Regulatory AlertsDisclosure & Reporting regulation in United States
Regulatory reporting, disclosure and transparency obligations for supervised institutions. 25 publications, summarized in English and updated same-day.
2026-06-02
SEC Draft Strategic Plan for Public Comment
United States
SEC
2026-05-29
SEC Proposes Rescission of Climate-Related Disclosure Rules
United States
SEC
2026-05-19
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
United States
SEC
2026-05-05
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
United States
SEC
2026-04-20
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
United States
SEC
2026-04-16
SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
United States
SEC
2026-03-27
SEC Approves Amendment to NMS Plan to Further Reduce Costs of the Consolidated Audit Trail
United States
SEC
2023-06-20
Reopening of Comment Period for Position Reporting of Large Security-Based Swap Positions
United States
SEC
2023-04-28
Reopening of Comment Period for Modernization of Beneficial Ownership Reporting
United States
SEC
2023-03-22
Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
United States
SEC
2022-12-14
Disclosure of Order Execution Information
United States
SEC
2022-12-07
Reopening of Comment Period for Share Repurchase Disclosure Modernization
United States
SEC
2022-08-10
Amendments to Form PF Reporting Requirements for All Filers and Large Hedge Fund Advisers
United States
SEC
2022-07-13
Proposed Rule on Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule 14a-8
United States
SEC
2022-05-25
Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies
United States
SEC
2022-05-25
Investment Company Names
United States
SEC
2022-05-09
Extension of Comment Period for The Enhancement and Standardization of Climate-Related Disclosures
United States
SEC
2022-05-09
Reopening of Comment Periods for Private Fund Advisers and Exchange Act Amendments to Alternative Trading Systems
United States
SEC
2022-03-30
Special Purpose Acquisition Companies, Shell Companies, and Projections
United States
SEC
2022-03-21
The Enhancement and Standardization of Climate-Related Disclosures for Investors
United States
SEC
2022-03-09
Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
United States
SEC
2022-02-09
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
United States
SEC
2022-02-09
Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies
United States
SEC
2022-01-27
Reopening of Comment Period for Pay Versus Performance
United States
SEC
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