Regulatory AlertsEnforcement regulation in Canada
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 59 publications, summarized in English and updated same-day.
2026-07-03
OSC files bankruptcy application against Harry Stinson over unpaid sanctions
Canada
OSC
2026-06-15
Stephan Katmarian sentenced to jail for securities fraud
Canada
OSC
2026-05-21
OSC Disgorgement Order Stan Bharti and Neil Said, File No. 2026-23
Canada
OSC
2026-05-12
OSC’s Investor Advisory Panel 2025 Annual Report
Canada
OSC
2026-05-11
OSC Disgorgement Order ‘Go-To Developments Inc.’, ‘Go-To Spadina Adelaide Square Inc.’, ‘Furtado Holdings Inc.’, and ‘Oscar Furtado.’ File No. 2022-8
Canada
OSC
2026-05-11
OSC reaches settlements with Stan Bharti and Neil Said, former executives of Medivolve Inc.
Canada
OSC
2026-05-01
Jimmy Delinis pleads guilty in $1.3 million investment scheme
Canada
OSC
2026-04-29
OSC settles three cases involving breaches of director and officer bans
Canada
OSC
2025-12-04
FINTRAC imposes an administrative monetary penalty on Griffin Jewellery Designs Inc
Canada
FINTRAC
2025-12-02
FINTRAC imposes an administrative monetary penalty on Global Currency Exchange
Canada
FINTRAC
2025-10-16
FINTRAC imposes an administrative monetary penalty on First Nations Bank of Canada
Canada
FINTRAC
2025-10-09
FINTRAC imposes an administrative monetary penalty on DMCL Chartered Professional Accountants
Canada
FINTRAC
2025-10-02
FINTRAC imposes an administrative monetary penalty on HRA Group Holdings
Canada
FINTRAC
2025-09-25
FINTRAC imposes an administrative monetary penalty on Peken Global Limited (KuCoin)
Canada
FINTRAC
2025-09-23
FINTRAC imposes an administrative monetary penalty on Spence Diamonds Ltd
Canada
FINTRAC
2025-09-18
FINTRAC imposes an administrative monetary penalty on Primary Capital Inc.
Canada
FINTRAC
2025-09-12
FINTRAC imposes an administrative monetary penalty on the Saskatchewan Indian Gaming Authority
Canada
FINTRAC
2025-09-04
FINTRAC Imposes Administrative Monetary Penalty on Canadian National Exhibition Association
Canada
FINTRAC
2025-08-28
FINTRAC imposes an administrative monetary penalty on British Columbia Lottery Corporation
Canada
FINTRAC
2025-07-03
FINTRAC imposes an administrative monetary penalty on Canaccord Genuity Corp
Canada
FINTRAC
2025-06-12
FINTRAC imposes an administrative monetary penalty on Hub Capital Inc.
Canada
FINTRAC
2025-06-10
FINTRAC imposes an administrative monetary penalty on Cambrian Credit Union
Canada
FINTRAC
2025-05-29
FINTRAC imposes an administrative monetary penalty on Crystal Currency Exchange Inc.
Canada
FINTRAC
2025-05-13
FINTRAC imposes an administrative monetary penalty on Marouf Management Inc
Canada
FINTRAC
Showing the 24 most recent of 59. Browse the full catalogue