Regulatory AlertsEnforcement regulation in Sri Lanka
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 12 publications, summarized in English and updated same-day.
2025-01-01
SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance
Sri Lanka
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2024-01-01
SEC Directive 15 05 2024
Sri Lanka
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2023-01-01
SEC Sri Lanka Directive Regarding Mr. Sriyan Gurusinghe
Sri Lanka
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2017-01-18
SEC Sri Lanka Directive Prohibiting Related Party Transactions for Swarnamahal Financial Services PLC
Sri Lanka
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2016-07-14
SEC Directive to Freeze Shares of Blue Diamonds Jewellery Worldwide PLC Chairman
Sri Lanka
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2016-05-13
Stop Order on Payment of Trade Proceeds Due to Possible Capital Market Law Violation
Sri Lanka
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2016-05-06
SEC Sri Lanka Directive on Entrust Capital Markets Regarding Regulatory Concerns
Sri Lanka
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2015-03-24
Directive to Blue Diamonds Jewellery Worldwide PLC Regarding Corporate Governance Compliance
Sri Lanka
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2015-03-20
SEC Directive to Kalpitiya Beach Resort PLC Regarding IPO Fund Misuse
Sri Lanka
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2014-08-15
SEC Directive on Compensation by Adam Investments PLC for Cancelled PC Pharma PLC Trades
Sri Lanka
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2014-08-11
Directive on cancellation of trades by Adam Investments PLC of PC Pharma PLC
Sri Lanka
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2014-03-12
SEC Sri Lanka Directive Extending Prevention of Alienation of Non-Current Assets for Touchwood Investments PLC
Sri Lanka
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