Regulatory AlertsEnforcement regulation in European Union
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 9 publications, summarized in English and updated same-day.
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2025-06-30
ESMA Final Report on 2023-2024 CSA on sustainability risks and disclosures
European Union
ESMA
2025-05-07
Commission Delegated Regulation (EU) 2025/1768 amending Delegated Regulation (EU) 2022/803 regarding ESMA's power to impose fines on consolidated tape providers
European Union
EC
2025-04-16
Commission Delegated Regulation (EU) 2025/754 specifying rules of procedure for ESMA to impose fines on external reviewers
European Union
EC
2024-07-05
Final Report on Guidelines on Enforcement of Sustainability Information
European Union
ESMA
2023-07-07
ESMA Report on MiFID II Sanctions and Measures Imposed in 2022
European Union
ESMA
2022-02-16
Commission Delegated Regulation (EU) 2022/803 specifying rules of procedure for ESMA to impose fines or periodic penalty payments on data reporting service providers
European Union
EC
2021-01-26
Commission Delegated Regulation (EU) 2021/731 supplementing Regulation (EU) No 648/2012 with rules of procedure for penalties imposed by ESMA on third-country central counterparties
European Union
EC
2021-01-26
Commission Delegated Regulation (EU) 2021/732 amending Delegated Regulation (EU) No 667/2014
European Union
EC
2020-01-01
EBA Decision on Rules of Procedure for Investigation of Breach of Union Law
European Union
EBA