending the Capital Companies Law and Incorporating Directive 2007/36/EC on Shareholder Rights
2011-07-07Royal Decree-Law 8/2011, July 1, on Support for Mortgage Debtors, Public Spending Control, Local Entity Debt Cancellation, Business Promotion, Rehabilitation, and Administrative Simplification (Correction of Errors)
2011-06-27Circular 3/2011 of the National Securities Market Commission modifying Circular 1/2009 on collective investment scheme categories based on investment focus
2011-06-22Circular 2/2011 of the National Securities Market Commission on Information Regarding Foreign Collective Investment Institutions Registered with the CNMV
2011-06-17Law 15/2011, of June 16, amending certain financial rules to apply Regulation (EC) No 1060/2009 on Credit Rating Agencies
2011-06-04Royal Decree 771/2011 of 3 June modifying Royal Decree 216/2008 on own funds of financial entities and Royal Decree 2606/1996 on deposit guarantee funds
2011-04-19Order TAP/953/2011 of 12 April approving the new promotional image for e-government activities and establishing criteria for its use
2011-04-12Law 7/2011 of 11 April amending Law 41/1999 on payment and securities settlement systems and Royal Decree-Law 5/2005 on urgent productivity reforms
2011-04-12Law 6/2011 of 11 April amending the Law on Financial Intermediaries, the Securities Market Law, and the Royal Decree on Credit Entities
2011-03-25Order PRE/627/2011 of 22 March establishing requirements for Asset Securitization Fund Promotion Agreements to Favor Business Financing
2011-01-11Circular 6/2010 of the National Securities Market Commission on Derivative Instrument Operations by Collective Investment Institutions
2011-01-05Resolution of 21 December 2010 of the National Securities Market Commission Publishing the Regulation of the Official Secondary Market for Futures and Options (MEFF)