Regulatory AlertsGovernance regulation in Sri Lanka
Corporate-governance, board and senior-management accountability requirements for financial institutions. 20 publications, summarized in English and updated same-day.
2026-05-05
SEC Directive Related Party Portfolio Management Limits and Minimum Number of Clients
Sri Lanka
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2026-01-09
SEC Directive 09.01.2026 Mandatory Submission of Feedback Form by an Outgoing Compliance Officer of a Market Institution or Market Intermediary
Sri Lanka
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2025-01-01
SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance
Sri Lanka
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2024-01-01
SEC Directive 30 12 2024
Sri Lanka
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2024-01-01
SEC Letter Compliance with Rules Relating to Fitness and Propriety
Sri Lanka
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2024-01-01
SEC Directive 15 05 2024
Sri Lanka
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2024-01-01
Directive on Certification Programs, Viva Voce Examinations, and Continuous Professional Development for Investment Advisors
Sri Lanka
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2023-01-01
Minimum Governance Requirements Applicable to Market Intermediaries
Sri Lanka
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2023-01-01
Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities
Sri Lanka
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2023-01-01
Stakeholder Consultation on Draft Code of Conduct for Corporate Finance Advisors
Sri Lanka
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2023-01-01
Revised Corporate Governance Rules
Sri Lanka
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2022-01-01
Rules Applicable to an Exchange
Sri Lanka
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2021-03-29
Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities
Sri Lanka
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2020-01-01
Unit Trust Code for Sri Lanka Real Estate Investment Trust 2020
Sri Lanka
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2018-12-31
Regulatory Framework on Investments and Disposals in Listed Securities by Unit Trust Managing Companies
Sri Lanka
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2017-01-30
Guidelines on Fitness and Propriety
Sri Lanka
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2017-01-18
SEC Sri Lanka Directive Prohibiting Related Party Transactions for Swarnamahal Financial Services PLC
Sri Lanka
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2015-03-24
Directive to Blue Diamonds Jewellery Worldwide PLC Regarding Corporate Governance Compliance
Sri Lanka
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2014-10-21
Consultation Paper 21: Evaluating the Possibility of Establishing a Minority Investors’ Association for Public Listed Companies
Sri Lanka
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2009-01-07
Guidelines for Trustees and Managing Companies of Unit Trust Funds
Sri Lanka
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