Corporate-governance, board and senior-management accountability requirements for financial institutions. 17 publications, summarized in English and updated same-day.
Exchange Services Rulebook
United Arab Emirates
VARA
Custody Services Rulebook
United Arab Emirates
VARA
VA Management and Investment Services Rulebook
United Arab Emirates
VARA
Advisory Services Rulebook
United Arab Emirates
VARA
Market Conduct Rulebook
United Arab Emirates
VARA
Company Rulebook
United Arab Emirates
VARA
DFSA Consultation Paper 165: Proposed Changes to Licensed Functions and Authorised Individuals
United Arab Emirates
DFSA
Consultation Paper No. 161 – Enhancing Proportionality in Prudential Regulation
United Arab Emirates
DFSA
Notice of Consultation Paper Release: CP 159 (03 May 2024)
United Arab Emirates
DFSA
DFSA Consultation Paper No. 147 on Cyber Risk Management and Innovation Support
United Arab Emirates
DFSA
Notice of Consultation Paper Release (23 Feb 2023)
United Arab Emirates
DFSA
DFSA Consultation Paper No. 141 – Whistleblowing
United Arab Emirates
DFSA
DFSA Consultation Paper No. 135 on Regulation of Retail OTC Leveraged Products
United Arab Emirates
DFSA
Notice of Consultation Paper Release: DFSA Listing Regime for SMEs
United Arab Emirates
DFSA
Notice of Consultation Paper Release (28 Oct 2019)
United Arab Emirates
DFSA
Notice of Consultation Paper Release (15 Jun 2011)
United Arab Emirates
DFSA
Notice of Consultation Paper Release on Corporate Governance
United Arab Emirates
DFSA