Regulatory AlertsAI in Finance regulation in US Federal
Artificial-intelligence and machine-learning guidance and requirements for financial institutions. 8 publications, summarized in English and updated same-day.
2026-04-17
SR 26-2: Revised Guidance on Model Risk Management
US Federal
FRB
2026-04-17
Interagency Supervisory Guidance on Model Risk Management
US Federal
FDIC
2025-04-14
FINRA Requests Comment on Modernizing FINRA Rules, Guidance, and Processes for the Organization and Operation of Member Workplaces
US Federal
FINRA
2024-11-13
FinCEN Alert on Fraud Schemes Involving Deepfake Media Targeting Financial Institutions
US Federal
FINCEN
2024-07-30
FINRA Reminds Members of its Policy Prohibiting Members From Recording FINRA Calls and Meetings
US Federal
FINRA
2024-06-27
FINRA Reminds Members of Regulatory Obligations When Using Generative Artificial Intelligence and Large Language Models
US Federal
FINRA
2023-08-09
Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers
US Federal
SEC
2023-06-21
Quality Control Standards for Automated Valuation Models
US Federal
FDIC