Consumer Protection regulation in France

Consumer-protection rules, fair-treatment duties, complaints handling and market conduct in financial services. 44 publications, summarized in English and updated same-day.

DOC-2017-07 Simulations of Future Performance

Autorite des Marches Financiers

France

AMF

Guide on Best Execution

Autorite des Marches Financiers

France

AMF

DOC-2024-06 Distribution of actively managed certificates (AMC)

Autorite des Marches Financiers

France

AMF

ESMA Guidelines on Cross-Selling Practices under MiFID II

Autorite des Marches Financiers

France

AMF

AMF Position DOC-2022-03: Suitability and Simple Execution Requirements under MiFID II

Autorite des Marches Financiers

France

AMF

DOC-2015-10 Communication by companies on fees related to the holding of shares in pure registered form

Autorite des Marches Financiers

France

AMF

DOC-2015-09 Communication by Companies to Promote Their Securities to Individual Investors

Autorite des Marches Financiers

France

AMF

DOC-2018-04 Product Governance Requirements under the MiFID II Directive

Autorite des Marches Financiers

France

AMF

Production of Independent Analyses During Significant Financial Operations Intended for Individual Retail Investors

Autorite des Marches Financiers

France

AMF

DOC-2013-12 Necessity of Offering a Guarantee (Formula and/or Capital) for Structured UCITS and AIFs, Guaranteed UCITS and AIFs, and Structured Debt Securities

Autorite des Marches Financiers

France

AMF

DOC-2010-05 The Marketing of Complex Financial Instruments

Autorite des Marches Financiers

France

AMF

DOC-2023-05 Advertising Communications by Crowdfunding Service Providers

Autorite des Marches Financiers

France

AMF

DOC-2008-04 Application of Conduct Rules During the Marketing of UCITS or AIF Shares or Units by Portfolio Management Companies, Management Companies and Managers

Autorite des Marches Financiers

France

AMF

AMF Position DOC-2019-03: MiFID II Suitability Requirements

Autorite des Marches Financiers

France

AMF

Guide for Drafting Advertising Communications and Marketing Collective Investments and SOFICA

Autorite des Marches Financiers

France

AMF

DOC-2017-05 Modalities for Introducing Liquidity Management Mechanisms

Autorite des Marches Financiers

France

AMF

Professional Obligations of Investment Service Providers Regarding Non-Professional Clients for Third-Party Portfolio Management

Autorite des Marches Financiers

France

AMF

2025-04-01

Decision No. 2025-C-11 of March 17, 2025 Establishing the Advisory Commission on Commercial Practices

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2025-02-28

Decision No. 2025-P-02 of January 31, 2025 amending Decision No. 2010-C-42 of September 29, 2010 on the establishment of the Advisory Commission on Commercial Practices

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2024-11-21

Recommendation 2024-R-03 of 21 November 2024 on the collection of client information for the exercise of the duty of advice and the provision of personalized recommendation services in insurance

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2024-07-02

Recommendation 2024-R-02 of July 2, 2024, on the Handling of Complaints

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2024-06-28

Recommendation 2024-R-01 of 28 June 2024 on the implementation of certain provisions from Directive (EU) 2016/97 on the distribution of insurance

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2022-06-15

Instruction No. 2022-I-11 of June 15, 2022, on the Questionnaire Regarding Commercial Practices and Customer Protection

Autorite de Controle Prudentiel et de Resolution

France

ACPR

2021-02-23

ACPR Recommendation 2021-R-01 of 18 February 2021 on the marketing of life insurance contracts linked to funeral expense financing

Autorite de Controle Prudentiel et de Resolution

France

ACPR

Showing the 24 most recent of 44. Browse the full catalogue