Consumer-protection rules, fair-treatment duties, complaints handling and market conduct in financial services. 44 publications, summarized in English and updated same-day.
DOC-2017-07 Simulations of Future Performance
France
AMF
Guide on Best Execution
France
AMF
DOC-2024-06 Distribution of actively managed certificates (AMC)
France
AMF
ESMA Guidelines on Cross-Selling Practices under MiFID II
France
AMF
AMF Position DOC-2022-03: Suitability and Simple Execution Requirements under MiFID II
France
AMF
DOC-2015-10 Communication by companies on fees related to the holding of shares in pure registered form
France
AMF
DOC-2015-09 Communication by Companies to Promote Their Securities to Individual Investors
France
AMF
DOC-2018-04 Product Governance Requirements under the MiFID II Directive
France
AMF
Production of Independent Analyses During Significant Financial Operations Intended for Individual Retail Investors
France
AMF
DOC-2013-12 Necessity of Offering a Guarantee (Formula and/or Capital) for Structured UCITS and AIFs, Guaranteed UCITS and AIFs, and Structured Debt Securities
France
AMF
DOC-2010-05 The Marketing of Complex Financial Instruments
France
AMF
DOC-2023-05 Advertising Communications by Crowdfunding Service Providers
France
AMF
DOC-2008-04 Application of Conduct Rules During the Marketing of UCITS or AIF Shares or Units by Portfolio Management Companies, Management Companies and Managers
France
AMF
AMF Position DOC-2019-03: MiFID II Suitability Requirements
France
AMF
Guide for Drafting Advertising Communications and Marketing Collective Investments and SOFICA
France
AMF
DOC-2017-05 Modalities for Introducing Liquidity Management Mechanisms
France
AMF
Professional Obligations of Investment Service Providers Regarding Non-Professional Clients for Third-Party Portfolio Management
France
AMF
Decision No. 2025-C-11 of March 17, 2025 Establishing the Advisory Commission on Commercial Practices
France
ACPR
Decision No. 2025-P-02 of January 31, 2025 amending Decision No. 2010-C-42 of September 29, 2010 on the establishment of the Advisory Commission on Commercial Practices
France
ACPR
Recommendation 2024-R-03 of 21 November 2024 on the collection of client information for the exercise of the duty of advice and the provision of personalized recommendation services in insurance
France
ACPR
Recommendation 2024-R-02 of July 2, 2024, on the Handling of Complaints
France
ACPR
Recommendation 2024-R-01 of 28 June 2024 on the implementation of certain provisions from Directive (EU) 2016/97 on the distribution of insurance
France
ACPR
Instruction No. 2022-I-11 of June 15, 2022, on the Questionnaire Regarding Commercial Practices and Customer Protection
France
ACPR
ACPR Recommendation 2021-R-01 of 18 February 2021 on the marketing of life insurance contracts linked to funeral expense financing
France
ACPR
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