Regulatory AlertsEnforcement regulation in Ghana
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 31 publications, summarized in English and updated same-day.
2024-09-12
Release of GHS 1.5 Billion to Investors Affected by the 2019 Fund Management License Revocation
Ghana
SEC
2024-06-24
Deadline for Submission of Claims for Partial and Full Bailout
Ghana
SEC
2024-03-08
SEC Update on Bailout Program for Blackshield Fund Management Clients
Ghana
SEC
2023-03-30
Update on Implementation of Bailout Program for Clients of Blackshield Fund Management Ltd (Formerly Gold Coast)
Ghana
SEC
2023-03-14
Bank of Ghana and Financial Intelligence Centre AML/CFT&P Administrative Sanctions and Penalties for Accountable Institutions in Ghana
Ghana
BOG
2022-06-29
Circular on Imposition and Publication of Sanctions
Ghana
SEC
2022-06-14
Public Notice on Court Case Regarding SEC Guidelines on Capital Market Services by Auditors and Reporting Accountants
Ghana
SEC
2021-01-01
Securities Industry (Amendment) Act, 2021
Ghana
SEC
2020-09-02
SEC Update on Fund Management Company Revocations and Government Bailout
Ghana
SEC
2020-08-28
Update on SEC License Revocations and Investor Bailout
Ghana
SEC
2020-08-06
Speech by Rev. Daniel Ogbarmey Tetteh on Ghana's Financial Crisis and Regulatory Reforms
Ghana
SEC
2020-06-12
Update on Revocation of Licences of Fund Management Companies: Appeals Against Revocations
Ghana
SEC
2020-05-15
Update on Appointment of Fund Managers for 18 Collective Investment Schemes
Ghana
SEC
2020-02-11
Update on Claims Process for Investors of 53 Fund Management Companies with Revoked Licences
Ghana
SEC
2020-01-17
CIRCULAR APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES
Ghana
SEC
2019-12-24
SEC Extension of Deadline for Appointment of New Fund Managers for Revoked Licensees
Ghana
SEC
2019-12-20
Public Notice on Extension of Deadline for Submission of Investment Claims with Fund Management Companies Whose Licences Have Been Revoked
Ghana
SEC
2019-11-26
Public Notice on Deadline for Submission of Investment Claims with Revoked Fund Management Companies
Ghana
SEC
2019-11-21
Public Notice on Mutual Funds and Unit Trusts Managed by Fund Management Companies Whose Licences Have Been Revoked
Ghana
SEC
2019-11-15
Update on Validation of Investment Claims for 53 Revoked Fund Management Companies
Ghana
SEC
2019-11-12
Public Notice on Validation of Investment Claims Against 53 Revoked Fund Management Companies
Ghana
SEC
2019-11-08
FAQs on SEC Revocation of FM Licences
Ghana
SEC
2019-11-08
Notice of Revocation of Licences of 53 Fund Management Companies by the Securities and Exchange Commission of Ghana
Ghana
SEC
2019-10-01
Public Notice on Blackshield Capital Management Unlicensed Product
Ghana
SEC
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